to registered investment companies. The primary duties include: - Preparing and reviewing registration statements and offering documents for compliance with relevant securities laws. - Creating and reviewing... board meeting materials to ensure adherence to regulations and company policies. - Drafting and negotiating inv...
Job Title: Securities Associate Job Responsibilities: The Securities Associate... role include: - Navigating federal and state securities laws to ensure compliance. -... Advising on corporate governance issues. - Handling capital market transactions. - Managing SEC reporting obligations. - Working on filings and addressing issues related to th...
Company Act, Investment Advisers Act, Securities Act of 1933, and... Securities and Exchange Act of... 1934. - Prepare drafts of regulatory documents for various mutual funds, exchange-traded funds, and closed-end funds for filing with the . Securities and Exchange Commission ......
Title: Associate Counsel Job Responsibilities: - Lead the preparation of SEC regulatory materials, including registration statements, for a diverse and expanding line-up of ETFs, mutual funds, and interval funds. - Support the development and launch of industry-leading ETFs by preparing regulatory documents and...
Job Title: Securities Associate Job Responsibilities: The Securities Associate... to federal and state securities laws. Key duties include: -... transactions. - Managing SEC reporting obligations and ensuring compliance with filings and issues related to the Securities Act of 1933 and... the Securities Exchange Ac...
Title: Senior Counsel - Investment Grade Debt Capital Markets Origination Job Responsibilities: - Lead or participate in moderately complex initiatives and deliverables, contributing to large-scale planning. - Review and analyze moderately complex challenges requiring in-depth evaluation of variable factors. - Provide...
with broad impact and act as a key participant... in large-scale planning. - Handle matters that significantly impact the company's operations, strategies, or profitability. - Review and analyze complex large-scale or long-term challenges requiring in-depth evaluation of multiple factors, including intangibles or...
Title: Parametric Derivatives Attorney, VP Job Responsibilities: The role involves joining the Investment Management Legal team as a Vice President to provide legal advice to the Parametric and other Investment Management businesses on derivatives-related trading agreements and their regulatory obligations....
Act, Investment Advisers Act, Securities Act of 1933, and... Securities and Exchange Act of... 1934. - Prepare drafts of regulatory documents for different types of funds including mutual funds, exchange-traded funds, and closed-end...
the Investment Company Act, Investment Advisers Act, Securities Act of 1933, and... Securities and Exchange Act of... 1934. - Prepare drafts of regulatory documents for various mutual funds, exchange-traded funds, and closed-end funds for filing with the . Securities and Exchang...
Title: Senior Counsel - Investment Grade Debt Capital Markets Origination Job Responsibilities: - Lead or participate in moderately complex initiatives and deliverables, contributing to large-scale planning. - Review and analyze moderately complex challenges, requiring an in-depth evaluation of variable factors. - Provide guidance to...
Title: Senior Counsel - Investment Grade Debt Capital Markets Origination Job Responsibilities: - Lead or participate in moderately complex initiatives and deliverables, contributing to large-scale planning. - Review and analyze moderately complex challenges requiring an in-depth evaluation of variable factors. -...
Title: Legal Support Specialist Job Responsibilities: - Support up to three or more attorneys in a secretarial capacity and occasionally perform paraprofessional tasks. - Provide a wide range of administrative, clerical, and document processing services. - Prepare legal documents and correspondence, including stock purchase...
counseling to multiple internal clients on a variety of complex legal and business issues. Key responsibilities include: - Overseeing securities law compliance, corporate governance... matters, and board support. - Modernizing board processes, committee charters, and governance policies. - Designing and implementing a complian...
Title: Director, Legal Counsel- Alternative Investment Platforms Job Responsibilities: - Provide legal advice related to strategic and growth initiatives concerning alternative investment platforms. - Draft and negotiate intermediary agreements with third-party alternative investment providers and issuers. - Offer legal guidance...
Title: Associate General Counsel Wealth Job Responsibilities: - Advise senior management and other stakeholders on a wide range of legal and compliance issues concerning all aspects within the bank's full-service wealth management business, which includes RIA, Broker Dealer, and Trust (including Delaware...
Title: Associate General Counsel Wealth Job Responsibilities: - Provide commercial and comprehensive legal guidance to senior management and the business, supporting the entirety of the company's Wealth Management business. - Advise senior management and other stakeholders on a wide range of legal and...
Title: Associate General Counsel - Wealth Job Responsibilities: The Associate General Counsel will be responsible for providing comprehensive legal guidance to the senior management and business operations of the Wealth Management Division at the company. The role involves advising on a wide...
at the law firm, engaging in the structuring and execution of innovative and complex financial transactions. The responsibilities include: - Representing issuers, underwriters, and placement agents in public offerings, private placements, and other securities offerings. - Ensuring compliance with... and reporting unde...
Title: Senior Public Company and Governance Associate Job Responsibilities: The Senior Public Company and Governance Associate at the law firm will be engaged in practicing in the areas of public company reporting and compliance, corporate governance, and capital markets. The associate will...
Title: Capital Markets Associate Job Responsibilities: - Legal Research: Conduct comprehensive legal research and analysis to support case or transaction preparation and strategy. - Legal Writing: Draft error-free and well-reasoned legal documents, including briefs, motions, contracts, and correspondence. - Case/Transaction Assistance and Management: Assist...
Title: AVP, Sr. Counsel - Fund Management Job Responsibilities: - Provide leadership, direction, and subject matter expertise on complex projects and initiatives related to the company's funds and advisory businesses. - Serve as a subject matter expert and provide highly specialized legal counsel...
Corporate Counsel, Governance and Securities Job Responsibilities: - Provide legal support... for the Board of Directors and its committees, including Audit, Compensation, and Nominating & Corporate Governance Committees. This involves preparing, reviewing, and organizing materials, agendas, minutes, and resolutions. - Maintain and update...
Job Title: Corporate and Securities Attorney Job Responsibilities: 1. Entity Formation... & Governance: - Advise founders and startups on legal structuring, incorporations (primarily Delaware), and governance best practices. - Draft and negotiate shareholder agreements, operating agreements, and founder stock arrangements. 2. Venture Capital...
Title: Investment Management Governance Attorney, VP Job Responsibilities: - Support a team responsible for managing all aspects of board of director/trustee operations, including coordination and operation of board meetings, and . registered fund disclosure practices. - Collaborate with members of the Legal and...
Job Title: Corporate Securities Associate Job Responsibilities: - Lead compliance... with the Securities Exchange Act of 1934... ('34 Act) and the Securities Act of 1933 ('33... Act). - Handle significant capital markets... equity, debt, and other securities. - Address corporate governance matters... and ensure...
Title: Vice President, Associate General Counsel Job Responsibilities: - Provide legal, regulatory, and strategic advice and counsel to the company's Digital Asset Management team, specifically focusing on cryptocurrency and blockchain products and services. - Advise the Digital Asset Management team on the development...
Title: Vice President, Associate General Counsel Job Responsibilities: - Provide legal, regulatory, and strategic advice and counsel to the Fidelity Digital Asset Management team on all aspects of the company's cryptocurrency and blockchain products and services business. - Advise the Fidelity Digital Asset...
Title: Vice President, Associate General Counsel Job Responsibilities: - Coordinate and collaborate with colleagues in the Fidelity Digital Asset Management business group, Asset Management Legal team, and across the larger Fidelity Legal Group. - Work with other business units and control function business...
Title: Vice President, Associate General Counsel Job Responsibilities: - Provide legal, regulatory, and strategic advice and counsel to the Fidelity Digital Asset Management team on all aspects of the company's cryptocurrency and blockchain products and services business. - Advise on the development and...
Title: Vice President, Associate General Counsel Job Responsibilities: - Provide legal, regulatory, and strategic advice and counsel to the company’s Digital Asset Management team on all aspects of the company’s cryptocurrency and blockchain products and services business. - Advise the Digital Asset Management...
Title: Vice President, Associate General Counsel Job Responsibilities: - Provide legal, regulatory, and strategic advice and counsel to the Fidelity Digital Asset Management team regarding all aspects of the company's cryptocurrency and blockchain products and services business. - Advise on the development and...
Title: Investment Funds, Regulatory Associate Job Responsibilities: - Assist fund sponsors with fundraising and transactions. - Navigate SEC examination and enforcement matters. - Review offering materials and fund governing documents. - Advise clients on compliance with applicable rules and regulations. - Prepare SEC filings and respond...
Title: Investment Funds, Regulatory Associate Job Responsibilities: - Assist fund sponsors with fundraising and transactions. - Navigate SEC examination and enforcement matters. - Review offering materials and fund governing documents. - Advise clients on compliance with applicable rules and regulations. - Prepare SEC filings. - Respond to...
Corporate Counsel, Governance and Securities Job Responsibilities: - Provide legal support... for the company’s Board of Directors and its Audit, Compensation, and Nominating & Corporate Governance Committees, including preparing, reviewing, and organizing materials, agendas, minutes, and resolutions. - Maintain and update corporate governance...
successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and...
Job Title: 40 Act Attorney Job Responsibilities: The 40 Act... Attorney at the company... BDCs, and non-listed real estate investment trusts (REITs). The primary responsibilities include: - Drafting, reviewing, and maintaining registration statements and related materials for funds and other securities offerings. - Coo...
funds in the private equity, real estate, and/or tech industries. - Engage in private placements under the Securities Act of 1933 (33... Act). - Handle unregistered funds under... the Investment Company Act. - Gain exposure to the... Investment Advisers Act, applying legal k...
Title: Private Equity PIF - Mid-Level Associate Job Responsibilities: The successful candidate will be part of the Private Investment Funds practice at the law firm and is expected to engage in various responsibilities that include: - Working collaboratively within teams to manage and...
teams and manage substantial components of fund formation transactions. - Handle transactions with private investment funds specifically in the private equity, real estate, and/or tech industries. - Engage in private placements under the Securities Act of 1933. - Work... with unregistered funds in...
Management Legal and Compliance Division as a Vice President. The primary responsibilities include providing legal coverage for the Alternative Investments and Private Markets businesses, focusing on alternative investment funds and private securities transactions. The attorney will... analyze, review, negotiate, s...
Title: Associate General Counsel, Securities and Deputy Corporate Secretary Job... on federal and state securities laws, including the Securities... Act of 1933, the... Securities Exchange Act of 1934,... FD, and the JOBS Act. - Hold primary responsibility for... the legal aspects of...
1-4 years of experience with the Investment Company Act of 1940, the Investment... Advisers Act of 1940, the Securities... Act of 1933, the... Securities... Exchange Act of 1934,... and related... registered investment and review registration statements and offer...