Job Title: Corporate Securities Counsel Job Responsibilities: - Provide expert... directors on United States securities laws, corporate governance, and... regulatory compliance. - Oversee the preparation and review of on compliance with the Securities Exchange Act of 1934,... the Securities Act of 1933, and......
Title: Transaction Counsel - Credit Business & Transactional Support Job Responsibilities: - Provide legal support for the company's Credit business, assisting with general credit-related legal matters and supporting transactional activities. - Support transactional activities across the company's Credit business, assisting with...
Title: Corporate Lawyer Job Responsibilities: - Oversee corporate governance matters, including the preparation and review of board and committee materials, and the development of governance programs. - Manage domestic and international subsidiary governance, including formation, registration, compliance, and ongoing management. - Collaborate with Finance,...
Title: Corporate Lawyer Job Responsibilities: - Oversee corporate governance matters, which includes the preparation and review of board and committee materials, and the development of governance programs. - Manage domestic and international subsidiary governance, covering formation, registration, compliance, and ongoing management. - Collaborate with...
Title: Corporate Lawyer Job Responsibilities: - Oversee corporate governance matters, including the preparation and review of board and committee materials, and the development of governance programs. - Manage domestic and international subsidiary governance, which includes formation, registration, compliance, and ongoing management. - Collaborate with...
Title: Corporate Lawyer Job Responsibilities: - Oversee corporate governance matters, including the preparation and review of board and committee materials, and the development of governance programs. - Manage domestic and international subsidiary governance, including formation, registration, compliance, and ongoing management. - Collaborate with Finance,...
Title: Corporate Lawyer Job Responsibilities: - Oversee corporate governance matters, including the preparation and review of board and committee materials, and the development of governance programs. - Manage domestic and international subsidiary governance, including formation, registration, compliance, and ongoing management. - Collaborate with Finance,...
Title: Sr Paralegal - Corporate Job Responsibilities: The Sr Paralegal – Corporate, under the supervision of attorneys, is responsible for performing a range of substantive duties related to cases, matters, or entities. Key responsibilities include: - Organizing, preparing, and filing various corporate legal...
Title: Attorney, Vice President Job Responsibilities: - Participate in the design and launch of new registered funds, broadly offered private funds, collective investment trusts, and other investment vehicles. - Research new product ideas and issues, working with counsel and stakeholders to...
Attorney of Securities & Corporate Governance Job Responsibilities As... an Attorney of Securities & Corporate Governance at... include ensuring compliance with securities laws for the company... monitoring legal developments in securities law. The role involves... working closely with the financial reporting team...
Senior Attorney of Securities & Corporate Governance Job Responsibilities As... a Senior Attorney of Securities & Corporate Governance at... the company's compliance with securities laws and advising management... to prepare the company's Securities and Exchange Commission filings... under the Securities Exchange A...
attorneys. Key responsibilities include: - Assisting in the preparation of public company SEC filings as per the Securities Exchange Act of 1934,... which involves handling Form... 10-Ks, Form 10-Qs, Form 8-Ks, and Proxy Statements. - Supporting the administration of the Insider Tradi...
Title: Lead Commercial Mortgage Loan Administration Specialist Job Responsibilities: In the role of Lead Commercial Mortgage Loan Administration Specialist, the candidate will be responsible for a variety of tasks aimed at supporting the Real Estate Securitization and Capital Markets team. Responsibilities...
Title: Associate Attorney Job Responsibilities: - Regulatory Defense & Compliance Oversight: Provide legal defense in regulatory matters affecting broker-dealers (BD) and registered investment advisers (RIA). Advise on compliance with relevant laws, rules, and regulations for BD and RIA entities. - Drafting and Reviewing...
Title: Law Enforcement Officer Department: Department of the Interior, Bureau of Indian Affairs Job Responsibilities: - Investigate criminal activities such as assault, homicide, robbery, vandalism, illegal possession of drugs/firearms, public intoxication, traffic incidents, and other activities. - Enforce Federal and Tribal laws applicable to...
Title: Senior Public Company and Governance Associate Job Responsibilities: The Senior Public Company and Governance Associate at the law firm will be engaged in practicing in the areas of public company reporting and compliance, corporate governance, and capital markets. The associate will...
Title: VP AGC – Wealth Management Platforms, Programs & Advisory Attorney Job Responsibilities: - Counsel wealth management business teams throughout all stages of developing new initiatives, including creating or enhancing platforms and programs, supporting new affiliation and distribution models, and drafting...
Title: Sr Counsel Category: Legal Job Id R-4001 Flex/Hybrid Job Description: The legal department at the company is tasked with managing all legal affairs for the organization, which includes handling regulatory filings, ensuring compliance with SEC and CFTC regulations, drafting...
knowledge to support national securities exchanges regulated by the... a particular focus on exchange rules and filings and... initiatives to support exchange-traded products (ETPs) listed and... traded on the company's listing market. Key responsibilities include: - Reviewing and drafting rules and...
matters, including regulatory filings, compliance with SEC and CFTC, contract drafting and review, corporate governance, mergers and acquisitions, disputes, and litigation. Duties and Responsibilities: - Manage specialized knowledge to support national securities exchanges regulated by the... SEC, focusing on exchang...
Title: Investment Management Attorney Job Responsibilities: The Investment Management Attorney will be a part of the Legal and Compliance team at Company and will provide legal advice and guidance on a range of institutional and retail investment advisory matters. Key responsibilities...
Title: VP AGC – Wealth Management Platforms, Programs & Advisory Attorney Job Responsibilities: - Counsel wealth management business teams through all stages of developing new initiatives, including creating or enhancing platforms and programs, supporting new affiliation and distribution models, and drafting related...
Title: VP AGC – Wealth Management Platforms, Programs & Advisory Attorney Job Responsibilities: The VP AGC – Wealth Management Platforms, Programs & Advisory Attorney will play a pivotal role in the corporate legal advice team at the company. The position involves providing...
Title: VP AGC – Wealth Management Platforms, Programs & Advisory Attorney Job Responsibilities: - Counsel wealth management business teams throughout all stages of developing new initiatives, including creating or enhancing platforms and programs, supporting new affiliation and distribution models, and...
Title: VP AGC – Wealth Management Platforms, Programs & Advisory Attorney Job Responsibilities: - Counsel wealth management business teams through the development of new initiatives, including creating or enhancing platforms and programs, supporting new affiliation and distribution models, and drafting related...
Title: VP AGC – Wealth Management Platforms, Programs & Advisory Attorney Job Responsibilities: The VP AGC – Wealth Management Platforms, Programs & Advisory Attorney is responsible for providing strategic legal advice to various business units within the company. This position involves...
Title: VP AGC – Wealth Management Platforms, Programs & Advisory Attorney Job Responsibilities: The Vice President, Assistant General Counsel is responsible for providing strategic legal advice to various business units within the company, focusing on retail investor agreements and conflict disclosures,...
Job Title: Securities and Capital Markets Associate Job... Responsibilities: - Support the Securities and Capital Markets team... a full range of securities and corporate finance legal... offerings under the 1933 Act. - Handle private placements and... reporting under the 1934 Act, including Forms 10-K, 10-Q,......
Job Title: Securities and Capital Markets Associate Job... Responsibilities: - Support the Securities and Capital Markets team... and services related to securities and corporate finance matters... offerings under the 1933 Act and private placements. - Manage... Act, and equity tender offers, exchange offers, an...
Law Firm Seeking Corporate Securities Attorney with At Least... you an experienced corporate securities attorney looking for a... a member of our securities law practice, you will... on sophisticated and challenging securities matters for clients across... the nation. We are...
Corporate Securities Attorney - Join Shumaker,... in sophisticated and challenging securities work for clients nationwide.... public companies in connection with public and private offerings and regulatory filings under the Securities Exchange Act of 1934.... - Job title:... Corporate Sec...
Corporate Securities Attorney: Join Shumaker Law... Job Title: Corporate Securities Attorney Experience: 3+ years... is seeking a Corporate Securities Attorney to join our... With a focus on securities law, this position offers... the opportunity to engage in sophisticated and...
Corporate Securities Attorney: Join a Dynamic... Benefits H1: Corporate Securities Attorney: Join Shumaker's Vibrant... Seeking Experienced Attorney for Securities Law Practice Shumaker,... is seeking a Corporate Securities Attorney with 3+ years... of experience to join our dynamic team....
Corporate Securities Attorney - Join Shumaker,... a member of our securities law practice. This position... in sophisticated and challenging securities work for clients nationwide.... with public and private offerings and regulatory filings under the Securities Exchange Act of 1934.......
Corporate Securities Attorney - Join the... Shumaker H1: Corporate Securities Attorney - Join Shumaker's... H2: Seeking Experienced Corporate Securities Attorney for Multiple Locations... a highly skilled corporate securities attorney looking for a... dynamic and engaging work culture? Look no...
successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and...
H1: Securities Associate / Of Counsel... at Law Firm - Salary Information and Job Description H2: Join Our Corporate Department at **MEMBERS ONLY**SIGN UP NOW***. is seeking an experienced Securities Associate / Of Counsel... firm. Job Title: Securities Associate / Of Counsel......
and walking occasionally, up to one-half hour per day Salary Information: The salary for this position is competitive and will be commensurate with experience. We also offer a comprehensive benefits package, including medical, dental, vision, 401(k) and more....
Overview A distinguished law firm based in San Diego, CA is seeking a Senior Associate with a strong background in public company advisory work and capital markets. This opportunity is ideal for an experienced attorney ready to engage with high-growth...