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Investment Banking Compliance Attorney Jobs in New York City

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Job info
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Aug 15, 18
Info Source
Employer
Total Views
24
Assistant General Counsel - Investment Management / Mutual Funds... provide advice to registered investment advisers (“RIAs”) on new... proprietary and third-party private investment fund activities. Provide advice... WISD relating to the investment of fiduciary and non-fiduciary... WISD business lines on investment-related matters and regulatory requirements.... investment... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Aug 17, 18
Info Source
Employer
Total Views
1
of Legal, Corporate Tax, Compliance, Supervision and Risk to... address day to day questions and other issues. Provide Legal coverage of regulatory change implementation. Assist in the development of policies, procedures, systems and training materials. Advise on resolution of disputes... read more
Company
Recruiter
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Apr 02, 18
Info Source
Recruiter
Total Views
13
Compliance Analyst, Lending The candidate... works on contracts and investment agreements). Oversee outside counsel... strategic matters, including for new products. Collaborate with outside counsel on corporate and licensing matters. Assist with special corporate projects, including compliance and securities law matters....... read more
Company
Recruiter, BCG Attorney Search
Experience
3-8 yrs required
Location
New York City, NY
Posted Date
Aug 15, 18
Info Source
Recruiter
Total Views
22
seeks junior to mid-level attorney with preferably 3-5 years... should have experience representing corporate issuers and major investment banks in all aspects... of equity capital markets financings, mergers and acquisitions and advice to clients on compliance and corporate governance issues....... read more
Company
In-House
Experience
6-8 yrs required
Location
New York City, NY
Posted Date
Aug 10, 18
Info Source
Employer
Total Views
8
Investment Management Private Side Compliance,... Advising and supporting the Investment Management Private Side businesses... compliance and examinations related to Investment Management Private Side activities;... on matters pertaining to Investment Management Private Side business;... Strong understanding of the Investment Advisers Act of 1940;...... read more
Company
In-House
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Aug 15, 18
Info Source
Employer
Total Views
8
both leveraged finance and investment grade facilities and both... in capital markets and investment banking activities; or 6+... the following areas: risk, compliance, contracts, government/regulatory, financial services,... in capital markets and investment banking activities. Should have... active State Bar membership.... read more
Company
Recruiter
Experience
4-10 yrs required
Location
New York City, NY
Posted Date
Mar 09, 18
Info Source
Recruiter
Total Views
6
to Global Wealth and Investment Management business units. Timely... products and services, including investment advisory programs, mutual funds,... market-linked securities, derivatives and banking products (credit and deposit).... compliance, general legal counsel to investment management business as well... industry (securities brokerage/investment advisory/private banking) Impeccable business integrity, based...... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Aug 17, 18
Info Source
Employer
Total Views
202
in the Corporate & Investment Bank (CIB) Legal Department... trading documentation for equity prime brokerage, fixed income prime brokerage and stock/borrow loan desk, and advises on legal and regulatory issues relating to client service, new products, disputes and compliance issues.... read more
Company
Law Firm
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Aug 07, 18
Info Source
Employer
Total Views
18
capital markets, corporate governance, and strategic mergers & acquisitions. Should have experience representing corporate issuers and major investment banks in all aspects... of equity capital markets financings, mergers and acquisitions and advice to clients on compliance & corporate governance issues....... read more
Company
In-House
Experience
4-7 yrs required
Location
New York City, NY
Posted Date
Aug 15, 18
Info Source
Employer
Total Views
15
Capital Markets Attorney The candidate will answer... general deal mechanics. Advise Investment Banking Committee. Review and... documents and check for compliance with company’s style guide.... Assist in the review and preparation of responses to SEC comments, when applicable. Review and... read more
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