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Chief Compliance Officer Jobs

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SPONSORED JOB
Company
Experience
Min 7 yrs required
Location
San Francisco, CA
Posted Date
Jul 01, 2020
Total Views
93
chief compliance officer Special Purpose... create and control the compliance program. Develop, implement, and... aspects of the bank’s compliance program, designed specifically for... (OFAC/CTF) officer and Consumer compliance officer Successfully support compliance related... read more
SPONSORED JOB
Experience
3-5 yrs required
Location
Washington, DC
Posted Date
Aug 07, 2020
Total Views
185
Deputy chief compliance officer The candidate responsibilities... : Assisting Interactive Advisors’ chief compliance officer to ensure... not limited to annual compliance reviews, advertising material reviews,... maintenance and implementation of compliance policies and procedures, website compliance read more
SPONSORED JOB
Company
Experience
Min 7 yrs required
Location
San Francisco, CA
Posted Date
Sep 05, 2020
Total Views
55
chief compliance officer Special Purpose... aspects of the bank’s compliance program, designed specifically for... (OFAC/CTF) officer and Consumer compliance officer Successfully support related... audits and examinations involving compliance related issues and and delivery compliance related... read more
Company
Academic
Location
Chicago, IL
Posted Date
Aug 04, 2021
Info Source
Employer
Total Views
9
General Counsel, Chief Compliance Officer and Vice... The General Counsel and Chief Compliance Officer also oversees... statutory interpretation, regulation and compliance. Independently anticipates, identifies and... and to facilitate legal compliance. Provide advice and counsel... conflicts of interest and compliance issues. Leads the development... compliance... read more
Company
Law Firm, Confidential
Location
Seattle, WA
Posted Date
Jul 12, 2021
Info Source
Employer
Total Views
8
search of General Counsel/Chief Compliance Officer to be based... for all legal and compliance matters at the firm,... monitor and maintain the compliance program including policies and... review/audit of all current compliance systems, processes and manuals Serve... timely and accurate regulatory compliance filings Conduct and/or coordinate compliance...... read more
Company
In-House
Experience
5-10 yrs required
Location
San Diego, CA
Posted Date
Jul 16, 2021
Info Source
Employer
Total Views
21
Chief Compliance Officer Anywhere in... charter for the Company’s compliance initiatives which align with... functions of the Company’s Compliance Office. This includes verifying... Associate the significance of compliance objectives amongst Company locations,... staff to ensure overall compliance. Encourage interdepartmental collaboration, communication,... compliance... read more
Company
In-House
Experience
5-10 yrs required
Location
Sioux Falls, SD
Posted Date
Jul 16, 2021
Info Source
Employer
Total Views
8
Chief Compliance Officer The candidate... (SME) for all Company compliance activities which align to... and new regulations, implementing compliance across the Company processes... well as being a compliance change champion that increases... charter for the Company’s compliance initiatives which align with... Compliance... read more
Company
In-House
Experience
Min 10 yrs required
Location
Akron, OH
Posted Date
Jul 13, 2021
Info Source
Employer
Total Views
9
Chief Compliance Officer - Provider... candidate will oversees the Compliance and Privacy Program for... including its hospitals, research compliance function and medical group.... The Compliance function reviews and evaluates... compliance issues and concerns within... and employees are in compliance with the laws, rules... compliance/compliance... read more
Company
In-House
Experience
5-9 yrs required
Location
Philadelphia, PA
Posted Date
Jul 11, 2021
Info Source
Employer
Total Views
9
Chief Compliance Officer Duties: Update... procedures as necessary for compliance manual Attend training sessions... conferences in reference to compliance education Handle all audits... groups Effective communication on compliance guidelines to all employees... and as necessary, coordinate compliance activities of other departments... compliance... read more
Company
Public Interest
Experience
Min 7 yrs required
Location
New York City, NY
Posted Date
Jul 11, 2021
Info Source
Employer
Total Views
5
General Counsel and Chief Compliance Officer DUTIES: Provide... advice on matters of corporate governance, finance, contracts, real estate transactions and projects, and employment. Design, implement and manage agency-wide risk management systems to support the company's legal, financial, programmatic, strategic, and... read more
Company
In-House
Experience
5-10 yrs required
Location
Hartford, CT
Posted Date
Jul 12, 2021
Info Source
Employer
Total Views
6
Chief Compliance & Regulatory Officer... of an effective enterprise compliance program in alignment with... of an effective enterprise compliance program in alignment with... senior management team on compliance, regulatory, and legal matters,... Compliance In conjunction with the Chief Underwriting Office (CUO), provide...... read more
Company
Public Interest
Experience
Min 8 yrs required
Location
Dallas, TX
Posted Date
Aug 04, 2021
Info Source
Employer
Total Views
4
Senior Compliance Manager, Mutual Funds The... the supervision of the Chief Compliance Officer (“CCO”)) for... the... compliance and operational due diligence... GuideStone Funds. Conducting desk-based compliance and ODD reviews of... current sub-advisers to mitigate compliance, reputational and operational risk.... Performing desk-based compliance and ODD reviews of... compliance... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Jul 08, 2021
Info Source
Employer
Total Views
5
General Counsel and Chief Compliance Officer The candidate... of legal, regulatory, and compliance responsibilities for the Company.... the charge to maximize compliance efforts and mitigate legal... and updates the Company’s compliance program, developing and maintaining... compliance best practices and ensuring...... read more
SPONSORED JOB
Company
Experience
Min 10 yrs required
Location
Portland, OR
Posted Date
Sep 24, 2020
Total Views
116
VP, General Counsel and chief compliance officer Duties: Act... all external counsel and compliance consultant relationships, including spend... and overall departmental budget. Partner with the CFO/CCO to strengthen internal controls,... read more
SPONSORED JOB
Experience
Min 2 yrs required
Location
Farmington, CT
Posted Date
Sep 25, 2020
Total Views
104
chief compliance officer as well as ensuring compliance with the evolving regulations.... and SEC filings. Provide compliance support to fixed income,... all aspects of the compliance function, including performing all...... read more
SPONSORED JOB
Company
Confidential
Location
Seattle, WA
Posted Date
Jul 24, 2021
Info Source
Employer
Total Views
92
search of General Counsel chief compliance officer to be based... for all legal and compliance matters at the firm,... monitor and maintain the compliance program including policies and... review/audit of all current compliance systems, processes and manuals Serve compliance read more
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