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Investment Banking Compliance Attorney Jobs

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Job info
Company
Recruiter, BCG Attorney Search
Experience
3-10 yrs required
Location
Washington, DC
Posted Date
Dec 07, 18
Info Source
Recruiter
Total Views
2
on the regulations governing investment advisers and broker-dealers, bank... fiduciaries, pooled investment vehicles (including mutual funds,... bank collective investment funds, and retirement and... insurance investment products), and the retirement... variety of broker-dealer and investment adviser clients seeking to... trust companies that provide investment management and fiduciary services... investment... read more
Company
Recruiter, BCG Attorney Search
Experience
3-10 yrs required
Location
New York City, NY
Posted Date
Dec 07, 18
Info Source
Recruiter
Total Views
4
variety of broker-dealer and investment adviser clients seeking to... on the regulations governing investment advisers and broker-dealers, bank... fiduciaries, pooled investment vehicles (including mutual funds,... bank collective investment funds, and retirement and... insurance investment products), and the retirement... trust companies that provide investment management and fiduciary services... investment... read more
Company
In-House
Experience
Min 4 yrs required
Location
Chicago, IL
Posted Date
Dec 04, 18
Info Source
Employer
Total Views
41
Counsel - Wealth Management, Investment Solutions The candidate will... and support to the Investment Solutions business team, with... Bank regulatory issues impacting investment advisers. Will advise the... issues relevant to discretionary investment, asset allocation and due... resolve issues impacting the Investment Solutions business. Coordinate as... investment... read more
Company
Law Firm
Experience
Min 4 yrs required
Location
Washington, DC
Posted Date
Dec 08, 18
Info Source
Employer
Total Views
2
Bank / Investment Management Regulatory Associate The... on the regulations governing investment advisers and broker-dealers, bank... fiduciaries, pooled investment vehicles (including mutual funds,... bank collective investment funds, and retirement and... insurance investment products), and the retirement... variety of broker-dealer and investment adviser clients seeking to... investment... read more
Company
Law Firm
Experience
2-3 yrs required
Location
New York City, NY
Posted Date
Dec 08, 18
Info Source
Employer
Total Views
3
Investment Management and Broker-Dealer Regulatory... clients on regulations governing investment advisers and broker-dealers, bank... fiduciaries, pooled investment vehicles (including mutual funds,... bank collective investment funds, and retirement and... insurance investment products), and the retirement... variety of broker-dealer and investment adviser clients seeking to... compliance... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Dec 03, 18
Info Source
Employer
Total Views
216
Assistant General Counsel - Investment Management / Mutual Funds... provide advice to registered investment advisers (“RIAs”) on new... proprietary and third-party private investment fund activities. Provide advice... WISD relating to the investment of fiduciary and non-fiduciary... WISD business lines on investment-related matters and regulatory requirements.... investment... read more
Company
Recruiter, BCG Attorney Search
Experience
1-6 yrs required
Location
Washington, DC
Posted Date
Dec 07, 18
Info Source
Recruiter
Total Views
2
of our client seeks investment management and broker-dealer regulatory... variety of broker-dealer and investment adviser clients seeking to... clients on regulations governing investment advisers and broker-dealers, bank... fiduciaries, pooled investment vehicles (including mutual funds,... bank collective investment funds, and retirement and... investment... read more
Company
Recruiter, BCG Attorney Search
Experience
1-6 yrs required
Location
New York City, NY
Posted Date
Dec 07, 18
Info Source
Recruiter
Total Views
3
of our client seeks investment management and broker-dealer regulatory... variety of broker-dealer and investment adviser clients seeking to... clients on regulations governing investment advisers and broker-dealers, bank... fiduciaries, pooled investment vehicles (including mutual funds,... bank collective investment funds, and retirement and... investment... read more
Company
Law Firm
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Dec 08, 18
Info Source
Employer
Total Views
5
Bank / Investment Management Regulatory Associate The... on the regulations governing investment advisers and broker-dealers, bank... fiduciaries, pooled investment vehicles (including mutual funds,... bank collective investment funds, and retirement and... insurance investment products), and the retirement... variety of broker-dealer and investment adviser clients seeking to... investment... read more
Company
Law Firm
Experience
2-3 yrs required
Location
Washington, DC
Posted Date
Dec 08, 18
Info Source
Employer
Total Views
2
Investment Management and Broker-Dealer Regulatory... clients on regulations governing investment advisers and broker-dealers, bank... fiduciaries, pooled investment vehicles (including mutual funds,... bank collective investment funds, and retirement and... insurance investment products), and the retirement... variety of broker-dealer and investment adviser clients seeking to... compliance... read more
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