negotiate contracts for a variety of advisory, custody, operational, and technology services. - Provide general legal support to the broker-dealer and registered investment adviser... as needed. - Advise on new product development and regulatory risk management decisions. - Keep informed on legislation a...
Manage and negotiate contracts for Pershing for a variety of advisory, custody, operational, and technology services. - Provide general legal support to the broker-dealer and registered investment adviser... as needed. - Advise on new product development and regulatory risk manageme...
Title: Senior Director, Senior Managing Counsel Job Responsibilities: The Senior Director, Senior Managing Counsel at Company plays a pivotal role in the Legal department, reporting directly to the Head of Legal for Company Pershing/Company Wealth Services. The primary responsibilities include: - Acting as...
Company for a variety of advisory, brokerage, technology, and operational services. - Provide general legal support to the broker-dealer, registered investment adviser, and... technology affiliate as needed. - Advise on new product development and regulatory risk management decisions. - Provi...
contracts for a variety of advisory, brokerage, technology, and operational services. - Provide general legal support to the broker-dealer, registered investment adviser, and... technology affiliates as needed. - Advise on new product development and regulatory risk management decisions. - Provide business leaders an...
negotiate contracts for a variety of advisory, brokerage, technology, and operational services within Pershing. - Provide general legal support to broker-dealer, registered investment adviser, and... technology affiliate as needed. - Advise on new product development and regulatory risk management decisions. - Provide busin...
Title: Associate, HONORS Program Job Responsibilities: The Associate in the HONORS Program at the organization plays a crucial role in contributing to the Enforcement's investigations and decisions regarding disciplinary actions against individuals and firms in the financial industry. This entry-level position involves...
Title: Associate, HONORS Program Job Responsibilities: The Associate in the Honors Program at the organization plays a crucial role in contributing to Enforcement’s investigations and determining whether to bring disciplinary actions against individuals and firms in the financial industry. Honors Associates engage...
Title: Associate, HONORS Program Job Responsibilities: **Members Only** Enforcement Associates, Honors Program make meaningful contributions to Enforcement’s investigations and decisions about whether to bring disciplinary actions against individuals and firms in the financial industry. Honors Associates gain substantive hands-on legal experience that develops...
Title: Associate, HONORS Program-1 Job Responsibilities: Associates in the HONORS Program at the organization make significant contributions to the Enforcement department's investigations and decisions regarding disciplinary actions against individuals and firms in the financial industry. They gain hands-on legal experience and develop...
Title: Associate, HONORS Program Job Responsibilities: Associates in the Honors Program at the organization contribute significantly to the Enforcement department's investigations and decisions regarding disciplinary actions against individuals and organizations within the financial industry. The role is designed to provide entry-level associates...
all aspects of the Bank’s full-service wealth management business, which includes RIA, Broker Dealer, and Trust (including... Delaware trust) offerings and services. - Develop and support the implementation of legal assessments, interpretations, recommendations, and opinions on laws, policies, and regula...
concerning all aspects within the Bank’s full-service wealth management business, which includes RIA, Broker Dealer, and Trust (including... Delaware trust) offerings and services. - Develop and support the implementation of legal assessments, interpretations, recommendations, and opinions on laws, policies, and regul...
branch and an SEC-registered broker dealer. - Counsel on legal... and regulatory issues, conduct legal research, and review documentation for financial transactions. - Present updates to senior management and manage corporate governance in support of CIB under the supervision of the General...
Job Title: Compliance Attorney, Securities Job Responsibilities: The Compliance Attorney,... Securities is a critical... Department, which oversees two Broker-Dealers and a Registered Investment... and regulations to provide guidance across various business units. The attorney will work directly with... registered representatives and regulat...
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director, Corporate Counsel will be an integral part of the Legal, Risk, Sustainability & Compliance team at the company, focusing primarily on supporting the company's real estate investment funds. The...
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director, Corporate Counsel at the company will be an integral part of the Legal Risk Sustainability Compliance (LRSC) Team. This role is dedicated to supporting the company's real estate investment...
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director, Corporate Counsel will be part of the Legal Risk Sustainability Compliance (LRSC) Team and will act as in-house counsel dedicated to supporting the company's real estate investment funds. The...
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: - Advise on a wide array of legal and regulatory matters concerning the formation, structuring, distribution/marketing, and operation of private funds. This includes preparing and negotiating private placement memoranda, partnership agreements, term...
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director, Corporate Counsel will join the Legal Risk Sustainability Compliance (LRSC) Team of the company, acting as in-house counsel for the company's real estate investment funds. Key responsibilities include: - Advising...
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director, Corporate Counsel will be part of the Legal Risk Sustainability Compliance (LRSC) Team at the company, serving as the in-house counsel for the company's real estate investment funds....
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director, Corporate Counsel will serve as in-house counsel for the company's real estate investment funds as part of the Legal Risk Sustainability Compliance (LRSC) Team. Responsibilities include: - Advising...
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director, Corporate Counsel - Investment Fund will be part of the Legal Risk Sustainability Compliance (LRSC) Team at the company. This role involves serving as in-house counsel dedicated to supporting...
the Bank’s full-service wealth management business, which encompasses RIA, Broker Dealer, and Trust offerings... and services. - Develop and implement legal assessments, interpretations, recommendations, and opinions on laws, policies, and regulatory issues. - Assist Compliance and Risk colleagues in responding to re...
Job Title Transportation Associate Attorney Job Responsibilities The Transportation Associate... Attorney will join the Transportation... Practice at a law firm, where they will be extensively involved in the defense of the trucking industry. The responsibilities include representing freight carriers, transportation brokers,...
Job Title: Transportation Associate Attorney Job Responsibilities: - Represent... clients in the transportation industry, including freight carriers, transportation brokers, truck insurers, public entities, school bus operators, long and short haul truckers, and waste management groups. - Handle insurance defense matters...
Title: Counsel – Real Estate Job Responsibilities: As Counsel – Real Estate, the candidate will be integral in supporting the company's real estate operations across the Americas. The role involves collaborating with a dynamic legal team and working closely with leadership and...
Transportation Associate Attorney Job Title Transportation Associate Attorney Job Responsibilities The... Transportation Associate Attorney will be responsible for... handling insurance defense cases related to the transportation industry. Key responsibilities include: - Representing clients in the defense of the trucking industry, including freight carriers, transportation brokers,...
Associate Attorney Job Category: Associate Attorney Position Type:... is seeking an Associate Attorney to join their team,... the financial services industry. The responsibilities of the Associate Attorney will include handling employment,... regulatory, and business matters, as well as employment litigation and se...
Title: Senior Legal Counsel Job Responsibilities: - Analyze new and existing products and services to identify risks and ensure compliance with applicable regulations, particularly focusing on the Investment Advisers Act. - Identify and mitigate risk implications while providing legal advice in connection with...
Title: Senior Legal Counsel Job Responsibilities: - Support the Associate General Counsel in advising and supporting a wide range of legal matters across global business units with a focus on: - Assisting product teams in the design and implementation of new products...
Title: Sr. Director, Corporate Counsel - Investment Fund Job Responsibilities: The Sr. Director, Corporate Counsel will be a key member of the company's global Legal Risk Sustainability Compliance (LRSC) Team, serving as in-house counsel focused on the company's real estate investment funds....
Title: Sr. Director, Corporate Counsel - Investment Fund Job Responsibilities: The Sr. Director, Corporate Counsel will be part of the Legal Risk Sustainability Compliance (LRSC) Team at the company, dedicated to supporting the company's real estate investment funds. The role involves providing...
Title: Sr. Director, Corporate Counsel - Investment Fund Job Responsibilities: The Sr. Director, Corporate Counsel is a pivotal role within the company's global Legal Risk Sustainability Compliance (LRSC) Team, focusing on supporting the company's real estate investment funds. The position involves a...
Title: Sr. Director, Corporate Counsel - Investment Fund Job Responsibilities: The Sr. Director, Corporate Counsel is a key member of the Legal Risk Sustainability Compliance (LRSC) Team at the company, specifically supporting the company’s real estate investment funds. The role involves: - Advising...
Title: Sr. Director, Corporate Counsel - Investment Fund Job Responsibilities: The Sr. Director, Corporate Counsel at the company will be an integral part of the Legal Risk Sustainability Compliance (LRSC) Team, focusing on the legal aspects of the company's real estate investment...
a variety of advisory, custody, operational, and technology services. - Provide general legal support to the broker-dealer and registered investment adviser... as needed. - Advise on new product development and regulatory risk management decisions. - Keep informed on legislation a...
contracts for Pershing for a variety of advisory, custody, operational, and technology services. - Provide general legal support to the broker-dealer and registered investment adviser... as needed. - Advise on new product development and regulatory risk management decisions. - Keep...
contracts for Pershing for a variety of advisory, custody, operational, and technology services. - Provide general legal support to the broker-dealer and registered investment adviser... as needed. - Advise on new product development and regulatory risk management decisions. - Keep...
contracts for Pershing for a variety of advisory, custody, operational, and technology services. - Provide general legal support to the broker-dealer and registered investment adviser... as needed. - Advise on new product development and regulatory risk management decisions. - Kee...
Title: D&O Insurance Coverage Associate Job Responsibilities: The D&O Insurance Coverage Associate will be joining the law firm's esteemed Global Insurance Department. The candidate will be responsible for analyzing professional liability coverage issues and preparing coverage opinions. The role is focused on...
Title: Underwriting Technical Specialist, Tax Underwriting Job Responsibilities: The Underwriting Technical Specialist in Tax Underwriting is responsible for managing tax-related risks and ensuring proper underwriting practices are followed. Key responsibilities include: - Sourcing and analyzing tax liability insurance...
Job Title: Counsel – Broker-Dealer Regulatory Job Responsibilities: - Provide legal... the Investment Company Act, Exchange Act, Investment Advisers Act, and FINRA rules. - Offer advice and counsel to the company's limited-purpose broker-dealer on compliance with FINRA... rules and other regulatory matters. - Draf...
Title: Capital Markets Associate Job Responsibilities: The Capital Markets Associate will join the Corporate Practice at a law firm and will be responsible for handling significant corporate transactions with a focus on Capital Markets. Responsibilities include working on . and cross-border transactions,...
Title: Corporate Capital Markets - Associate (Mid-Level) Job Responsibilities: The position of Corporate Capital Markets - Associate (Mid-Level) at the law firm involves significant responsibilities in the realm of corporate transactions with a particular focus on Capital Markets. The candidate will engage...
Title: Insurance Transactional + Regulatory Associate Job Responsibilities: The Insurance Transactional + Regulatory Associate will join the Insurance Transactional + Regulatory Practice Group at the law firm. The primary responsibilities include: - Navigating the complex landscape of insurance laws, regulations, and corporate transactions. -...
Commercial Real Estate Transactions Attorney in Austin, Texas. The... role involves managing complex commercial property matters, including acquisitions, dispositions, leasing, development, and financing. This position requires strong transactional expertise, refined negotiation skills, and the ability to manage sophisticated client matters...