Title: Senior Counsel - Investment Grade Debt Capital Markets Origination Job Responsibilities: - Lead or participate in moderately complex initiatives and deliverables, contributing to large-scale planning. - Review and analyze moderately complex challenges requiring in-depth evaluation of variable factors. - Provide...
Title: Associate (3 – 5 years) Job Responsibilities: Capital Markets Associates at the law firm play a crucial role in supporting clients through various securities transactions and financing activities. The primary responsibilities of this position include: - Advising clients on securities offerings, including...
Title: Associate (3 – 5 years) Job Responsibilities: The Capital Markets Associate at the law firm is tasked with supporting clients in various securities transactions and financing activities. Key responsibilities include: - Advising clients on securities offerings, such as equity and debt issuances. -...
policies, and industry practices. - Lead the development and implementation of robust compliance frameworks to meet SEC, FINRA, and other regulatory requirements. -... Partner with business leaders, legal, risk, and operations teams to provide compliance expertise for new products and initiatives. - Proactive...
Title: Equity Capital Markets Lawyer (Assistant General Counsel - VP) Job Responsibilities: - Lead complex initiatives with broad impact and act as a key participant in large-scale planning. - Handle matters that significantly impact the company's operations, strategies, or profitability. - Review and...
Title: Senior Counsel--Corporate and Commercial Banking Job Responsibilities: The Senior Counsel will be responsible for providing comprehensive legal guidance and support within the Corporate and Commercial Banking Group, a unit within the Business & Finance Legal Group. Key duties include: - Offering legal...
Title: Wealth Management Attorney - Vice President, Assistant General Counsel Job Responsibilities: - Serve as a primary legal contact supporting the company's Wealth Management’s broker-dealer and investment advisory products, services, and sales channels for retail businesses. - Advise on a wide range of...
Title: Wealth Management Attorney - Vice President, Assistant General Counsel Job Responsibilities: - Serve as the primary legal contact supporting the broker-dealer and investment advisory products, services, and sales channels for retail businesses within . Morgan Wealth Management. - Advise on a wide...
Title: Senior Counsel - Investment Grade Debt Capital Markets Origination Job Responsibilities: - Lead or participate in moderately complex initiatives and deliverables, contributing to large-scale planning. - Review and analyze moderately complex challenges, requiring an in-depth evaluation of variable factors. - Provide guidance to...
Title: Senior Counsel - Investment Grade Debt Capital Markets Origination Job Responsibilities: - Lead or participate in moderately complex initiatives and deliverables, contributing to large-scale planning. - Review and analyze moderately complex challenges requiring an in-depth evaluation of variable factors. -...
Title: AVP & Assistant General Counsel Job Responsibilities: The AVP & Assistant General Counsel will be responsible for providing strategic legal counsel on insurance and broker-dealer regulatory matters, ensuring compliance with state, federal, and industry requirements. This role includes serving as the...
Title: Wealth Strategist Job Responsibilities: - Develop wealth transfer strategies for ultra-high net worth (UHNW) individuals and families with a net worth of $50 million or more. This aims to enhance client relationships and acquire new clients, although this role does not...
Title: Wealth Management Attorney - Vice President, Assistant General Counsel Job Responsibilities: - Serve as the primary legal contact supporting the company's Wealth Management's broker-dealer and investment advisory products, services, and sales channels for retail businesses. - Advise on a wide range of...
Title: Wealth Management Attorney - Vice President, Assistant General Counsel Job Responsibilities: - Serve as a primary legal contact supporting . Morgan Wealth Management’s broker-dealer and investment advisory products, services, and sales channels for retail businesses. - Advise on a wide range of...
Title: Wealth Management Attorney - Vice President, Assistant General Counsel Job Responsibilities: - Serve as a primary legal contact supporting the company's broker-dealer and investment advisory products, services, and sales channels for retail businesses. - Advise on a wide range of projects and...
Title: Business Litigation Associate Job Responsibilities: The Business Litigation Associate is responsible for managing and executing various aspects of litigation within the Business Litigation Practice Group. This includes handling written discovery, conducting depositions, and drafting pleadings and substantive motions. The role also...
Title Senior Relationship Manager Job Responsibilities - Acts as the primary client advisor by recommending banking, borrowing, and investment solutions to help clients achieve their financial goals. - Leads, coordinates, and assembles the extended advisory team, including trust, investment, and...
Title: **Members Only** Senior Relationship Manager Job Responsibilities: - Acts as the primary client advisor by recommending banking, borrowing, and investment solutions to help clients achieve their financial goals. - Leads, coordinates, and assembles an extended advisory team, including trust, investment, and planning strategists,...
Title Key Private Bank Sr Relationship Manager Job Responsibilities - Acts as the primary client advisor, recommending banking, borrowing, and investment solutions to help clients achieve their financial goals. - Leads, coordinates, and assembles the extended advisory team, including trust,...
Title: Vice President, Advanced Planning Job Responsibilities: - Serve as a financial planning and estate planning subject matter authority for high net worth clients and their advisors. - Deliver point-in-time estate planning guidance and education or lead comprehensive financial and...
Title: Legal Contracts Negotiator - Equity Derivatives Job Responsibilities: - Negotiate a wide range of trading agreements, including ISDA Master Agreements, Master Confirmation Agreements (MCAs), bespoke equity confirmations, Futures & OTC Clearing agreements, Cleared Derivative Execution Agreements (CDEAs), MSFTAs, Collateral Control Agreements...
Title: Legal Contracts Negotiator - Equity Derivatives Job Responsibilities: - Negotiate a diverse array of trading agreements, including ISDA Master Agreements, Master Confirmation Agreements (MCAs), bespoke equity confirmations, Futures & OTC Clearing agreements, Cleared Derivative Execution Agreements (CDEAs), MSFTAs, Collateral Control Agreements...
Title: Legal Contracts Negotiator - Equity Derivatives Job Responsibilities: - Negotiate a diverse array of trading agreements, including but not limited to ISDA Master Agreements, Master Confirmation Agreements (MCAs), bespoke equity confirmations, Futures & OTC Clearing agreements, Cleared Derivative Execution Agreements (CDEAs),...
Title: Vice President, Advanced Planning Job Responsibilities: The Vice President, Advanced Planning is responsible for serving as a financial planning and estate planning expert for high-net-worth clients and their advisors at the company. The role involves delivering estate planning guidance and education...
Title: Vice President, Advanced Planning Job Responsibilities: - Serve as a financial planning and estate planning subject matter authority for high net worth clients and their advisors. - Deliver point-in-time estate planning guidance and education or lead comprehensive financial and estate planning engagements,...
Title: Director, Legal Counsel- Alternative Investment Platforms Job Responsibilities: - Provide legal advice related to strategic and growth initiatives concerning alternative investment platforms. - Draft and negotiate intermediary agreements with third-party alternative investment providers and issuers. - Offer legal guidance...
Liability Attorney Job Responsibilities The Professional Liability Attorney will be part of the Professional Liability Practice at the law firm. The main responsibilities include: - Defending professional liability claims involving Directors & Officers, Legal Malpractice, Errors & Omissions, and Architects & Engineers. - Conducting...
Title: Ascent Senior Trust Officer Job Responsibilities: The Ascent Senior Trust Officer is primarily responsible for the administration, risk management, and servicing of assigned fiduciary and investment management accounts. This role may involve Relationship Management responsibilities and requires product specialty knowledge and...
Title Senior Wealth Strategist - **Members Only** Job Responsibilities As a Senior Wealth Strategist within the Private Bank organization of the company, the primary responsibilities include developing, consulting on, and implementing tax, estate, and financial plans for clients, especially those with...
Title: Private Banker Job Responsibilities: - Develop and manage relationships with high-net-worth and ultra-high-net-worth individuals and families within a specific market. - Provide integrated financial services advice, including banking, credit, asset management, trust and estate planning, and brokerage. - Ensure relationship profitability and portfolio...
Title: Private Banker Job Responsibilities: - Develop and manage client relationships with high-net-worth and ultra-high-net-worth individuals and families within a specific market. - Provide integrated financial services advice, including banking, credit, asset management, trust and estate planning, and brokerage. - Manage overall relationship profitability...
Title: Tax Liaison Sr. - Fiduciary and Estate (Enrolled Agent) Job Responsibilities: 1. Coordinate with an outside vendor responsible for preparing tax returns to address fiduciary compliance needs. Provide necessary information for tax preparation, consult on moderate to complex tax issues, and...
Title: Associate General Counsel Wealth Job Responsibilities: - Advise senior management and other stakeholders on a wide range of legal and compliance issues concerning all aspects within the bank's full-service wealth management business, which includes RIA, Broker Dealer, and Trust (including Delaware...
business, including SEC, CFTC, FINRA, NFA requirements. - Advising on... activities of limited-scope broker/dealer and retail-adjacent activities of the investment adviser, including licensing, marketing, and disclosure rules. - Assisting in drafting and negotiating distribution and service agreements with intermediaries. - Advising on matters...
Title: Associate General Counsel Wealth Job Responsibilities: - Provide commercial and comprehensive legal guidance to senior management and the business, supporting the entirety of the company's Wealth Management business. - Advise senior management and other stakeholders on a wide range of legal and...
Title: Legal Counsel Job Responsibilities: - Serve as a trusted adviser to executives, in-house attorneys, and business partners by providing practical, business-focused legal guidance on corporate, transactional, litigation, and regulatory matters. - Draft, review, negotiate, and interpret a wide range of contracts and...
IPOs, de-SPAC business combinations, follow-on offerings, registered direct/ATM offerings, PIPEs, and private placements. - Draft and negotiate offering documents, including registration statements, underwriting agreements, prospectuses, and disclosure schedules. - Advise clients on compliance with SEC, FINRA, and stock exchange regulations,... as w...
Branch Office Administrators, HQ, and CWF candidates in both the US and Canada. - Apply knowledge of EEOC, the Fair Credit Reporting Act, state, local, and international employment ordinances, federal and state criminal and civil codes, employment law, insurance, FINRA, a...
Title: Government Investigations Specialist Job Responsibilities: The Government Investigations Specialist is an integral part of the Government Investigations team within the Law Division at **Members Only**. The position entails significant responsibilities that include: - Responding to complex and high-risk third-party government subpoenas on behalf...
teams, ensuring smooth coordination and information exchange across all assignments. - Maintain accurate calendar systems for deadlines, including litigation, FINRA, and other arbitration hearings... in collaboration with legal assistants, secretaries, and docketing staff. - Oversee the creation, indexing, and ma...
Liability Attorney Job Title: Professional Liability Attorney Job Responsibilities: - Defend professional liability claims involving Directors & Officers, Legal Malpractice, Errors & Omissions, and Architects & Engineers. - Conduct thorough legal research and produce high-quality legal writing. - Represent a diverse range of professionals, including...
business, including SEC, CFTC, FINRA, and NFA requirements. - Providing... legal guidance on activities related to limited-scope broker/dealer and retail-adjacent activities of the investment adviser, including licensing, marketing, and disclosure rules. - Assisting in drafting and negotiating distribution and service agreements with...
and related strategic initiatives. - Advise on regulatory issues relevant to the . client-facing business, including SEC, CFTC, FINRA, and NFA requirements. - Advise... on activities of limited-scope broker/dealer and retail-adjacent activities of the investment adviser, including licensing, marketing, and disclosure rules....
Title: Associate General Counsel - Wealth Job Responsibilities: The Associate General Counsel will be responsible for providing comprehensive legal guidance to the senior management and business operations of the Wealth Management Division at the company. The role involves advising on a wide...
Title: Professional Liability Associate Attorney Job Responsibilities: - Work with an experienced trial team in the areas of Real Estate and Personal Injury defense. - Defend professional liability claims involving Directors & Officers, Legal Malpractice, Errors & Omissions, and Architects & Engineers. - Represent...
Title Professional Liability Associate Attorney Job Responsibilities The Professional Liability Associate Attorney will be responsible for defending professional liability claims. This includes working with professionals such as insurance agents, real estate agents, accountants, architects and engineers, as well as handling...
Liability Attorney Job Title: Professional Liability Attorney Job Responsibilities: The Professional Liability Attorney will be responsible for defending professional liability claims. This includes working on cases involving insurance agents, real estate agents, accountants, architects, engineers, legal malpractice, and errors & omissions. The attorney...
Title: Professional Liability Attorney Job Responsibilities: The Professional Liability Attorney will be responsible for defending professional liability claims across a variety of professions. The candidate will work within the Professional Liability Practice, engaging in litigation involving claims against insurance agents, real estate...
OverviewA law firm seeks a Capital Markets Senior Associate/Counsel in New York, New York. This role involves advising emerging-growth and public companies, investment banks, SPACs, and alternative capital providers. The successful candidate will play a key role in transformative equity...