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Global Privacy officer (Compliance Senior Director)
The candidate will officer management, information security and complianceofficer to establish governance... between security and privacy compliance programs including policies, practices,... have 10+ years of compliance and/or privacy experience in...... read more
Senior Municipal Finance complianceofficer Responsibilities : Will provide... advice to the municipal bankers and underwriters on topics such as the municipal advisor rules, due diligence requirements, RFPs, supervision. Participate on... read more
Director complianceofficer Retail Financial Services...
Duties: Responsible for providing compliance expertise and partner support... Services (RFS) business. Providing compliance advice on technology projects... identification and mitigation of compliance risks and delivering strategic complianceread more
Director of Compliance, Chief Compliance Officer
Duties:... maintaining an effective system-wide compliance program. Designs and manages... the organization’s compliance efforts, including investigating compliance-related... issues, administration and enforcement... of the organization’s compliance plan and policies, and... to or implicate potential compliance issues, in conjunction with... compliance...
Regulatory Compliance Americas Compliance Officer
The... and all other Regulatory Compliance documentation in order to... to support the Regulatory Compliance process. Maintain distributions lists,... documentation supporting the Regulatory Compliance process and interactions with... the Business Line Compliance and Business / Infrastructure......
Chief Compliance Officer
The candidate will... of the Company’s legal compliance program in North America... steward of the Company’s compliance strategy, structure and processes.... understand and map the compliance status and resource needs... of compliance obligations under applicable statutes,... Establish and lead a compliance council or other body... compliance...
Chief Compliance Officer -- Group Retirement... lead a team of compliance professionals and engage with... reports to the Chief Compliance Officer – AIG Life... own sustainability of the compliance program for Group Retirement... for Group Retirement plan compliance. End-to-end compliance oversight including... compliance...
VP, Compliance Officer
The candidate will... and leadership for all compliance and regulatory activities within... CEO and VP Chief Compliance Officer, as well as... and objectives of the compliance program are both consistent... meeting financial targets; Monitors compliance with legal and accrediting... compliance...
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Retirement Products & Services Compliance Officer
Duties: Provide... and enhancing their respective compliance programs and establishing consistency... and services to ensure compliance with the expanding regulatory... retirement plans. Will lead compliance efforts to identify issues,... and fulfill certain specified compliance obligations for the firm... compliance...
Corporate Compliance Officer, VP
The candidate... Executive Officer. The Corporate Compliance Officer ("CCO") is responsible... managing and overseeing company’s Compliance and Ethics Program in... conjunction with a Corporate Compliance Committee, and for directing... Internal Audit function. Reports compliance-related issues directly to the... compliance...
Senior Director, Regional Compliance Officer (EU)
Responsibilities: Contribute... the regional and site compliance strategy to support the... region/ site) Clovis’ corporate compliance programs & policies and... International compliance standards & procedures. Lead/support... need for specific local compliance procedures, leading their development... compliance...
Chief Compliance and Privacy Officer
The... Prospect’s markets for ethics, compliance and privacy matters and... directly supervises additional Compliance Officers located in each... transformative phase, the Chief Compliance and Privacy Officer is... the effectiveness of the Compliance program to serve the... compliance...
Legal & Compliance Officer
Duties: Provides legal... legal review and regulatory compliance with oversight agencies. Provides... Serves as the chief compliance officer for **MEMBERS ONLY**SIGN UP NOW***.... and provides oversight to compliance activities at all Bryan... and monitors the Corporate Compliance Plan. Provides leadership and... compliance...