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Investment Banking Compliance Attorney Jobs

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Job info
Company
In-House
Experience
Min 10 yrs required
Location
Charlotte, NC
Posted Date
Aug 20, 18
Info Source
Employer
Total Views
6
control functions, including risk, compliance and audit, to assess... regulatory requirements relating to each transaction and providing appropriate solutions to address such requirements. Assessing legal risks arising from such transactions, and reviewing policies and procedures and process changes to mitigate... read more
Company
In-House
Experience
Min 10 yrs required
Location
Des Moines, IA
Posted Date
Aug 20, 18
Info Source
Employer
Total Views
5
control functions, including risk, compliance and audit, to assess... regulatory requirements relating to each transaction and providing appropriate solutions to address such requirements. Assessing legal risks arising from such transactions, and reviewing policies and procedures and process changes to mitigate... read more
Company
In-House
Experience
Min 5 yrs required
Location
Charlotte, NC
Posted Date
Aug 20, 18
Info Source
Employer
Total Views
6
control functions, including risk, compliance and audit, to assess... regulatory requirements relating to each transaction and providing appropriate solutions to address such requirements. Assessing legal risks arising from such transactions, and reviewing policies and procedures and process changes to mitigate... read more
Company
In-House
Experience
Min 5 yrs required
Location
Minneapolis, MN
Posted Date
Aug 20, 18
Info Source
Employer
Total Views
7
control functions, including risk, compliance and audit, to assess... regulatory requirements relating to each transaction and providing appropriate solutions to address such requirements. Assessing legal risks arising from such transactions, and reviewing policies and procedures and process changes to mitigate... read more
Company
In-House
Experience
Min 5 yrs required
Location
Chicago, IL
Posted Date
Aug 18, 18
Info Source
Employer
Total Views
7
of Legal, Corporate Tax, Compliance, Supervision and Risk to... address day to day questions and other issues. Provide Legal coverage of regulatory change implementation. Assist in the development of policies, procedures, systems and training materials. Advise on resolution of disputes... read more
Company
In-House
Experience
Min 10 yrs required
Location
Philadelphia, PA
Posted Date
Aug 21, 18
Info Source
Employer
Total Views
26
as primary business and compliance counsel to all functions... transactions, and ethics and compliance support. Provide support on... teams on banking and investment matters, intercompany agreements, credit... needed. Manage ethics and compliance programs, including compliance reporting,... investigations, compliance training (on-line and live),... compliance... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Aug 21, 18
Info Source
Employer
Total Views
28
Assistant General Counsel - Investment Management / Mutual Funds... provide advice to registered investment advisers (“RIAs”) on new... proprietary and third-party private investment fund activities. Provide advice... WISD relating to the investment of fiduciary and non-fiduciary... WISD business lines on investment-related matters and regulatory requirements.... investment... read more
Company
In-House
Experience
Min 5 yrs required
Location
Des Moines, IA
Posted Date
Aug 20, 18
Info Source
Employer
Total Views
5
control functions, including risk, compliance and audit, to assess... regulatory requirements relating to each transaction and providing appropriate solutions to address such requirements. Assessing legal risks arising from such transactions, and reviewing policies and procedures and process changes to mitigate... read more
Company
In-House, JPMorgan Chase & Co,
Experience
Min 5 yrs required
Location
Columbus, OH
Posted Date
Aug 18, 18
Info Source
Employer
Total Views
12
of Legal, Corporate Tax, Compliance, Supervision and Risk to... address day to day questions and other issues. Provide Legal coverage of regulatory change implementation. Assist in the development of policies, procedures, systems and training materials. Advise on resolution of disputes... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Aug 18, 18
Info Source
Employer
Total Views
8
of Legal, Corporate Tax, Compliance, Supervision and Risk to... address day to day questions and other issues. Provide Legal coverage of regulatory change implementation. Assist in the development of policies, procedures, systems and training materials. Advise on resolution of disputes... read more
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