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Broker Dealer Attorney Jobs in Chicago

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Job info
Company
In-House
Experience
7-10 yrs required
Location
Chicago, IL
Posted Date
Jun 22, 18
Info Source
Employer
Total Views
10
Director - Broker-Dealer Legal Counsel The candidate... all areas of the broker-dealer, including equity and fixed... income trading, cashiering, account open, corporate actions, margin services, estates, mutual fund custody and operations, custody of alternative investment and specialized products, restricted stock... read more
Company
Recruiter
Experience
3-6 yrs required
Location
Chicago, IL
Posted Date
Feb 12, 18
Info Source
Recruiter
Total Views
3
with mutual fund complexes, ETFs, investment advisers, and hedge funds and other private funds, broker-dealers, and independent directors of... investment companies; and an interest in joining a premier investment services practice at a sophisticated and collegial law firm is essential.... read more
Company
Recruiter
Experience
Min 7 yrs required
Location
Chicago, IL
Posted Date
Mar 14, 18
Info Source
Recruiter
Total Views
2
Investment Management Attorney The candidate must have... CPOs, registered investment advisors, broker dealers and other trading... industry participants in the areas of fund formation, commodities, proprietary trading and alternative investments. Must have solid Am Law 100 law firm training. Should... read more
Company
Recruiter
Experience
Min 2 yrs required
Location
Chicago, IL
Posted Date
May 08, 18
Info Source
Recruiter
Total Views
13
be an active member in good standing of the Bar. Should have 2+ years of relevant law firm experience. Experience in one or more of the following areas: broker dealer, commodities, futures, hedge... funds and/or private equity funds is needed.... read more
Company
Recruiter
Experience
4-7 yrs required
Location
Chicago, IL
Posted Date
Feb 10, 18
Info Source
Recruiter
Total Views
4
and Commodities Associate The candidate should have 4-7 years of experience in regulatory, transactional and/or enforcement matters involving derivatives (futures contracts and swaps) and other financial products. Must have experience dealing with the Commodity Exchange Act, as amended by the... read more
Company
In-House
Experience
3-5 yrs required
Location
Chicago, IL
Posted Date
Jun 15, 18
Info Source
Employer
Total Views
13
of experience. Knowledge of broker dealer regulations, corporate law... and experience handling regulatory investigation is needed. SEC or FINRA experience, or law firm experience advising financial institutions are needed. Military education or experience may be considered in lieu of civilian... read more
Company
Recruiter
Experience
Min 2 yrs required
Location
Chicago, IL
Posted Date
May 08, 18
Info Source
Recruiter
Total Views
12
have JD from an ABA-approved law school and be an active member in good standing of the Illinois Bar. Experience in one or more of the following areas: broker dealer, commodities, futures, hedge... funds and/or private equity funds is needed.... read more
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