Title: Assistant General Counsel - Alternatives Job Responsibilities: The Assistant General Counsel - Alternatives will provide comprehensive legal support and advice for the company's institutional asset management business, particularly focusing on private equity fundraising and investment. The primary responsibilities include: - Offering legal...
Title: Compliance Manager/Executive Assistant Job Summary: This dual role offers a unique opportunity to manage compliance policies with a strong emphasis on the regulatory and legal aspects, oversee company finances, and assist the CEO. The position involves collaborating with other team members...
Title: Associate General Counsel, Commercial & Fund Secondaries Job Responsibilities: - Draft and negotiate complex commercial agreements, including technology contracts and fund-related transactions. - Partner with business leaders across regions to structure transactions, manage legal risk, and support product innovation. - Collaborate with compliance,...
Title: Associate General Counsel, Commercial & Fund Secondaries Job Responsibilities: - Draft and negotiate complex commercial agreements, including technology contracts and fund-related transactions. - Partner with business leaders across regions to structure transactions, manage legal risk, and support product innovation. -...
Title: Registered Funds Associate Job Responsibilities: The Registered Funds Associate will be responsible for providing legal services and representation to registered investment companies. The primary duties include: - Preparing and reviewing registration statements and offering documents for compliance with relevant securities laws. - Creating...
Title: Legal, Vice President (VP) Job Responsibilities: - Responsible for keeping current with legal developments and coordinating the communication of such developments to clients, while proactively applying these developments to clients’ situations. - Serves as a mentor or developer for...
Title: Senior Legal Counsel - Transactional Attorney Job Responsibilities: - Provide legal support to Company and in-house contract groups on various buy-side and sell-side transactional matters. - Deliver practical and reasoned business counsel, advice, and leadership on a variety of transactional...
Title: Senior Legal Counsel - Transactional Attorney Job Responsibilities: As a Senior Legal Counsel, the primary responsibilities include providing legal support to the company and in-house contract groups on various buy-side and sell-side transactional matters. Key duties involve: - Providing...
Title: Associate (3 – 5 years) Job Responsibilities: Capital Markets Associates at the law firm play a crucial role in supporting clients through various securities transactions and financing activities. The primary responsibilities of this position include: - Advising clients on securities offerings, including...
Title: Associate (3 – 5 years) Job Responsibilities: The Capital Markets Associate at the law firm is tasked with supporting clients in various securities transactions and financing activities. Key responsibilities include: - Advising clients on securities offerings, such as equity and debt issuances. -...
Title: Chief Compliance Officer Job Responsibilities: - Compliance Program Development and Oversight: The Chief Compliance Officer (CCO) is responsible for designing, implementing, and maintaining a comprehensive written compliance program for the Wilmington Funds Family. This includes developing policies and procedures reasonably designed...
Title: Associate Counsel Job Responsibilities: - Lead the preparation of SEC regulatory materials, including registration statements, for a diverse and expanding line-up of ETFs, mutual funds, and interval funds. - Support the development and launch of industry-leading ETFs by preparing regulatory documents and...
Title: GPB Wealth Management Investment Solutions Attorney - Vice President, Assistant General Counsel Job Responsibilities: As a GPB Wealth Management Investment Solutions Attorney - Vice President, Assistant General Counsel, the candidate will be responsible for providing strategic legal support to the...
Title: Parametric Derivatives Attorney, VP Job Responsibilities: The role involves joining the Investment Management Legal team as a Vice President to provide legal advice to the Parametric and other Investment Management businesses on derivatives-related trading agreements and their regulatory obligations....
various acts such as the Investment Company Act, Investment Advisers Act, Securities... Act of 1933, and Securities... and Exchange Act of 1934. - Prepare drafts... of regulatory documents for different types of funds including mutual funds, exchange-traded funds, and closed-end...
under the Investment Company Act, Investment Advisers Act, Securities... Act of 1933, and Securities... and Exchange Act of 1934. - Prepare drafts... of regulatory documents for various mutual funds, exchange-traded funds, and closed-end funds for filing with the . Securities and...
under the Investment Company Act, Investment Advisers Act, Securities... Act of 1933, and Securities... and Exchange Act of 1934. - Prepare drafts... of regulatory documents for various mutual funds, exchange-traded funds, and closed-end funds for filing with the . Securities and...
Title: GPB Wealth Management Investment Solutions Attorney - Vice President, Assistant General Counsel Job Responsibilities: As a Vice President and Assistant General Counsel within the Private Bank / Wealth Management Investment Solutions Legal team, the primary responsibilities include: - Providing...
Title: GPB Wealth Management Investment Solutions Attorney - Vice President, Assistant General Counsel Job Responsibilities: - Provide legal advice and support to the investment solutions business team, with a primary focus on managed investment solutions. - Address SEC regulatory and bank regulatory issues...
Title: Counsel Job Responsibilities: - Advising on regulatory issues relevant to the . client-facing business, including SEC, CFTC, FINRA, NFA requirements. - Advising on activities of limited-scope broker/dealer and retail-adjacent activities of the investment adviser, including licensing, marketing, and disclosure rules. - Assisting in...
Title: Managing Associate (Investment Funds) Job Responsibilities: - Operate as a mid-level associate under the direction of partners within the law firm's Investment Funds group. - Advise investment managers on the offering, formation, and regulatory compliance of private investment funds. - Provide guidance to...
Title Managing Director, Deputy General Counsel - Legal Job Responsibilities In this role, the candidate will support the company as a senior leader on its Legal and Compliance Team, assisting with both transactional and operational matters related to supporting the company as a...
Title: Associate General Counsel Wealth Job Responsibilities: - Advise senior management and other stakeholders on a wide range of legal and compliance issues concerning all aspects within the bank's full-service wealth management business, which includes RIA, Broker Dealer, and Trust (including Delaware...
Title: Associate General Counsel Wealth Job Responsibilities: - Provide commercial and comprehensive legal guidance to senior management and the business, supporting the entirety of the company's Wealth Management business. - Advise senior management and other stakeholders on a wide range of legal and...
Title: Counsel Job Responsibilities: - Advising on regulatory issues relevant to the . client-facing business, including SEC, CFTC, FINRA, and NFA requirements. - Providing legal guidance on activities related to limited-scope broker/dealer and retail-adjacent activities of the investment adviser, including licensing, marketing, and...
Title: Counsel Job Responsibilities: - Provide legal coverage for client-facing distribution activities, focusing largely on the . wealth channel and related strategic initiatives. - Advise on regulatory issues relevant to the . client-facing business, including SEC, CFTC, FINRA, and NFA requirements. - Advise on...
Title Managing Director, Deputy General Counsel - Legal Job Responsibilities This position provides an outstanding opportunity for an experienced attorney specializing in credit funds to engage in both legal transactional and management roles. The main responsibilities associated with this role...
Title: Associate General Counsel - Wealth Job Responsibilities: The Associate General Counsel will be responsible for providing comprehensive legal guidance to the senior management and business operations of the Wealth Management Division at the company. The role involves advising on a wide...
Title: Capital Markets Associate Job Responsibilities: The Capital Markets Associate will be part of the Corporate Finance and Capital Markets practice, which is recognized for its innovative and complex financial transaction structuring and execution. The associate will be responsible for: - Structuring and...
centered around drafting, reviewing, and negotiating securities contracts and other agreements, including those involving the 1940 Act Distribution. Key responsibilities... include: - Drafting, reviewing, and negotiating contracts related to the company's ETF and mutual fund distribution business. - Providing legal advice...
Title: AVP, Sr. Counsel - Fund Management Job Responsibilities: - Provide leadership, direction, and subject matter expertise on complex projects and initiatives related to the company's funds and advisory businesses. - Serve as a subject matter expert and provide highly specialized legal counsel...
Title: Associate - Corporate - Investment Funds Regulatory H1: Join Our Investment Funds Regulatory Team at a Leading Law Firm H2: Seeking Experienced Associate with Minimum 3 Years of Regulatory Experience Law Firm Seeks Associate for Investment Funds Regulatory...
Investment Advisers Act of 1940 and Investment Company Act... of 1940 - Private equity and... hedge fund formation experience is a plus - Will provide legal, regulatory, and compliance advice to investment advisers, family offices, and financial institutions worldwide -...
Title: Vice President, Associate General Counsel Job Responsibilities: - Provide legal, regulatory, and strategic advice and counsel to the company's Digital Asset Management team, specifically focusing on cryptocurrency and blockchain products and services. - Advise the Digital Asset Management team on the development...
Title: Vice President, Associate General Counsel Job Responsibilities: - Provide legal, regulatory, and strategic advice and counsel to the Fidelity Digital Asset Management team on all aspects of the company's cryptocurrency and blockchain products and services business. - Advise the Fidelity Digital Asset...
successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and...
Job Title: 40 Act Attorney Job Responsibilities: The 40 Act... Attorney at the company... will be responsible for several key duties related to registered investment products, including privately offered business development companies (BDCs), non-traded BDCs, and non-listed real estate investment trusts (REITs)....
Title: Associate - Investment Strategies & Capital Solutions Job Responsibilities: The role involves joining the Investment Strategies & Capital Solutions group at a law firm in Dallas. The associate will primarily represent private equity clients across various industry verticals. Key responsibilities include: -...
Title: Senior Securities Counsel Job Responsibilities: - Draft, review, and negotiate contracts related to the company's ETF and mutual fund distribution business. - Research and provide legal advice regarding FINRA regulatory and broker dealer compliance issues. - Manage communication and interaction with clients, service...
Title: Senior Securities Counsel Job Responsibilities: - Draft, review, and negotiate contracts related to the company's ETF and mutual fund distribution business. - Research and provide legal advice to the company’s business concerning FINRA regulatory and broker-dealer compliance issues....
Title: Senior Securities Counsel Job Responsibilities: - Draft, review, and negotiate contracts related to the company's ETF and mutual fund distribution business. - Research and provide legal advice to business regarding FINRA regulatory and broker dealer compliance issues. - Manage communication and interaction with...
Title: Senior Securities Counsel Job Responsibilities: - Draft, review, and negotiate contracts related to the company's ETF and mutual fund distribution business. - Research and provide legal advice to the company's business regarding FINRA regulatory and broker dealer compliance issues. - Manage communication and...
Corporate & Finance department at a law firm. The primary responsibilities include: - Engaging in investment management transactional work, particularly in private fund formation. - Demonstrating familiarity with the Investment Advisers Act of 1940 and the Investment Company... Act of 1940. - Po...
Firm is seeking an Investment Funds Regulatory Associate to join its Chicago, Washington, ., or New York office. Job Summary Law Firm is seeking a highly qualified associate candidate with at least 3 years of relevant asset management...
and a strong working knowledge of the Investment Advisers Act of 1940 and the Investment Company... Act of 1940. Private equity and hedge... fund formation experience is also helpful. Duties and Responsibilities: • Provide legal, regulatory, and compliance advice to inve...
with at least 3 years of relevant asset management regulatory experience for its Investment Funds Regulatory Practice. The successful candidate will possess strong working knowledge of the Investment Advisers Act of 1940 and the Investment Company... Act of 1940. Priva...
1-4 years of experience with the Investment Company Act of 1940, the Investment Advisers Act... of 1940, the Securities Act of... 1933, the Securities Exchange Act of 1934, and related... registered investment and review registration statements and offer...