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Investment Banking Compliance Attorney Jobs in New York City

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SPONSORED JOB
Company
JPMorgan Chase & Co,
Experience
10-15 yrs required
Location
New York City, NY
Posted Date
Jan 06,19
Info Source
Total Views
26
Corporate compliance – Wealth Management Securities compliance Manager – Vice President The... the business and provide compliance support for new fund... and product launches. Keep abreast of industry trends and anticipate... read more
SPONSORED JOB
Company
CREDIT SUISSE GROUP AG
Experience
4-8 yrs required
Location
New York City, NY
Posted Date
Jan 08,19
Info Source
Total Views
31
Global Sanctions compliance Counsel The candidate will serve... Credit Suisse’s enterprise-wide sanctions compliance function, including the design... provision of legal and compliance advice on transactions posing... and strategic investments, including investment banking and private banking relationships, such as analyzing compliance read more
SPONSORED JOB
Company
Citigroup Inc
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Jan 19,19
Info Source
Total Views
18
compliance Product Officer - ICG... an Equity Derivatives product compliance risk officer for Independent compliance Risk Management (ICRM) responsible... Primary responsibilities include monitoring compliance risk behaviors and providing... day-to-day compliance advice relating to the compliance read more
Company
In-House
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Jan 21, 19
Info Source
Employer
Total Views
6
to lending, finance, and investment banking/advisory businesses covered by... and maintain legal and compliance policies and procedures. Will... credit risk, tax, accounting, compliance and other control functions... Solid background in U.S. banking and securities regulations, Dodd-Frank,... the Global Finance and Investment Banking legal team, especially... commercial...... read more
Company
In-House
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Jan 18, 19
Info Source
Employer
Total Views
40
Counsel - Wealth Management, Investment Solutions The candidate will... and support to the Investment Solutions business team, with... Bank regulatory issues impacting investment advisers. Will advise the... issues relevant to discretionary investment, asset allocation and due... resolve issues impacting the Investment Solutions business. Coordinate as... investment... read more
Company
Recruiter, BCG Attorney Search
Experience
3-10 yrs required
Location
New York City, NY
Posted Date
Jan 20, 19
Info Source
Recruiter
Total Views
7
variety of broker-dealer and investment adviser clients seeking to... on the regulations governing investment advisers and broker-dealers, bank... fiduciaries, pooled investment vehicles (including mutual funds,... bank collective investment funds, and retirement and... insurance investment products), and the retirement... trust companies that provide investment management and fiduciary services... investment... read more
Company
Law Firm
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Dec 21, 18
Info Source
Employer
Total Views
23
capital markets, corporate governance, and strategic mergers & acquisitions. Should have experience representing corporate issuers and major investment banks in all aspects... of equity capital markets financings, mergers and acquisitions and advice to clients on compliance & corporate governance issues....... read more
Company
Recruiter, BCG Attorney Search
Experience
2-7 yrs required
Location
New York City, NY
Posted Date
Jan 17, 19
Info Source
Recruiter
Total Views
35
Total Applies
1
seeks junior to mid-level attorney with preferably 3-5 years... should have experience representing corporate issuers and major investment banks in all aspects... of equity capital markets financings, mergers and acquisitions and advice to clients on compliance and corporate governance issues....... read more
Company
Law Firm
Experience
2-3 yrs required
Location
New York City, NY
Posted Date
Jan 05, 19
Info Source
Employer
Total Views
13
Investment Management and Broker-Dealer Regulatory... clients on regulations governing investment advisers and broker-dealers, bank... fiduciaries, pooled investment vehicles (including mutual funds,... bank collective investment funds, and retirement and... insurance investment products), and the retirement... variety of broker-dealer and investment adviser clients seeking to... compliance... read more
Company
Law Firm
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Jan 05, 19
Info Source
Employer
Total Views
9
Bank / Investment Management Regulatory Associate The... on the regulations governing investment advisers and broker-dealers, bank... fiduciaries, pooled investment vehicles (including mutual funds,... bank collective investment funds, and retirement and... insurance investment products), and the retirement... variety of broker-dealer and investment adviser clients seeking to... investment... read more
Company
In-House, CREDIT SUISSE GROUP AG
Experience
Min 7 yrs required
Location
New York City, NY
Posted Date
Jan 17, 19
Info Source
Employer
Total Views
93
of outside counsel and the like. Attend committee meetings including applicable credit, investment and escalation committee meetings.... Coordinate with outside counsel on transactions. Coordinate with various control functions including Credit Risk Management, Rep Risk, Tax, Compliance, Litigation and Corporate Secretary....... read more
Company
Recruiter, BCG Attorney Search
Experience
1-6 yrs required
Location
New York City, NY
Posted Date
Jan 20, 19
Info Source
Recruiter
Total Views
18
Total Applies
2
of our client seeks investment management and broker-dealer regulatory... variety of broker-dealer and investment adviser clients seeking to... clients on regulations governing investment advisers and broker-dealers, bank... fiduciaries, pooled investment vehicles (including mutual funds,... bank collective investment funds, and retirement and... investment... read more
Company
Recruiter
Experience
Min 8 yrs required
Location
New York City, NY
Posted Date
Jan 20, 19
Info Source
Recruiter
Total Views
3
oversee all legal and compliance matters and staff. Manage... general corporate, governance, compliance and insurance legal issues.... a private equity firm; investment advisor; venture capital firm;... hedge fund; or banking or other financial institution.... Property and casualty insurance experience is... read more
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