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Compliance Officer Jobs

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SPONSORED JOB
Experience
Min 8 yrs required
Location
Greensboro, NC
Posted Date
Sep 11, 2020
Total Views
94
Senior Employee Benefits compliance officer Duties: Provide oversight and... the delivery of ERISA compliance Services as part... external Clients. Provide specialized compliance analysis, advice and technical... inquiries to the EB compliance Help Desk Telephone conferences compliance read more
SPONSORED JOB
Company
UBS  
Experience
5-10 yrs required
Location
Jersey City, NJ
Posted Date
Sep 18, 2020
Total Views
45
Regulation W compliance officer The candidate duties will... the CUSO Banking Regulatory compliance Regulation W framework, including... monitoring, and training; Conduct compliance oversight reviews of applicable... requirements to ensure that compliance programs and testing programs compliance read more
SPONSORED JOB
Company
Experience
Min 10 yrs required
Location
Portland, OR
Posted Date
Sep 24, 2020
Total Views
111
General Counsel and Chief compliance officer Duties: Act as... all external counsel and compliance consultant relationships, including spend... and overall departmental budget. Partner with the CFO/CCO to strengthen internal controls,... read more
Company
In-House
Experience
5-10 yrs required
Location
Dallas, TX
Posted Date
Jun 11, 2021
Info Source
Employer
Total Views
8
Deputy General Counsel / Compliance Officer - Remote Duties:... Acts as the Deputy Compliance Officer, and plays a... closely with the Chief Compliance Officer and senior management... corporate strategies, policy interpretation, compliance, contractual disputes, litigation, and... policies and regularly monitors compliance. Drafts and solidifies agreements,... Compliance... read more
Company
In-House
Experience
Min 5 yrs required
Location
Portland, OR
Posted Date
Jun 12, 2021
Info Source
Employer
Total Views
5
Compliance Officer, Privacy/Security Officer &... of the Northwest Permanente compliance program governing the confidentiality,... possible internal or external compliance violations; monitoring and governance... of conduct and other compliance programs. Conducts education and... Privacy and Security program compliance. Analyzes legal, regulatory, licensing... compliance... read more
Company
In-House
Experience
Min 5 yrs required
Location
Port Washington, NY
Posted Date
Jun 06, 2021
Info Source
Employer
Total Views
14
Compliance Officer Duties: Responsible for... implementation of the Danaher Compliance Program and design and... Pall Industrial’s Ethics & Compliance Program to ensure compliance... with Danaher policies and... aspects of the company’s compliance, including reporting ongoing compliance... issues and intentional acts... compliance... read more
Company
Academic
Experience
Min 10 yrs required
Location
Chicago, IL
Posted Date
Jun 01, 2021
Info Source
Employer
Total Views
41
General Counsel, Chief Compliance Officer and Vice President... statutory interpretation, regulation and compliance. Provide legal services, counsel... and to facilitate legal compliance. Provide advice and counsel... conflicts of interest and compliance issues. Maintain professional growth... the formulation of strategic compliance planning in support of... compliance... read more
Company
In-House
Experience
8-10 yrs required
Location
Buffalo, NY
Posted Date
May 29, 2021
Info Source
Employer
Total Views
17
Chief Compliance Officer The candidate will... the Company’s business in compliance with applicable laws, rules... to effectuate and implement compliance programs. Provides oversight and... regulatory and financial and compliance risks with the goal... company’s comprehensive risk and compliance policies and programs. Identifies... compliance... read more
Company
In-House
Experience
7-10 yrs required
Location
Miami Lakes, FL
Posted Date
May 27, 2021
Info Source
Employer
Total Views
43
Compliance Officer - Regulatory The... oversee and support the compliance management program of Popular... Bank through various compliance activities across multiple lines... to the execution of Compliance Management Program, ensuring alignment... with Corporate Compliance Division and/or applicable strategic... and analysis on regulatory compliance requirements, issues, and/or best... compliance... read more
Company
In-House
Experience
Min 10 yrs required
Location
Akron, OH
Posted Date
Jun 07, 2021
Info Source
Employer
Total Views
5
Chief Compliance Officer - Provider Operations... candidate will oversees the Compliance and Privacy Program for... including its hospitals, research compliance function and medical group.... The Compliance function reviews and evaluates... compliance issues and concerns within... and employees are in compliance with the laws, rules... compliance/compliance... read more
Company
In-House
Experience
5-7 yrs required
Location
Weston, MA
Posted Date
May 28, 2021
Info Source
Employer
Total Views
25
Compliance Officer Duties: Create and... deliver compliance education (Training and Awareness)... members of the US compliance department in identifying and... prioritizing compliance risks on an ongoing... and through a robust compliance risk assessment process, develop... to avoid or manage compliance risks. Assist with developing... compliance... read more
Company
Academic
Experience
Min 5 yrs required
Location
Springfield, MA
Posted Date
May 31, 2021
Info Source
Employer
Total Views
1
Compliance Officer The candidate will... the Chief Human Resources Officer (CHRO). Will coordinate with... and supporting activities of compliance with state and federal... regulations prohibiting discrimination or otherwise designed to assure equitable education and employment environments. A Bachelor’s degree is... read more
Company
In-House
Experience
Min 10 yrs required
Location
Houston, TX
Posted Date
Jun 01, 2021
Info Source
Employer
Total Views
5
Chief Compliance Officer The candidate will... company’s global ethics and compliance program. The CCO identifies... ethics, compliance, and legal risks; provides... an effective ethics and compliance program and culture. Develop,... of the Ethics & Compliance Program, including to deliver... Manage the ethics and compliance training process, including development... compliance... read more
SPONSORED JOB
Experience
Min 2 yrs required
Location
Farmington, CT
Posted Date
Sep 25, 2020
Total Views
100
Chief compliance officer Investment... as well as ensuring compliance with the evolving regulations.... and SEC filings. Provide compliance support to fixed income,... all aspects of the compliance function, including performing all...... read more
SPONSORED JOB
Experience
Min 8 yrs required
Location
Newport Beach, CA
Posted Date
Sep 25, 2020
Total Views
101
Senior compliance officer The candidate will be... managing a team of compliance professionals and assisting with... as well as other compliance related documents, communications, and reporting;... with members of the compliance Department globally to drive compliance read more
SPONSORED JOB
Company
Location
Melville, NY
Posted Date
May 21, 2021
Total Views
75
Associate Manager compliance The candidate will responsible... for managing compliance processes, including the preparation,... and standards to promote compliance with legal and regulatory... with oversight of such compliance Researches applicable compliance read more
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