Title: Commercial & Land Deals Advisor Job Responsibilities: - Handle land transactions across Company’s Unconventional portfolio and support corporate initiatives. - Manage brokers for title research and due diligence related to transactions. - Obtain Title Opinions and address defects related to target interests. - Review...
Title: Senior Counsel - Investment Grade Debt Capital Markets Origination Job Responsibilities: - Lead or participate in moderately complex initiatives and deliverables, contributing to large-scale planning. - Review and analyze moderately complex challenges requiring in-depth evaluation of variable factors. - Provide...
Title: Equity Capital Markets Lawyer (Assistant General Counsel - VP) Job Responsibilities: - Lead complex initiatives with broad impact and act as a key participant in large-scale planning. - Handle matters that significantly impact the company's operations, strategies, or profitability. - Review and...
counsel on insurance and broker-dealer regulatory matters, ensuring compliance... with state, federal, and industry requirements. This role includes serving as the legal officer for the company's Broker-Dealer affiliate and overseeing broker-dealer... governance and regulatory obligations.... Key responsibilities include: - Handling a...
Title: Senior Counsel - Investment Grade Debt Capital Markets Origination Job Responsibilities: - Lead or participate in moderately complex initiatives and deliverables, contributing to large-scale planning. - Review and analyze moderately complex challenges, requiring an in-depth evaluation of variable factors. - Provide guidance to...
Title: Senior Counsel - Investment Grade Debt Capital Markets Origination Job Responsibilities: - Lead or participate in moderately complex initiatives and deliverables, contributing to large-scale planning. - Review and analyze moderately complex challenges requiring an in-depth evaluation of variable factors. -...
the company's Wealth Management's broker-dealer and investment advisory products,... services, and sales channels for retail businesses. - Advise on a wide range of projects and initiatives that will help define retail Wealth Management businesses. - Provide timely, strategic legal counsel by leveraging...
. Morgan Wealth Management’s broker-dealer and investment advisory products,... services, and sales channels for retail businesses. - Advise on a wide range of projects and initiatives that will help define the retail Wealth Management businesses. - Provide timely, strategic legal counsel by...
contact supporting the company's broker-dealer and investment advisory products,... services, and sales channels for retail businesses. - Advise on a wide range of projects and initiatives that will help define the retail Wealth Management businesses. - Provide timely, strategic legal counsel by...
Job Title R&W Insurance Broker Job Responsibilities - Utilize... technical placement, underwriting, or sales experience to provide coverage and program design advice and expertise to the TS Client Advocate or Production Team. - Offer knowledge to TS Client Advocates or...
Title: Director, Legal Counsel- Alternative Investment Platforms Job Responsibilities: - Provide legal advice related to strategic and growth initiatives concerning the alternative investment platforms. - Draft and negotiate intermediary agreements with third-party alternative investment providers and issuers. - Offer legal guidance...
Title: Director, Legal Counsel- Alternative Investment Platforms Job Responsibilities: - Provide legal advice related to strategic and growth initiatives concerning alternative investment platforms. - Draft and negotiate intermediary agreements with third-party alternative investment providers and issuers. - Offer legal guidance...
Title: Director, Legal Counsel- Alternative Investment Platforms Job Responsibilities: As a Director, Legal Counsel- Alternative Investment Platforms at the company, the primary responsibilities include providing legal support for platforms where alternative investment products are available to customers. This role encompasses...
Title: Sr. Tax Planner Job Responsibilities: The Sr. Tax Planner will be a part of the entrepreneurial and fast-paced Planning Services team, which focuses on creating the next generation of services to help advisors provide comprehensive financial planning to their clients. Key...
Title: Sr. Tax Planner Job Responsibilities: - Review clients’ past tax returns during the financial planning process to identify incremental opportunities. - Collect and analyze data, providing recommendations on short and long-term tax strategies such as investments, retirement plan savings, business structure, and...
Title: Paralegal Job Responsibilities: The paralegal role involves collaborating directly with the Chief Legal Officer and the General Counsel, participating in various workstreams within the legal department. Key responsibilities include: - Reviewing and supporting the drafting of contracts, including Non-Disclosure Agreements (NDAs), onboarding...
Title: Sr. Claims Specialist (General Liability/Construction) Job Responsibilities: The Sr. Claims Specialist in General Liability/Construction at Company will be part of the international Program team, dealing with single and multi-party personal or commercial line claims of moderate to high exposure and complexity....
Title: Global Treasury - Capital Markets & Investment Manager Job Responsibilities: Capital Markets & Risk Management: - Formulate, identify, and execute capital structure priorities using an asset liability-based risk management framework. - Develop and execute stock repurchase plans in consultation with corporate treasury leaders...
Job Title: Manager, Broker-Dealer Compliance Job Responsibilities: - Provide senior... compliance oversight for all aspects of **Members Only** Capital Markets (CCM), including trading, reporting, policies, procedures, and training. - Coordinate closely with cross-functional partners in Legal, Operations, Risk, Tax, Finance, and Audit to ensure...
issues concerning all aspects within the bank's full-service wealth management business, which includes RIA, Broker Dealer, and Trust (including... Delaware trust) offerings and services. - Develop and support implementation of legal assessments, interpretations, recommendations, and opinions on laws, policies, and regulator...
Title: Head of Cyber Claims Job Responsibilities: - Oversee a group of first- and third-party cyber claims adjusters. - Manage relationships with outside counsel and vendors. - Provide timely and meaningful claim trend information to underwriters and actuaries. - Maintain profitable growth and account retention...
and NFA requirements. - Providing legal guidance on activities related to limited-scope broker/dealer and retail-adjacent activities of... the investment adviser, including licensing, marketing, and disclosure rules. - Assisting in drafting and negotiating distribution and service agreements with intermediaries. - Advising on matters...
and related strategic initiatives. - Advise on regulatory issues relevant to the . client-facing business, including SEC, CFTC, FINRA, and NFA requirements. - Advise on activities of limited-scope broker/dealer and retail-adjacent activities of... the investment adviser, including licensing, marketing, and disclosure rules....
on activities of limited-scope broker/dealer and retail-adjacent activities of... the investment adviser, including licensing, marketing, and disclosure rules. - Assisting in drafting and negotiating distribution and service agreements with intermediaries. - Advising on matters related to . distribution...
operations of the Wealth Management Division at the company. The role involves advising on a wide range of legal and compliance issues pertaining to the company's wealth management services, including Registered Investment Adviser (RIA), Broker-Dealer, and Trust offerings. Key... re...
the company's Wealth Management business. - Advise senior management and other stakeholders on a wide range of legal and compliance issues concerning all aspects within the company's full-service wealth management business, which includes RIA, Broker Dealer, and Trust offerings... and services....
Title: Real Estate Leasing Attorney Job Responsibilities: The Real Estate Leasing Attorney at the company is tasked with managing all legal aspects of a large commercial real estate development. The core responsibilities include: - Negotiating, drafting, and revising a high volume of real...
Title: Securities Legal Counsel Job Responsibilities: The Securities Legal Counsel is responsible for providing securities-focused legal counsel to support the registered investment adviser (RIA) and related financial services entities of the company. Key responsibilities include: - Drafting, reviewing, and maintaining advisory client agreements,...
Title: AVP, Sr. Counsel - Fund Management Job Responsibilities: In the role of AVP, Sr. Counsel - Fund Management, you will be expected to provide leadership, direction, and subject matter expertise on complex projects and initiatives related to the company's funds and...
Title: AVP, Sr. Counsel - Fund Mgmt Job Responsibilities: In the role of AVP, Sr. Counsel - Fund Mgmt, you will provide leadership, direction, and subject matter expertise on complex projects and initiatives related to the company's funds and advisory businesses. Your...
Title: AVP, Sr. Counsel - Fund Mgmt Job Responsibilities: - Provide leadership, direction, and subject matter expertise on complex projects and initiatives concerning the company's funds and advisory businesses. - Serve as a subject matter expert and provide highly specialized legal counsel to...
and provide legal advice to the company's business regarding FINRA regulatory and broker dealer compliance issues. - Manage... communication and interaction with the company's clients, service providers, and others regarding contract terms and conditions and other relevant information. - Stay informed...
Title: Senior Legal Counsel Job Responsibilities: - Serve as a senior member of the legal function, providing strategic advice and leadership to support critical business initiatives in a fast-paced environment. - Act as a trusted advisor and subject matter expert, delivering sophisticated legal...
Title: Senior Legal Counsel Job Responsibilities: The Senior Legal Counsel at the company will serve as a senior member of the legal function, providing strategic advice and leadership to support critical business initiatives in a fast-paced and high-stakes environment. The primary responsibilities...
discovery requests, as well as preparation and review of discovery production, legal research, and trial. - Record and report on the docket of litigation and other claims against the company broker-dealers. - Administer claims and interact... with insurance carriers, including claim f...
Title: Associate General Counsel – Operations & Experience – Remote Job Responsibilities: The Associate General Counsel will provide legal advice and counsel to the business operations within the organization. The role involves analyzing complex legal and operational issues across a variety of...
Title Counsel Job Responsibilities - Provide independent, objective, thorough, timely, and well-researched legal advice and counsel to business partners on legal matters. - Enable management and key decision-makers to assess legal risks of various courses of action to support company...
Title: Sr. Claims Specialist - Financial Institutions Job Responsibilities: The Sr. Claims Specialist for Financial Institutions at the company is tasked with managing a broad range of Management Liability Claims. This includes handling claims related to Bankers Professional Liability (BPL), Investment Advisors,...
Title: Sr. Claims Specialist - Financial Institutions Job Responsibilities: - Handle and manage various Management Liability Claims including Bankers Professional Liability (BPL), Investment Advisors, Private Equity Errors and Omissions (E&O)/D&O, and Insurance Company Professional Liability (ICPL). Experience with Transactional Liability claims such...
Title: Sr. Claims Specialist - Financial Institutions Job Responsibilities: - Handle and manage a diverse range of Management Liability Claims, including Bankers Professional Liability (BPL), Investment Advisors, Private Equity Errors and Omissions (E&O)/D&O, and Insurance Company Professional Liability (ICPL). Experience with Transactional...
Title: Sr. Claims Specialist - Financial Institutions Job Responsibilities: - Handle and manage a wide variety of Management Liability Claims, including Bankers Professional Liability (BPL), Investment Advisors, Private Equity Errors and Omissions (E&O)/D&O, and Insurance Company Professional Liability (ICPL). Experience with Transactional...
Title: Senior Claims Specialist - EPL/Fiduciary Job Responsibilities: - Manage complex Employment Practices Liability (EPL) claims and determine appropriate valuation and settlement strategies while ensuring adherence to company policies. - Develop knowledge and expertise in Fiduciary Claims, with experience in this area being...
Title: Senior Claims Specialist - EPL/Fiduciary Job Responsibilities: - Handle and manage complex Employment Practices Liability Claims, determining appropriate valuation, settlement strategies, and ensuring adherence to company policies. - Attend mediations and monitor trials as necessary. - Draft coverage correspondence on primary claims, negotiate...
Research and provide legal advice regarding FINRA regulatory and broker dealer compliance issues. - Manage... communication and interaction with clients, service providers, and others regarding contract terms and conditions and other information. - Keep abreast of regulatory developments that impact regulated e...
Research and provide legal advice to the company’s business concerning FINRA regulatory and broker-dealer compliance issues. - Manage... communication and interaction with clients, service providers, and others regarding contract terms, conditions, and other pertinent information. - Keep updated on regula...
Research and provide legal advice to business regarding FINRA regulatory and broker dealer compliance issues. - Manage... communication and interaction with clients, service providers, and others regarding contract terms and conditions and other information. - Keep abreast of regulatory developments that impact...
Title: Senior Securities Counsel Job Responsibilities: The Senior Securities Counsel at the company is tasked with a range of responsibilities primarily centered around drafting, reviewing, and negotiating securities contracts and other agreements, including those involving the 1940 Act Distribution. Key responsibilities include: -...
a variety of advisory, custody, operational, and technology services. - Provide general legal support to the broker-dealer and registered investment adviser... as needed. - Advise on new product development and regulatory risk management decisions. - Keep informed on legislation a...
contracts for Pershing for a variety of advisory, custody, operational, and technology services. - Provide general legal support to the broker-dealer and registered investment adviser... as needed. - Advise on new product development and regulatory risk management decisions. - Keep...
contracts for Pershing for a variety of advisory, custody, operational, and technology services. - Provide general legal support to the broker-dealer and registered investment adviser... as needed. - Advise on new product development and regulatory risk management decisions. - Keep...