Title: Corporate Governance & Securities Paralegal Job Responsibilities: The Corporate Governance & Securities Paralegal at the company is tasked with supporting the public company compliance, corporate governance, legal entity management, equity administration functions, and special project initiatives. Key responsibilities include: - Supporting the...
Title: Paralegal, Legal Affairs Job Responsibilities: As a member of the Corporate Secretary’s Office at the company, the Paralegal in Legal Affairs will provide essential legal assistance and operational support. The responsibilities include: - Assisting with governance functions such as maintaining minute books,...
Title: Lead Corporate Governance Specialist Job Responsibilities: The Lead Corporate Governance Specialist at the company will be responsible for supporting the Office of the Corporate Secretary with a focus on handling a broad array of public reporting, governance, and finance matters....
Title: Senior Counsel, Corporate & Securities Job Responsibilities: The Senior Counsel, Corporate & Securities is responsible for leading all securities legal activities within the company, ensuring compliance with securities laws, managing corporate filings, and providing strategic legal advice and support to senior...
listed company on the NYSE. - Providing legal guidance... on . financial regulations applicable to a global fintech environment. - Drafting, reviewing, and negotiating legal agreements in accordance with . standards and practices. - Monitoring relevant legal and regulatory developments...
Title: Sr. Corporate Counsel Job Responsibilities: The Sr. Corporate Counsel will engage in a broad range of legal activities to support the company's business operations. Key responsibilities include: - Counseling and advising company leadership and employees on legal matters related to business operations...
Title: Senior Counsel, Procurement Contracts Job Responsibilities: The Senior Counsel, Procurement Contracts position provides comprehensive legal support to internal clients, focusing primarily on supplier contracts, disputes, and compliance matters. The role requires an attorney experienced in drafting and negotiating complex enterprise and...
Title: Manager, Rights Management Department: Business and Legal Affairs Summary of Position Company is seeking a candidate to assist in the fast-paced Rights Management area of our Business and Legal Affairs Department. The primary focus of this position is to review, dissect, and...
Title: Sr. Director, Corporate Counsel - Investment Fund Job Responsibilities: The Sr. Director, Corporate Counsel will be a key member of the company's Legal Risk Sustainability Compliance (LRSC) Team, specifically focusing on supporting the company's real estate investment funds. The primary responsibilities...
providing legal support in various areas including SEC and NYSE compliance and disclosure obligations.... The role involves managing board and committee meetings, periodic reporting, corporate governance, executive compensation and benefits, corporate finance, general corporate law, subsidiary management, and other relat...
Title: Senior Counsel, Procurement Contracts Job Responsibilities: The Senior Counsel for Procurement Contracts will provide legal support to internal clients primarily related to supplier contracts, disputes, and compliance matters. Reporting directly to the Chief Counsel, Intellectual Property, Technology & Procurement, this role...
Title: Senior Counsel, Procurement Contracts Job Responsibilities: The role of Senior Counsel, Procurement Contracts involves providing comprehensive legal support to internal clients, particularly in relation to supplier contracts, disputes, and compliance matters. The position requires an attorney to work closely with the...
Title: Senior Claims Examiner, Management Liability Job Responsibilities: - Investigate, negotiate, and settle complex primary and excess policy management liability claims, including Directors & Officers (D&O), Employment Practices Liability (EPL), and Fiduciary Liability. - Investigate and analyze coverage under primary...
Title: Corporate Governance & Securities Manager Job Responsibilities: The Corporate Governance & Securities Manager at the company plays a pivotal role in supporting the legal operations concerning public company securities compliance, public company reporting, and corporate governance. The manager reports directly to...
Title: Assistant Counsel, Box OP-1882/21240 Job Responsibilities: The Assistant Counsel position in the Office of Professional Discipline (OPD) within the Office of the Professions at the **MEMBERS ONLY**SIGN UP NOW***. (NYSED) carries a range of responsibilities aimed at ensuring the regulation of over 50 professions...
Title: Senior Counsel – Distribution Counsel (BD/RIA/Insurance) Job Responsibilities: - Provide legal advice and support in the development, maintenance, and offering of investment advisory, broker-dealer, and insurance agency products and services. - Prepare, review, and negotiate legal contracts, documents, and agreements, including advisory...
Title: Senior Compliance Officer – . Markets Compliance Advisory Job Responsibilities: The Senior Compliance Officer at Company is responsible for providing advice, guidance, and support to business units to ensure adherence to regulatory and compliance requirements. This role involves assisting in the...
Title: Senior Corporate Paralegal Job Responsibilities: The Senior Corporate Paralegal at the company is tasked with providing comprehensive support for Governance and Securities needs as a vital part of the Corporate Legal team. The role involves delivering consistent, accurate, and timely...
Title Assistant Counsel, Office of Professional Discipline Job Responsibilities The Assistant Counsel in the Office of Professional Discipline (OPD) is tasked with several key responsibilities aimed at ensuring the integrity and professionalism of over 50 professions regulated by the...
Title: Assistant Counsel Job Responsibilities: The Assistant Counsel will work within the Office of Professional Discipline (OPD) under the direction of OPD management and a supervising attorney. The primary responsibilities include participating in the development and supervision of investigations into allegations of...
Title: Senior Counsel – Distribution Counsel (BD/RIA/Insurance) Job Responsibilities: - Provide legal advice and support in the development, maintenance, and offering of investment advisory, broker-dealer, and insurance agency products and services. - Prepare, review, and negotiate legal contracts, documents, and agreements, including...
Title: Senior Counsel – Distribution Counsel (BD/RIA/Insurance) Job Responsibilities: The Senior Counsel will play a pivotal role in ensuring the success and compliance of the organization by providing strategic legal guidance and support to distribution and product leadership within the Protection...
Title: Senior Counsel – Distribution Counsel (BD/RIA/Insurance) Job Responsibilities: - Provide legal advice and support in the development, maintenance, and offering of investment advisory, broker-dealer, and insurance agency products and services. - Prepare, review, and negotiate legal contracts, documents, and...
Title: Assistant Counsel (Buffalo location), Box OP-1882/21240 Job Responsibilities: The role of Assistant Counsel in the Office of Professional Discipline (OPD) within the Office of the Professions involves a variety of legal duties primarily centered on handling cases of professional misconduct. The...
Details Position Type: Administrative and Central Office Office Title/Functional Title: Mediation Attorney, Impartial Hearing Office - 24816 Civil Service Title: Agency Attorney Level: Level 3 Division/Office: Office of the General Counsel Posting End Date: 06/30/2025 Description: Position Summary: The Mediation Attorney operates under the guidance of the Senior Executive Director, exercising significant autonomy to...
compliance with SEC regulations, NYSE/NASDAQ listing requirements, and other... applicable rules. - Assist in the preparation and filing of the company’s annual proxy statement, 10-K, 10-Q, and other securities filings. - Provide guidance on corporate governance policies, including Board composition, director indepe...
Title Assistant General Counsel - Secretary & Securities Governance Job Responsibilities The Assistant General Counsel - Secretary & Securities Governance plays a crucial leadership role within the company, focusing on corporate governance, securities compliance, and regulatory matters. Key responsibilities include: - Serving as Assistant...
Title: Assistant General Counsel - Secretary & Securities Governance Job Responsibilities: The Assistant General Counsel - Secretary & Securities Governance is a pivotal leadership role tasked with managing corporate governance, securities compliance, and regulatory matters for the company. The responsibilities include: -...
Title: Corporate Associate – Public Companies and Capital Markets Job Responsibilities: As a Corporate Associate specializing in Public Companies and Capital Markets, the candidate will be responsible for a variety of duties, including but not limited to: - Ensuring public company reporting...
Title: Corporate Associate – Public Companies and Capital Markets Job Responsibilities: The Corporate Associate in the Public Companies and Capital Markets role is expected to handle a range of responsibilities including: - Managing public company reporting compliance and governance. - Addressing day-to-day issues...
Title: Corporate Associate – Public Companies and Capital Markets Job Responsibilities: A Corporate Associate specializing in Public Companies and Capital Markets at a law firm will be responsible for a variety of tasks centered around public company reporting compliance, governance, and capital...
Title: Corporate Associate – Public Companies and Capital Markets Job Responsibilities: The corporate associate will be responsible for handling various aspects of public company and capital market transactions. Key responsibilities include: - Ensuring public company reporting compliance and governance. - Managing day-to-day issues for...
Title: Corporate Associate – Public Companies and Capital Markets Job Responsibilities: The Corporate Associate specializing in Public Companies and Capital Markets will be responsible for handling a variety of legal tasks related to public company reporting compliance and governance. The position...
Title: Corporate Associate – Public Companies and Capital Markets Job Responsibilities: The corporate associate will primarily focus on representing public companies and handling capital markets transactions. Key responsibilities include: - Ensuring public company reporting compliance and governance. - Managing day-to-day issues for public companies,...
Title: Corporate Associate – Public Companies and Capital Markets Job Responsibilities: The Corporate Associate will be responsible for handling various aspects of public company reporting compliance and governance. The candidate will manage day-to-day issues that arise for public companies, which include SEC...
Title: Corporate Associate – Public Companies and Capital Markets Job Responsibilities: The Corporate Associate in Public Companies and Capital Markets will be responsible for a range of duties centered on public company reporting compliance and governance. Key responsibilities include: - Managing day-to-day issues...
Title: Corporate Associate – Public Companies and Capital Markets Job Responsibilities: The corporate associate will be responsible for handling a variety of tasks related to public companies and capital markets. Key responsibilities include: - Managing public company reporting compliance and governance. - Addressing day-to-day...
Title: Corporate Associate – Public Companies and Capital Markets Job Responsibilities: The Corporate Associate position at the law firm requires a candidate with substantial experience in public company and capital market practices. The primary responsibilities include: - Ensuring public company reporting compliance and...
Title: Corporate Associate – Public Companies and Capital Markets Job Responsibilities: The Corporate Associate will be responsible for providing legal services to public companies, focusing on public company reporting compliance and governance. This includes managing day-to-day issues that arise for public companies,...
Title: Corporate Associate – Public Companies and Capital Markets Job Responsibilities: The Corporate Associate specializing in Public Companies and Capital Markets will be responsible for handling a range of legal matters related to public company reporting compliance and governance. The candidate will...
with SEC, DGCL, and NYSE regulations, including assistance with... periodic reports (Forms 10-K, 10-Q, and 8-K), Section 16 reports (Form 3s and Form 4s), and the annual meeting/proxy process. - Organize and maintain corporate records. - Maintain and upd...
Title: Assistant General Counsel - Secretary & Securities Governance Job Responsibilities: The Assistant General Counsel - Secretary & Securities Governance at the company is tasked with overseeing corporate governance, securities compliance, and regulatory matters. Key responsibilities include: - Acting as Assistant Corporate...
Title: Assistant General Counsel - Secretary & Securities Governance Job Responsibilities: The Assistant General Counsel - Secretary & Securities Governance at the company is a pivotal leadership role responsible for managing corporate governance, securities compliance, and regulatory matters. The primary duties include...
and Exchange Commission, FINRA, NYSE, Nasdaq, and the OTC... Markets Group. Must have 5-12 years of experience with strong experience in securities matters. Must be licensed in the home jurisdiction or be eligible for admission without examination. Application Deadline:...
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OverviewA highly regarded law firm is seeking a Corporate Associate with 4–6 years of experience focusing on public companies and capital markets. This role involves working closely with innovative and high-growth clients, particularly in the technology and life sciences sectors,...