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Broker Dealer Attorney Jobs in New York City

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Company
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Experience
Location
New York City, NY
Posted Date
Feb 05, 18
Info Source
Recruiter
Total Views
2
Broker Dealer Attorney The candidate... must have excellent academic credentials.... read more
Company
Recruiter
Experience
Location
New York City, NY
Posted Date
Feb 07, 18
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Recruiter
Total Views
7
Securities and broker-dealer litigation The candidate must... have excellent academic credentials.... read more
Company
Recruiter
Experience
5-7 yrs required
Location
New York City, NY
Posted Date
Apr 24, 18
Info Source
Recruiter
Total Views
5
Broker Dealer/Margin Lending Attorney The... candidate responsibilities will including advice and counsel to key internal stakeholders on structuring and regulatory developments as well as transactional support. Must have 3-5 years of pqe. Should have strong grounding in issues pertaining to... read more
Company
Recruiter
Experience
2-4 yrs required
Location
New York City, NY
Posted Date
Jan 30, 18
Info Source
Recruiter
Total Views
7
Attorney - Institutional Securities The... the firm’s registered institutional broker-dealers, swap dealers and futures... commission merchant. Will send daily email alerts to relevant Legal and Compliance personnel regarding regulatory developments. Assist with management and publication of policies and procedures for... read more
Company
Recruiter
Experience
1-3 yrs required
Location
New York City, NY
Posted Date
Mar 19, 18
Info Source
Recruiter
Total Views
16
Total Applies
1
Seeking for well-credentialed Junior to mid-level Associates with experience in capital markets, M&A/private equity, asset management, bank regulatory, litigation, broker-dealer, regulatory and intellectual property....... read more
Company
Recruiter
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Apr 20, 18
Info Source
Recruiter
Total Views
8
Corporate/Finance Attorney The candidate must have... experience required involves partnerships, mutual funds and preferably familiarity with broker/dealer issues. Stellar academics and... major law firm training required.... read more
Company
Recruiter
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Mar 06, 18
Info Source
Recruiter
Total Views
5
Attorney - Securities/Capital Markets The... services practice – particularly broker-dealer, investment adviser, or registered... be experienced securities/capital markets attorney. Note : This... is an open-ended temporary assignment. Projected hours will be between 20-40 hours per week and work may... read more
Company
Recruiter
Experience
Min 3 yrs required
Location
New York City, NY
Posted Date
Jun 13, 18
Info Source
Recruiter
Total Views
8
international funds, investment advisers, broker dealers, and other financial... services businesses in structuring, formation and operation, as well as in various transactions including with respect to financings, acquisitions and formation of alternative investment structures and implementation of investment products. Must... read more
Company
Recruiter
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Apr 03, 18
Info Source
Recruiter
Total Views
2
Broker Dealer/Margin Lending Attorney The... candidate will support its thriving prime financing business. Will encompass unusually wide ranging responsibilities, including advice and counsel to key internal stakeholders on structuring and regulatory developments as well as transactional support. Must have outstanding... read more
Company
Recruiter
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Mar 26, 18
Info Source
Recruiter
Total Views
11
Total Applies
1
Corporate International Attorney The candidate should have... experience for a full-time associate position primarily servicing international transactions both inbound and outbound. No international experience appreciated. The work varies from joint ventures to investment advisor, M&A, general corporate, and broker/dealer regulation.... read more
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