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Broker Dealer Attorney Jobs in Chicago

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Job info
Company
Recruiter
Experience
2-4 yrs required
Location
Chicago, IL
Posted Date
Aug 02, 18
Info Source
Recruiter
Total Views
2
Attorney The candidate will assist... advisers, and hedge funds and other private funds, broker-dealers, and independent directors of... investment companies are needed. An interest in joining a premier investment services practice at a sophisticated and collegial law firm is needed.... read more
Company
In-House
Experience
3-5 yrs required
Location
Chicago, IL
Posted Date
Sep 07, 18
Info Source
Employer
Total Views
27
of experience. Knowledge of broker dealer regulations, corporate law... and experience handling regulatory investigation is needed. SEC or FINRA experience, or law firm experience advising financial institutions are needed. Military education or experience may be considered in lieu of civilian... read more
Company
In-House
Experience
Min 5 yrs required
Location
Chicago, IL
Posted Date
Sep 13, 18
Info Source
Employer
Total Views
15
Will have exposure to broker-dealer/FCM legal and regulatory matters,... including with respect to the trading and clearing of equities, ETFs, listed options, and futures products. Advising on new products and services. Participating in strategic initiatives, including integration of new businesses... read more
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