legal advice through a public company perspective. - Develop and maintain policies and procedures to ensure compliance with SEC and securities-related regulatory requirements applicable to publicly traded companies. - Provide counseling and advice on US securities laws, stock exchange requirements, and repor......
Title: Corporate Legal Counsel Job Responsibilities: The Corporate Legal Counsel will manage a wide array of . securities and corporate law issues. Their primary internal clients will encompass various departments, including Finance, Accounting, Investor Relations, HR/Executive Compensation, Corporate Communications, Treasury, and the...
Title: Corporate Legal Counsel Job Responsibilities: - Support the Legal Department in preparing the company's '34 Act filings and proxy statements for annual and special meetings of shareholders. - Assist with corporate governance, executive compensation, capital markets, and the Board of Directors. - Partner...
Title Corporate Legal Counsel Job Responsibilities The Corporate Legal Counsel will have a broad range of responsibilities centered around . securities and corporate law matters. Key responsibilities include: - Supporting the Legal Department in preparing the company’s ’34 Act filings...
Title: Assistant General Counsel Job Responsibilities: As an Assistant General Counsel at the company, the individual will play a crucial role in guiding the organization through complex legal matters with integrity and confidence. The primary responsibilities include: - Drafting, reviewing, and negotiating agreements...
and review SEC filings, such as Section 16 filings, 8-Ks, 10-Qs, 10-Ks, and proxy statements. - Advise on disclosure matters and stock exchange, SEC, and corporate... legal requirements. - Coordinate the planning and execution of the annual shareholders meeting. - Assist with c...
Title: Senior Counsel, Securities & Cap Markets Job Responsibilities: As a Senior Counsel in the Securities & Capital Markets department at the company, you will engage in a variety of legal tasks alongside a global team, supporting some of the world's most...
teammate. - Prepare and review SEC filings, including Section 16 filings, 8-Ks, 10-Qs, 10-Ks, and proxy statements. - Advise on disclosure matters and stock exchange, SEC, and corporate... legal requirements. - Coordinate the planning and execution of the annual shareholders meeting. - Assist with...
Title: Senior Counsel, Procurement Contracts Job Responsibilities: The Senior Counsel, Procurement Contracts position provides comprehensive legal support to internal clients, focusing primarily on supplier contracts, disputes, and compliance matters. The role requires an attorney experienced in drafting and negotiating complex enterprise and...
Title: Director, Securities Regulation & Corporate Governance Job Responsibilities: The Director, Securities Regulation & Corporate Governance will manage a wide array of . securities and corporate law matters. Key responsibilities include: - Legal work on proxy statements for annual and special shareholder meetings,...
Services Coordinator Job Title: Office Services Coordinator Position Summary: Law firm, a dynamic and rapidly growing law firm with a national practice, is seeking a highly motivated and organized individual to join its team as an Office Services Coordinator. This position is...
Title: Senior Corporate Paralegal Job Responsibilities: As a Senior Corporate Paralegal, the candidate will be responsible for supporting corporate legal matters, ensuring compliance across multiple jurisdictions, and managing corporate governance processes. Key duties include: - Maintaining corporate governance records, minute...
Title: Senior Counsel, Procurement Contracts Job Responsibilities: The Senior Counsel for Procurement Contracts will provide legal support to internal clients primarily related to supplier contracts, disputes, and compliance matters. Reporting directly to the Chief Counsel, Intellectual Property, Technology & Procurement, this role...
Title: Senior Counsel, Procurement Contracts Job Responsibilities: The role of Senior Counsel, Procurement Contracts involves providing comprehensive legal support to internal clients, particularly in relation to supplier contracts, disputes, and compliance matters. The position requires an attorney to work closely with the...
Assistant Job Title Legal Assistant Job Responsibilities The Legal Assistant at the company will provide critical administrative and clerical support to the legal department, consisting of a six-person commercial and intellectual property legal team. The responsibilities include: - Administrative Support: Handling general administrative duties such...
Title: VP AGC – Wealth Management Platforms, Programs & Advisory Attorney Job Responsibilities: - Counsel wealth management business teams throughout all stages of developing new initiatives, including creating or enhancing platforms and programs, supporting new affiliation and distribution models, and drafting...
Title: Staff Attorney Job Responsibilities: As a Staff Attorney, you will be tasked with several critical responsibilities to ensure the company's operations align with legal standards and protect its interests. Your duties will include: - Reviewing, approving, and advising on all advertising, promotional,...
Title: Sr Counsel Category: Legal Job Id R-4001 Flex/Hybrid Job Description: The legal department at the company is tasked with managing all legal affairs for the organization, which includes handling regulatory filings, ensuring compliance with SEC and CFTC regulations, drafting...
Title: Sr Counsel Category: Legal Job Id: R-4001 Flex/Hybrid Job Description: The legal department at the Company is responsible for handling all legal matters, including regulatory filings, compliance with SEC and CFTC, contract drafting and review, corporate governance, mergers and...
Title: Investment Management Attorney Job Responsibilities: The Investment Management Attorney will be a part of the Legal and Compliance team at Company and will provide legal advice and guidance on a range of institutional and retail investment advisory matters. Key responsibilities...
Title: VP AGC – Wealth Management Platforms, Programs & Advisory Attorney Job Responsibilities: The VP AGC – Wealth Management Platforms, Programs & Advisory Attorney will play a pivotal role in the corporate legal advice team at the company. The position involves providing...
Title: VP AGC – Wealth Management Platforms, Programs & Advisory Attorney Job Responsibilities: - Counsel wealth management business teams throughout all stages of developing new initiatives, including creating or enhancing platforms and programs, supporting new affiliation and distribution models, and...
Title: VP AGC – Wealth Management Platforms, Programs & Advisory Attorney Job Responsibilities: - Counsel wealth management business teams through the development of new initiatives, including creating or enhancing platforms and programs, supporting new affiliation and distribution models, and drafting related...
Title: VP AGC – Wealth Management Platforms, Programs & Advisory Attorney Job Responsibilities: The VP AGC – Wealth Management Platforms, Programs & Advisory Attorney is responsible for providing strategic legal advice to various business units within the company. This position involves...
Title: VP AGC – Wealth Management Platforms, Programs & Advisory Attorney Job Responsibilities: - Counsel wealth management business teams through all stages of developing new initiatives, including creating or enhancing platforms and programs, supporting new affiliation and distribution models, and drafting related...
Title: VP AGC – Wealth Management Platforms, Programs & Advisory Attorney Job Responsibilities: The Vice President, Assistant General Counsel is responsible for providing strategic legal advice to various business units within the company, focusing on retail investor agreements and conflict disclosures,...
primarily focusing on managing the Company's . subsidiaries. Key responsibilities include ensuring the Company's entity management database remains accurate and up-to-date. This role involves supporting the Company's Corporate Secretary, handling . Securities and Exchange Commission reporting, managing domestic... and internation...
Maintain inventory, order, and stock supplies to ensure the... office is well-equipped. - Ensure the proper appearance of office spaces, such as breakrooms, conference rooms, and other common areas, maintaining a professional environment. - Coordinate with property management and vendors for maintenance...
Attorney for Premier 1031 Exchange Company Job Responsibilities -... Assist clients in facilitating complex 1031 exchanges as a member of the Commercial Department - Manage and review client files, respond to client inquiries, and coordinate administrative tasks necessary for the...
Title: Senior Counsel – Distribution Counsel (BD/RIA/Insurance) Job Responsibilities: - Provide legal advice and support in the development, maintenance, and offering of investment advisory, broker-dealer, and insurance agency products and services. - Prepare, review, and negotiate legal contracts, documents, and agreements, including advisory...
Title: Senior Public Company and Governance Associate Job Responsibilities: The Senior Public Company and Governance Associate at the law firm will be engaged in practicing in the areas of public company reporting and compliance, corporate governance, and capital markets. The associate will...
Title: Senior Counsel – Distribution Counsel (BD/RIA/Insurance) Job Responsibilities: - Provide legal advice and support in the development, maintenance, and offering of investment advisory, broker-dealer, and insurance agency products and services. - Prepare, review, and negotiate legal contracts, documents, and agreements, including...
Title: Senior Counsel – Distribution Counsel (BD/RIA/Insurance) Job Responsibilities: The Senior Counsel will play a pivotal role in ensuring the success and compliance of the organization by providing strategic legal guidance and support to distribution and product leadership within the Protection...
Title: Senior Counsel – Distribution Counsel (BD/RIA/Insurance) Job Responsibilities: - Provide legal advice and support in the development, maintenance, and offering of investment advisory, broker-dealer, and insurance agency products and services. - Prepare, review, and negotiate legal contracts, documents, and...
Title: Counsel, Registered Funds Job Responsibilities: - Provide legal advice and support for the company's direct lending platform, which includes registered investment companies, business development companies, and other permanent capital vehicles. - Manage day-to-day legal operations for the company's regulated...
Title: Director, Corporate Governance Counsel Job Responsibilities: - Advise the General Counsel and senior management on corporate governance matters, ensuring compliance with SEC regulations, NYSE/NASDAQ listing requirements, and other applicable rules. - Assist in the preparation and filing of the company’s annual proxy...
Title Assistant General Counsel - Secretary & Securities Governance Job Responsibilities The Assistant General Counsel - Secretary & Securities Governance plays a crucial leadership role within the company, focusing on corporate governance, securities compliance, and regulatory matters. Key responsibilities include: - Serving as Assistant...
Title: Assistant General Counsel - Secretary & Securities Governance Job Responsibilities: The Assistant General Counsel - Secretary & Securities Governance is a pivotal leadership role tasked with managing corporate governance, securities compliance, and regulatory matters for the company. The responsibilities include: -...
Title: Commercial Lending Transaction Specialist Job Responsibilities: The Commercial Lending Transaction Specialist is responsible for supporting the commercial lending process through various tasks. Key responsibilities include preparing and reviewing commercial loan documentation to ensure accuracy and completeness, coordinating with loan officers and...
Title: Senior Vice President, Associate General Counsel Job Responsibilities: The Senior Vice President, Associate General Counsel will play a pivotal role in assisting other attorneys within the department, as well as senior members of the business, including the Deputy General...
Title: SVP, Associate General Counsel Job Responsibilities: The Senior Vice President, Associate General Counsel will play a crucial role in supporting the legal department and senior business members at the company, including the Deputy General Counsel and the Chief Legal...
Title: SVP, Associate General Counsel Job Responsibilities: The Senior Vice President, Associate General Counsel is tasked with assisting other attorneys within the department and senior business members, including the Deputy General Counsel and the Chief Legal Officer. The role focuses on...
Title: SVP, Associate General Counsel Job Responsibilities: The Senior Vice President, Associate General Counsel is responsible for assisting other attorneys in the department and senior members of the business, including the Deputy General Counsel and the Chief Legal Officer. The role involves...
Title: Securities and Capital Markets Associate Job Responsibilities: - Support the Securities and Capital Markets team within the law firm's department. - Provide a full range of securities and corporate finance legal services to public and private company clients. - Assist with registered public...
corporate finance matters for public and private companies. - Handle registered public offerings under the 1933 Act and private placements. - Manage reporting under the 1934 Act, including Forms 10-K, 10-Q, and 8-K. - Conduct debt and equity tender offers, exchange offers, an...
Title: Technology Counsel Job Responsibilities: - Support the company’s Third- and Fourth-Party risk management program by reviewing, drafting, and negotiating information technology contracts. - Collaborate with and support enterprise risk management, regulatory, data privacy, and compliance teams in developing, implementing, and managing strategies...
Title: SVP, Associate General Counsel Job Responsibilities: The Senior Vice President, Associate General Counsel will assist other attorneys in the department and senior members of the business, including the Deputy General Counsel and the Chief Legal Officer, with leading the teams...
Title: Mid-Level Capital Markets And Securities Associate AttorneyJob Overview:A prominent law firm based in Orlando, FL, is seeking a skilled and experienced attorney with a strong foundation in capital markets and securities regulation. The ideal candidate will bring 3-5 years...