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Compliance Officer Jobs

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SPONSORED JOB
Company
Jefferies LLC
Experience
Min 10 yrs required
Location
Jersey City, NJ
Posted Date
Jun 27, 2020
Total Views
17
Swap Dealer compliance officer The candidate will manage... swap dealer compliance program including assessing and... business activities. Overseeing the compliance framework for annual Chief compliance officer Report. Leading and... Working closely with all compliance Department functions to support compliance read more
SPONSORED JOB
Company
UnitedHealthcare Corporation
Experience
Min 3 yrs required
Location
Omaha, NE
Posted Date
Jun 28, 2020
Total Views
43
Health Plan compliance officer Candidate will: ... leaders to implement the compliance Program at the health... ensuring operational accountability for compliance with the obligations that... the health plan regarding compliance issues, Regulatory Audits and compliance read more
SPONSORED JOB
Company
Amazon.com, Inc.
Experience
Min 8 yrs required
Location
Arlington, VA
Posted Date
Jul 01, 2020
Total Views
25
Senior HR Risk & compliance Mgr The candidate will consult... stakeholders. Inventory risk and compliance obligations in a governance,... risk, and compliance (GRC) system framework. Conduct... other HR risk and compliance related projects as needs...... read more
Company
In-House
Experience
3-5 yrs required
Location
San Francisco, CA
Posted Date
Jun 27, 2020
Info Source
Employer
Total Views
44
Regulatory Compliance Senior Associate / Manager... Responsibilities: Advising clients on compliance with the Securities Act,... and advertising materials for compliance with the Advisers Act... in the performance of compliance functions, such as oversight... documentation for anti-money laundering compliance. Review, assess, devise, and... compliance-related... read more
Company
In-House
Experience
3-5 yrs required
Location
Dallas, TX
Posted Date
Jun 27, 2020
Info Source
Employer
Total Views
37
Regulatory Compliance Senior Associate / Manager... Responsibilities: Advising clients on compliance with the Securities Act,... and advertising materials for compliance with the Advisers Act... in the performance of compliance functions, such as oversight... documentation for anti-money laundering compliance. Review, assess, devise, and... compliance-related... read more
Company
In-House
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Jun 27, 2020
Info Source
Employer
Total Views
56
Regulatory Compliance Senior Associate / Manager... Responsibilities: Advising clients on compliance with the Securities Act,... and advertising materials for compliance with the Advisers Act... in the performance of compliance functions, such as oversight... documentation for anti-money laundering compliance. Review, assess, devise, and... compliance-related... read more
Company
In-House
Experience
3-5 yrs required
Location
San Francisco, CA
Posted Date
Jun 27, 2020
Info Source
Employer
Total Views
18
Regulatory Compliance Manager Duties: Advising clients... on compliance with the Securities Act,... and advertising materials for compliance with the Advisers Act... in the performance of compliance functions, such as oversight... documentation for anti-money laundering compliance. Review, assess, devise, and... technology infrastructure. Perform other compliance-related responsibilities and special projects...... read more
Company
In-House
Experience
Min 3 yrs required
Location
Stockton, CA
Posted Date
Jun 27, 2020
Info Source
Employer
Total Views
29
Compliance Officer and General Counsel... an enterprise risk and compliance strategy including objectives, identification... reporting. Annually conduct a Compliance training to all front... front line staff on compliance related issues. Advises front... implementation of the Corporate Compliance Plan, Manual and Work... compliance... read more
Company
In-House
Experience
5-7 yrs required
Location
The Woodlands, TX
Posted Date
Jun 29, 2020
Info Source
Employer
Total Views
44
Senior Counsel And Compliance Officer The candidate is... relating to derivatives, internal compliance and regulatory compliance issues.... General Counsel & Chief Compliance Officer (GCCO) in efforts... appropriate management of templates. Compliance: Communicate and disseminate information... a broad spectrum of compliance related topics, including but... compliance... read more
Company
In-House
Experience
5-7 yrs required
Location
The Woodlands, TX
Posted Date
Jun 29, 2020
Info Source
Employer
Total Views
23
Sr. Counsel & Compliance Officer The candidate will... relating to derivatives, internal compliance and regulatory compliance issues.... General Counsel & Chief Compliance Officer (GCCO) in efforts... a broad spectrum of compliance related topics, including but... internal controls. Assist with compliance training and internal hot-line... compliance... read more
Company
In-House
Experience
Min 10 yrs required
Location
Attica, OH
Posted Date
Jul 06, 2020
Info Source
Employer
Total Views
25
Chief Legal Counsel and Compliance Officer Duties: Advise senior... payments programs, legal and compliance issues involved in payments,... of contact to the compliance and business employees on... legal inquiries involving BSA/AML/CFT compliance matters. Exercise judgment in... payments programs to maintain compliance with applicable rules and... compliance,... read more
Company
In-House
Experience
5-7 yrs required
Location
New York City, NY
Posted Date
Jun 20, 2020
Info Source
Employer
Total Views
33
Compliance Officer / Managing Counsel... to the Chief Legal Officer with assigned duties to... the Chief Investment Officer (“CIO”), Advisory Services. Accountabilities:... Compliance: Development, design, and implementation... of compliance policies and procedures, consistent... transactions, corporate matters, and compliance issues. Communicate regularly with...... read more
Company
In-House
Experience
5-7 yrs required
Location
Plano, TX
Posted Date
Jun 20, 2020
Info Source
Employer
Total Views
59
Compliance Officer / Managing Counsel... to the Chief Legal Officer with assigned duties to... the Chief Investment Officer (“CIO”), Advisory Services. Accountabilities:... Compliance: Development, design, and implementation... of compliance policies and procedures, consistent... transactions, corporate matters, and compliance issues. Communicate regularly with...... read more
SPONSORED JOB
Company
Kraken Exchange
Experience
Min 7 yrs required
Location
San Francisco, CA
Posted Date
Jul 01, 2020
Total Views
26
Chief compliance officer Special Purpose Depository... create and control the compliance program. Develop, implement, and... aspects of the bank’s compliance program, designed specifically for... (OFAC/CTF) officer and Consumer compliance officer Successfully support compliance related... read more
SPONSORED JOB
Company
Intermountain Healthcare.
Experience
Min 5 yrs required
Location
Salt Lake City, UT
Posted Date
Jul 04, 2020
Total Views
8
compliance Regulatory Program Manager Duties: Works with... of Business Ethics and compliance with the implementation and... coordinated and integrated Corporate compliance Program. Ensures that... proactively developing and using compliance specific education and communications and compliance read more
SPONSORED JOB
Company
Palomar Products Inc..
Experience
10-15 yrs required
Location
Rancho Santa Margarita, CA
Posted Date
Jul 04, 2020
Total Views
24
Contracts and compliance Manager Duties: Act as a... timely manner. Ensure contract compliance throughout the company administering... site export and import compliance programs, including acting as... about contract and trade compliance matters. Review and approve compliance read more
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