counsel on matters related to registered investment funds, including mutual funds, ETFs, and other regulated investment... products. Key responsibilities include: - Advising and assisting on the structuring, formation, registration, and ongoing governance of registered investment funds. - Preparing and reviewing regulatory filings,...
funds, including mutual funds, ETFs, and other regulated investment... products. The role requires a thorough understanding of the Investment Company Act of 1940, the Investment Advisers Act of 1940, SEC regulations, and other relevant laws governing registered funds. Key responsib...
management, including monitoring, of ETFs and mutual funds offered... by the company. - Develop and maintain relationships with ETF and mutual fund issuers. - Administer key internal controls to help manage regulatory risks. - Manage investigations pursuant to senior management...
Title: Investment Funds Associate Location: New York, Washington, . Salary: Dependent on experience Experience: 4+ years Department: Investment Funds Firm: **MEMBERS ONLY**SIGN UP NOW***. General Summary: - Immediate opening for an Investment Funds Associate - Must have 4+ years of Investment Company...
of the Investment Funds Group at the law firm. The primary duties include: - Forming, structuring, and advising on a variety of retail fund products. - Handling traditional funds such as mutual funds, ETFs, and listed closed-end funds. -... Managing “alternative” funds, includi...
structure, and advise on various retail fund products, including traditional funds such as mutual funds, ETFs, and listed closed-end funds. -... Handle “alternative” funds, including interval/tender offer funds, business development companies (BDCs), real estate investment trusts (REITs), “holding company” and simil...
advise on a variety of retail fund products, including traditional funds such as mutual funds, ETFs, and listed closed-end funds. -... Handle “alternative” funds, including interval/tender offer funds, business development companies (BDCs), real estate investment trusts (REITs), “holding company” and...
advise on a variety of retail fund products, including traditional funds such as mutual funds, ETFs, and listed closed-end funds. -... Handle “alternative” funds, including interval/tender offer funds, business development companies (BDCs), real estate investment trusts (REITs), and “holding company”...
and Securities Associate Position at Prestigious Law Firm in San Francisco, New York, or Denver H1: Join Our Team as a Corporate and Securities Associate at a Top Law Firm in San Francisco, New York, or Denver H2:...
Law Firm: **MEMBERS ONLY**SIGN UP NOW***. Job Title: Corporate and Securities Associate Experience: Minimum 3 years in securities law, 2 years in cryptocurrency, blockchain, and digital assets Salary: $115k - $225k (based on experience) Responsibilities: - Provide legal advice on federal...
Senior Vice President, Compliance Officer **MEMBERS ONLY**SIGN UP NOW***. is seeking a dynamic individual to serve as a Senior Compliance Officer within the global compliance team of its Legal and Compliance Department. The Compliance Officer will support the . Registered Funds 38a-1...
in advising exchange-traded funds (ETFs). This is an exciting... and work on a variety of projects related to all forms of ETFs and potential business development... opportunities. Responsibilities: • Specialize in establishing and registering index-based ETFs, actively-managed tr...
related to derivatives transactions and repurchase agreements for registered investment company clients (including mutual funds, ETFs and closed-end funds). Strong... academic credentials are required. Must have 3+ years of direct experience. Ideal candidate will have demonstrated project management and leaders...
Title: Associate - Investment Services Job Responsibilities: - Work closely with shareholders and participate in business development and client-facing activities within the Investment Services team. - Play a leading or key role in transactions, particularly related to investment company reorganizations or mergers. - Manage...
Title: Associate - Investment Services Job Responsibilities: - Work closely with shareholders and participate in business development and client-facing activities within a cohesive and collaborative team. - Play a leading or key role in transactions, particularly related to investment company reorganizations or mergers. -...
Title: Associate - Investment Services Job Responsibilities: - Work as part of the Investment Services team within the Corporate practice area. - Collaborate with shareholders and engage in business development and client-facing activities. - Play a leading or key role in transactions, particularly related...
Title: Associate - Investment Services Job Responsibilities: The Associate in the Investment Services team will be part of a cohesive and collaborative group with a diverse and unique multidisciplinary practice. The key responsibilities include: - Working closely with shareholders and participating in business...
Title: Associate - Investment Services Job Responsibilities: The Associate in the Investment Services team will have the following responsibilities: - Work closely with shareholders and participate in business development and client-facing activities. - Play a leading or key role in transactions, particularly related to...
Title: Associate - Investment Services Job Responsibilities: The role of Corporate Associate within the Investment Services team at the law firm encompasses a range of responsibilities aimed at facilitating and supporting investment services across a variety of client engagements. The associate will: -...
Title: Associate - Investment Services Job Responsibilities: The Associate in the Investment Services department will have the opportunity to work closely with shareholders and participate in business development and client-facing activities. Key responsibilities include: - Handling regulatory and compliance matters concerning federal securities...
Rowe Price is an asset management company that is focused on delivering global investment management excellence and retirement services to its clients. They are currently seeking a Managing Legal Counsel with expertise in the ’40 Act to join their team...
paid parental leave and much more. In addition to competitive compensation and benefits, we also offer a variety of resources to support our employees’ professional development and career growth. Our Learning & Development team offers a wide range of...
Director-Investments Opportunity at Loomis Sayles About the Company: Loomis Sayles is a global asset management company that has been in operation since 1926. We currently oversee approximately $400 billion in assets under management for clients in over 50 countries....
in the equities businesses pertaining to sales and trading operations of equities products, including stocks, exchange-listed options, convertibles, American Depository Receipts (ADRs), exchange-traded funds (ETFs), and mutual fund shares... within the company's ., Canadian, and Latin American equities markets oper...
Hine LLP, a national law firm with multiple offices, is seeking a senior associate or counsel to join its Investment Management practice. This role will involve advising investment companies and investment advisors on issues arising under the Investment Company Act...
Title: Investment Funds, Registered Funds/BDC Associate AttorneyJob Overview: A Washington, law firm is actively seeking a mid-level associate to join its Investment Funds Group, specifically focusing on Registered Funds and Business Development Companies (BDCs). The successful candidate will bring 3-5...