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Investment Banking Compliance Attorney Jobs in New York City

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Job info
Company
In-House
Experience
5-7 yrs required
Location
New York City, NY
Posted Date
Oct 15, 18
Info Source
Employer
Total Views
20
Counsel - Corporate and Investment Bank, Custody and Fund... equivalent. Must be in compliance with all relevant licensing... requirements including the requirements of the jurisdiction where the role will be located prior to commencement of employment. Ability to understand the... read more
Company
In-House
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Oct 15, 18
Info Source
Employer
Total Views
1
Counsel - Wealth Management, Investment Solutions The candidate will... and support to the Investment Solutions business team, with... Bank regulatory issues impacting investment advisers. Will advise the... issues relevant to discretionary investment, asset allocation and due... resolve issues impacting the Investment Solutions business. Coordinate as... investment... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Oct 15, 18
Info Source
Employer
Total Views
93
Assistant General Counsel - Investment Management / Mutual Funds... provide advice to registered investment advisers (“RIAs”) on new... proprietary and third-party private investment fund activities. Provide advice... WISD relating to the investment of fiduciary and non-fiduciary... WISD business lines on investment-related matters and regulatory requirements.... investment... read more
Company
In-House, JPMorgan Chase & Co,
Experience
Location
New York City, NY
Posted Date
Oct 15, 18
Info Source
Employer
Total Views
2
Commercial Banking - Wholesale Lending Services... is a leader in investment banking, financial services for... consumers... and small business, commercial banking, financial transaction processing, and... both the Corporate & Investment Bank (CIB) and Commercial... Compliance, preferred Experience with investment bank legal or compliance...... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Oct 15, 18
Info Source
Employer
Total Views
4
is a leader in investment banking, financial services for... in the Corporate & Investment Bank (CIB) – Banking,... M&A Advisory Group and Investment Banking Coverage teams. This... the M&A Advisory and Investment Banking Coverage Groups on... part of the premier investment banks in the country... investment... read more
Company
In-House
Experience
6-8 yrs required
Location
New York City, NY
Posted Date
Oct 12, 18
Info Source
Employer
Total Views
34
Investment Management Private Side Compliance,... Advising and supporting the Investment Management Private Side businesses... compliance and examinations related to Investment Management Private Side activities;... on matters pertaining to Investment Management Private Side business;... Strong understanding of the Investment Advisers Act of 1940;...... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Oct 15, 18
Info Source
Employer
Total Views
56
of Legal, Corporate Tax, Compliance, Supervision and Risk to... address day to day questions and other issues. Provide Legal coverage of regulatory change implementation. Assist in the development of policies, procedures, systems and training materials. Advise on resolution of disputes... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Oct 15, 18
Info Source
Employer
Total Views
1
is a leader in investment banking, financial services for... and small business, commercial banking, financial transaction processing, and... Description The Corporate & Investment Bank (“CIB”) & Securities... by a variety of banking, securities, futures commission merchant,... banking and within JPMorgan’s Treasury/Chief Investment Office (“T/CIO”), which is...... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Oct 15, 18
Info Source
Employer
Total Views
41
support to the business, compliance, and litigation teams responsible... to credit, derivatives, brokerage, investment management products and trusts... reviews of non-U.S. personal investment companies and partnerships. Engage... compliance issues related to private banking, lending, or consumer banking... required; a familiarity with...... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Oct 11, 18
Info Source
Employer
Total Views
4
needs in commercial and investment banking, retail banking and... expertise, in-depth knowledge of investment management legal issues, including... regulations and guidance on investment advisory issues, regulatory experience,... documents, including side letters, investment management agreements, service agreements,... understanding Knowledge of investment management legal issues, including... investment... read more
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