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Chief Compliance Officer Jobs

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Company
Public Interest, Elliot Hospital
Experience
Min 3 yrs required
Location
Manchester, NH
Posted Date
Sep 05, 18
Info Source
Employer
Total Views
289
Director of Compliance, Chief Compliance Officer Duties: Plays... maintaining an effective system-wide compliance program. Designs and manages... the organization’s compliance efforts, including investigating compliance-related... issues, administration and enforcement... of the organization’s compliance plan and policies, and... to or implicate potential compliance issues, in conjunction with... compliance... read more
Company
In-House, ABIOMED, Inc.
Experience
Min 10 yrs required
Location
Danvers, MA
Posted Date
Sep 20, 18
Info Source
Employer
Total Views
47
Chief Compliance Officer / Corporate... candidate will ensure organizational compliance with laws, industry requirements... build a culture of compliance that is woven into... in matters related to compliance, audit and risk. Will... improve the culture of compliance at the company, including... compliance... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Sep 14, 18
Info Source
Employer
Total Views
31
Chief Compliance Officer - Mutual... aspects of registered fund compliance program, including: annual Rule... 38a-1 compliance review; maintaining compliance manual... Directors/Trustees. Will be managing compliance staff dedicated to registered... funds business. Overseeing select compliance monitoring functions. Providing ongoing... compliance and regulatory advice to... Compliance... read more
Company
In-House
Experience
Min 5 yrs required
Location
Chicago, IL
Posted Date
Sep 20, 18
Info Source
Employer
Total Views
63
Chief Compliance and Privacy Officer... as needed, the Corporate Compliance Program: Ensure a culture... Identify potential areas of compliance risk, develop and implement... objective of the Corporate Compliance Program to guide employees... in compliance activities. Monitor the healthcare... functions related to research compliance, including adherence to pertinent... compliance... read more
Company
In-House
Experience
Min 7 yrs required
Location
New York City, NY
Posted Date
Sep 18, 18
Info Source
Employer
Total Views
7
Chief Compliance Officer The candidate... conducts its business in compliance with applicable laws and... all times. Successfully monitor compliance and requirements regarding KYC,... regulatory issues, risks and compliance. Prepare and maintain records... to demonstrate data protection compliance. Perform ongoing risk assessment... compliance... read more
Company
In-House
Experience
Min 7 yrs required
Location
Saint Louis, MO
Posted Date
Sep 14, 18
Info Source
Employer
Total Views
95
Chief Risk Officer The candidate... recovery program. Monitor/Direct firmwide compliance programs, including independence, insider... requirements to ensure firmwide compliance. Assist in preparation of... periodic compliance reviews, including correspondence review,... and strategies are in compliance with applicable regulations and... Research, understand and maintain compliance with Investment Advisers Act...... read more
Company
Public Interest, Brattleboro Retreat
Experience
5-10 yrs required
Location
Brattleboro, VT
Posted Date
Sep 05, 18
Info Source
Employer
Total Views
329
General Counsel/Chief Compliance Officer Duties: Providing legal... (1) leading the organization's compliance program and the Compliance... and Legal Services functions;... individual legal matters and compliance issues; and (3) managing... outside counsel and overseeing compliance and legal issues within... fraud and abuse, regulatory compliance, privacy and security, contracts... compliance... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Sep 21, 18
Info Source
Employer
Total Views
6
Senior Compliance Officer The candidate responsible... for supporting the compliance agenda of two dual... business by providing specialized compliance advice related to securities... general supervision of a Chief Compliance Officer but also... must... handle complex legal & compliance issues. This role is... compliance... read more
Company
In-House
Experience
5-10 yrs required
Location
Saint Louis, MO
Posted Date
Sep 07, 18
Info Source
Employer
Total Views
181
Chief Compliance Officer The candidate... aspects of the firm’s compliance with these laws in... associated with Company’s regulatory compliance program. Prepare and submit... and effectiveness of Company’s compliance program. Report results to... advisory personnel on regulatory compliance matters to enhance understanding... compliance... read more
Company
In-House, Snowflake Computing Inc.
Experience
5-10 yrs required
Location
San Mateo, CA
Posted Date
Sep 07, 18
Info Source
Employer
Total Views
26
Associate General Counsel, Chief Privacy Officer Duties: Legal... company’s business. Provide privacy compliance advice on products, including... laws. Proactive identification of compliance and regulatory issues affecting... compliance Strong collaboration with the Chief Security Officer to ensure... with accountability as the Chief Privacy Officer to the...... read more
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