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Broker Dealer Attorney Jobs in New York City

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Job info
Company
Law Firm
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Sep 19, 18
Info Source
Employer
Total Views
2
Blue Sky Attorney The candidate duties include:... related federal and state broker-dealer laws, processes and procedures... private investment funds and broker-dealer exemptions. Draft and supervise... state securities/Blue Sky and broker-dealer laws, rules and regulations... experience as a corporate attorney with a primary focus...... read more
Company
Recruiter
Experience
4-7 yrs required
Location
New York City, NY
Posted Date
Jun 25, 18
Info Source
Recruiter
Total Views
3
funds, investment advisers, and broker-dealers offering retail products, counselling... Advisers Act, and related broker-dealer and FINRA rules. Should... preferably have a thorough working knowledge of the relevant statutes and regulatory requirements, and experience researching and drafting memoranda and opinions on... read more
Company
Recruiter
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Jul 20, 18
Info Source
Recruiter
Total Views
13
Attorney - Regulatory Counsel/Policies and... relevant to the Firm’s broker-dealers, swap dealers, futures commission... merchant, introducing broker, and investment adviser. Log... relevant information regarding regulatory developments in the Firm’s tracking system. Draft communications regarding regulatory developments to relevant Legal and... read more
Company
Recruiter, BCG Attorney Search
Experience
5-18 yrs required
Location
New York City, NY
Posted Date
Sep 19, 18
Info Source
Recruiter
Total Views
11
mid-level/senior investment management associate attorney with 5-6 years of... investors, investment advisers and broker-dealers. Should have specific expertise... in hedge fund and/or private equity fund formation and structuring. Familiarity with the Investment Advisers Act of 1940 and regulatory/compliance experience is... read more
Company
Recruiter
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Aug 27, 18
Info Source
Recruiter
Total Views
9
Total Applies
1
Associate Attorney The candidate must have... international funds, investment advisers, broker dealers, and other financial... services businesses in structuring, formation and operation, as well as in various transactions including with respect to financings, acquisitions and formation of alternative investment structures... read more
Company
Law Firm
Experience
5-6 yrs required
Location
New York City, NY
Posted Date
Sep 02, 18
Info Source
Employer
Total Views
21
equity funds, venture capital funds, and other pooled investment vehicles, as well as institutional investors, investment advisers and broker-dealers; To work in an... entrepreneurial environment with growth opportunities; and To receive excellent attorney training and development in... a collegial atmosphere.... read more
Company
Recruiter
Experience
Min 3 yrs required
Location
New York City, NY
Posted Date
Sep 14, 18
Info Source
Recruiter
Total Views
2
Mid-level Associate The candidate must have experience in capital markets, M&A/private equity, asset management, litigation, broker-dealer and intellectual property.... read more
Company
Law Firm
Experience
2-3 yrs required
Location
New York City, NY
Posted Date
Sep 02, 18
Info Source
Employer
Total Views
12
equity funds, venture capital funds, and other pooled investment vehicles, as well as institutional investors, investment advisers and broker-dealers; To work in an... entrepreneurial environment with growth opportunities; and To receive excellent attorney training and development in... a collegial atmosphere.... read more
Company
Recruiter, BCG Attorney Search
Experience
2-8 yrs required
Location
New York City, NY
Posted Date
Sep 19, 18
Info Source
Recruiter
Total Views
12
Total Applies
1
corporate investment management associate attorney with 2-3 years of... investors, investment advisers and broker-dealers. Should have specific expertise... in hedge fund and/or private equity fund formation and structuring. Familiarity with the Investment Advisers Act of 1940 and regulatory/compliance experience is... read more
Company
Law Firm
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Sep 12, 18
Info Source
Employer
Total Views
22
experience working on matters related to the investment management field, such as registered funds, ETFs, hedge funds, and investment advisors. Additional experience with broker-dealers is a plus. A... superior academic record, strong work ethic and excellent writing skills are required.... read more
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