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Compliance Officer Jobs

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SPONSORED JOB
Company
Betterment, LLC
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Feb 08,19
Info Source
Total Views
22
Senior compliance Manager The candidate provide guidance... custody oversight.. Help compliance team ensure that appropriate... and U4/U5 filings. Manage compliance processes including: KYC, AML,... risk control framework, and the review... read more
SPONSORED JOB
Company
Ernst & Young Global Limited
Experience
Min 8 yrs required
Location
Stamford, CT
Posted Date
Feb 17,19
Info Source
Total Views
26
Senior Manager - Global compliance & Reporting The candidate... will see this first hand by being immersed in the evolving tax environment through preparing and auditing income tax provisions, assisting... read more
SPONSORED JOB
Company
The Jewish Association For Ser...
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Feb 19,19
Info Source
Total Views
11
Risk and compliance officer Responsibilities: Serves as primary... that enhances and promotes compliance with contractual and regulatory officer the Risk and compliance will be responsible for... billing, documentation and contractual compliance The position will also compliance read more
Company
In-House, Abington - Jefferson Health
Experience
Min 7 yrs required
Location
Abington, PA
Posted Date
Feb 12, 19
Info Source
Employer
Total Views
27
Regional Compliance Officer Duties: Works to... regional and enterprise corporate compliance program. Provides guidance to... and collaborates with compliance stakeholders and serves as... resource with respect to compliance-related matters. Utilizes innovative and... the Enterprise Deputy Chief Compliance Officer in ensuring that... compliance... read more
Company
Public Interest
Experience
Min 10 yrs required
Location
Rockville, MD
Posted Date
Jan 30, 19
Info Source
Employer
Total Views
5
Vice President and Chief Compliance Officer The candidate is... coordinating and reviewing the compliance of FINRA as a... related to FINRA internal compliance, the administration of the... as SEC and GAO compliance oversight inspections. Must maintain... The objectives of the Compliance Office are to protect... compliance... read more
Company
In-House
Experience
Min 8 yrs required
Location
Richardson, TX
Posted Date
Feb 20, 19
Info Source
Employer
Total Views
9
Deputy Chief Export Compliance Officer The candidate will... implementation of firm’s export compliance policies and procedures throughout... as requested, firm’s Chief Compliance Officer regarding the current... status of firm’s export compliance program, including through use... various elements of the compliance program. Assisting ECC and... compliance... read more
Company
In-House
Experience
Min 5 yrs required
Location
Memphis, TN
Posted Date
Feb 13, 19
Info Source
Employer
Total Views
82
Chief Compliance Officer The candidate will... investigate reported or identified compliance/privacy matters received through independent... others or through the Compliance Hotline system. Oversees all... documents efforts in the compliance matters tracking system for... physicians, contractors on key compliance/privacy matters and topics through... compliance... read more
Company
Public Interest
Experience
Min 10 yrs required
Location
Washington, DC
Posted Date
Jan 30, 19
Info Source
Employer
Total Views
8
Vice President and Chief Compliance Officer The candidate is... coordinating and reviewing the compliance of FINRA as a... related to FINRA internal compliance, the administration of the... as SEC and GAO compliance oversight inspections. Must maintain... The objectives of the Compliance Office are to protect... compliance... read more
Company
In-House
Experience
Location
Boston, MA
Posted Date
Feb 13, 19
Info Source
Employer
Total Views
22
Chief Compliance Officer The candidate reporting... and leader of company’s Compliance Program and company compliance... culture. Will build, operationalize,... manage a robust technology-driven compliance program and lead a... team of dedicated compliance professionals; advise on all... monitor effective tools and compliance systems; lead successful training... compliance... read more
Company
In-House
Experience
Min 10 yrs required
Location
Dallas, TX
Posted Date
Feb 19, 19
Info Source
Employer
Total Views
8
Vice President, Chief Compliance Officer The candidate reports... Vice President and Chief Compliance Officer for Tenet Healthcare.... include Senior Directors of Compliance, East Region USPI, TPR... Indirect reports include Senior Compliance Officers, Hospital Compliance Officers,... Vice President and Chief Compliance Officer (VP) is a... Compliance... read more
Company
Academic
Experience
Location
Lincoln, NE
Posted Date
Jan 22, 19
Info Source
Employer
Total Views
23
System Compliance Officer Please... Working Title System Compliance Officer Department Central Administration... seeking a high-energy, experienced, compliance professional to join our... and systems to organize compliance administration for the University... will be placed on compliance with certain laws related... compliance... read more
Company
Public Interest
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Jan 30, 19
Info Source
Employer
Total Views
11
Vice President and Chief Compliance Officer The candidate is... coordinating and reviewing the compliance of FINRA as a... related to FINRA internal compliance, the administration of the... as SEC and GAO compliance oversight inspections. Must maintain... The objectives of the Compliance Office are to protect... compliance... read more
Company
In-House
Experience
Min 5 yrs required
Location
Dallas, TX
Posted Date
Feb 12, 19
Info Source
Employer
Total Views
6
Chief Compliance Officer The candidate will... provide an effective compliance risk management framework and... appropriately resourced specialized regulatory compliance support to the bank... The Chief Compliance Officer will lead the... Compliance Functions within the bank... will develop Bank wide compliance review plans. Establish and... Compliance... read more
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