by preparing and submitting regulatory filings with the SEC accurately, timely, and in compliance with legal standards. The filings involve submissions on behalf of the company and its affiliates' variable and registered index-linked annuities, exchange-traded funds (ETFs), and mutual...
Title: Managing Associate (Investment Funds) Job Responsibilities: - Operate as a mid-level associate under the direction of partners within the law firm's Investment Funds group. - Advise investment managers on the offering, formation, and regulatory compliance of private investment funds. - Provide guidance to...
registered fund regulatory filings and related documentation, including ETFs and mutual funds. -... Support multiple fund boards with ongoing governance activities. - Assist in training and supervising other paralegals in connection with US fund regulatory filings. - Collaborate with counter...
Counsel Job Category: Legal Requisition Number: ATTOR009880 Job Responsibilities: The Associate Counsel role within the company is a versatile in-house legal position that encompasses a broad range of responsibilities and requires the ability to handle diverse legal matters. Key responsibilities...
Title: Managing Counsel Job Responsibilities: - Provide legal advice to the company and ensure operations align with acceptable legal risk levels. - Serve as day-to-day legal support for business partners across various business areas, working with external counsel as necessary and escalating issues...
fund registration statement disclosure process and support the mutual fund Board of Trustees, overseeing materials and meeting processes for traditional open-end mutual funds. - Oversee product development matters for mutual funds and ETFs, and manage the board... process related to ET...
of the Investment Funds Group at the law firm. The primary duties include: - Forming, structuring, and advising on a variety of retail fund products. - Handling traditional funds such as mutual funds, ETFs, and listed closed-end funds. -... Managing “alternative” funds, includi...
structure, and advise on various retail fund products, including traditional funds such as mutual funds, ETFs, and listed closed-end funds. -... Handle “alternative” funds, including interval/tender offer funds, business development companies (BDCs), real estate investment trusts (REITs), “holding company” and simil...
advise on a variety of retail fund products, including traditional funds such as mutual funds, ETFs, and listed closed-end funds. -... Handle “alternative” funds, including interval/tender offer funds, business development companies (BDCs), real estate investment trusts (REITs), “holding company” and...
advise on a variety of retail fund products, including traditional funds such as mutual funds, ETFs, and listed closed-end funds. -... Handle “alternative” funds, including interval/tender offer funds, business development companies (BDCs), real estate investment trusts (REITs), and “holding company”...
Title: Vice President, Compliance Officer Job Responsibilities: - Lead and support the global investment adviser compliance program, ensuring consistency and collaboration with compliance teams worldwide. - Provide expert guidance on regulatory compliance for the company's separate accounts and alternatives/private funds businesses, including ERISA...
Title: 40 Act Attorney Job Responsibilities: The 40 Act Attorney at the company will be responsible for several key duties related to registered investment products, including privately offered business development companies (BDCs), non-traded BDCs, and non-listed real estate investment trusts (REITs). The...
Director-Investments Opportunity at Loomis Sayles About the Company: Loomis Sayles is a global asset management company that has been in operation since 1926. We currently oversee approximately $400 billion in assets under management for clients in over 50 countries....
and Securities Associate Position at Prestigious Law Firm in San Francisco, New York, or Denver H1: Join Our Team as a Corporate and Securities Associate at a Top Law Firm in San Francisco, New York, or Denver H2:...
Law Firm: **Members Only** Job Title: Corporate and Securities Associate Experience: Minimum 3 years in securities law, 2 years in cryptocurrency, blockchain, and digital assets Salary: $115k - $225k (based on experience) Responsibilities: - Provide legal advice on federal...
investment advisers, registered funds, ETFs, and private funds in... various securities and governance matters, including fund formation. - Engage in transactional work, including merging funds and advisor acquisitions. - Maintain frequent direct interactions with clients and service providers, requiring strong communication skills. Education...
investment advisers, registered funds, ETFs, and private funds in... securities and governance matters, including fund formation. - Engage in transactional work, such as merging funds and advisor acquisitions. - Maintain frequent direct interaction with clients and service providers, necessitating strong communication skills. -...
funds, including mutual funds, ETFs, and closed-end funds. The... primary responsibilities include: - Representing a number of leading firms in the industry. - Facilitating new fund launches. - Managing mergers and acquisition transactions for funds and asset managers. - Provi...
legal responsibilities. The role involves representing a number of leading firms and providing comprehensive legal services to registered funds, which include mutual funds, ETFs, and closed-end funds. Key... responsibilities include: - Facilitating new fund launches, ensuring compliance with all necessary lega...
legal services to registered funds, including mutual funds, ETFs, and closed-end funds. - Assist... with new fund launches, ensuring compliance with all legal and regulatory requirements. - Handle fund and asset manager mergers and acquisition transactions. - Offer continuing regulatory and transactional a...
experience focusing on registered funds. The role involves providing comprehensive legal services to mutual funds, ETFs, and closed-end leading... firms in the asset management legal services for new fund fund and asset manager mergers and ongoin...