Your search results
22 jobs found for

Broker Dealer Attorney Jobs in New York City

Related Job Titles
Get daily email updates for your search: "broker dealer attorney jobs in New York City NY".
Job info
Company
Recruiter
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Jan 15, 19
Info Source
Recruiter
Broker Dealer/Margin Lending Attorney The... position will encompass unusually wide ranging responsibilities, including advice and counsel to key internal stakeholders on structuring and regulatory developments as well as transactional support. The role will require outstanding communications skills and a strong... read more
Company
Recruiter
Experience
5-7 yrs required
Location
New York City, NY
Posted Date
Jan 15, 19
Info Source
Recruiter
Broker Dealer/margin Lending Attorney The... position will encompass unusually wide ranging responsibilities, including advice and counsel to key internal stakeholders on structuring and regulatory developments as well as transactional support. The role will require outstanding communications skills and a strong... read more
Company
Recruiter
Experience
1-2 yrs required
Location
New York City, NY
Posted Date
Jan 20, 19
Info Source
Recruiter
Total Views
12
Total Applies
4
Attorney The candidate must be... a junior and mid-level associate with experience in capital markets, M&A/private equity, asset management, litigation, broker-dealer and intellectual property.... read more
Company
Recruiter
Experience
Location
New York City, NY
Posted Date
Feb 15, 19
Info Source
Recruiter
Total Views
10
Total Applies
1
for a Junior level Attorney with big firm training... dollar) and in providing regulatory guidance to internal business stakeholders (e.g., SEC, SRO rules). Excellent negotiation skills and a grounding in securities laws, broker dealer regs and SRO... rules are required.... read more
Company
In-House, RSM US LLP.
Experience
Min 8 yrs required
Location
New York City, NY
Posted Date
Mar 25, 19
Info Source
Employer
Total Views
43
private equity, hedge fund, broker-dealer and real estate investments... is essential. Experience in the review of international compliance for the above and experience with Chapter 3 & 4 related matters is essential. Must be able to support financial growth efforts... read more
Company
In-House, Goldman Sachs Group, Inc
Experience
Min 3 yrs required
Location
New York City, NY
Posted Date
Mar 22, 19
Info Source
Employer
Total Views
54
Legal, Asset Management Attorney, Vice President The candidate... and general securities law, broker dealer and Advisers Act... and 40 Act issues. Must have asset management experience to join a team primarily responsible for registered and unregistered investment funds, including U.S.... read more
Company
In-House, Two Sigma Investments, LLC
Experience
Min 20 yrs required
Location
New York City, NY
Posted Date
Mar 18, 19
Info Source
Employer
Total Views
55
TSS Senior Lead Attorney Responsibilities: Assisting key business,... and evolving areas of broker-dealer law and regulation, relating... marketing materials; supporting the broker-dealer’s trading desks on day-to-day... abreast of industry developments and legal issues related to the broker-dealer’s various business lines.... read more
Company
In-House, UBS
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Mar 18, 19
Info Source
Employer
Total Views
38
Cross-Border Legal Attorney The candidate will advise... have experience in a broker/dealer and/or asset manager as... legal counsel or as outside counsel to a broker/dealer as a regulator in... the industry (including some experience with Securities Act of 1933, 1934,... read more
Company
In-House, Bank of America Merrill Lynch
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Mar 21, 19
Info Source
Employer
Total Views
111
Attorney, Capital Markets The candidate... the business on its broker-dealer obligations in secondary market... over-the-counter market. Advising on broker-dealer order routing, disclosure, and... execution obligations. Advising on broker-dealer requirements pertaining to order... matters pertaining to its broker-dealer activities. Participating in the...... read more
Company
In-House
Experience
1-2 yrs required
Location
New York City, NY
Posted Date
Mar 21, 19
Info Source
Employer
Total Views
13
Cash Equities Attorney The candidate will work... working knowledge of US securities laws, broker-dealer regulation and SRO rules;... Must have 2+ years of work experience as a practicing attorney, specifically within cash equities... products at an investment bank, exchange regulator.... read more
Narrow Your Search Results - Try Advanced Search

Search All New York City Broker Dealer Attorney Jobs