and related strategic initiatives. - Advise on regulatory issues relevant to the . client-facing business, including SEC, CFTC, FINRA, and NFA requirements. - Advise on activities of limited-scope broker/dealer and retail-adjacent activities of the investment adviser, including licensing, marketing,... and disclosure rules....
Title: Assistant General Counsel, Private Capital Attorney Job Responsibilities: The Private Capital Attorney will join the Office of the General Counsel to provide effective and creative legal guidance aligning with the core values of the company. The role directly influences decision-making, fosters...
Title: Lead Contracts Analyst Job Responsibilities: - Manage complex contract negotiations supporting Data Center build-out and construction (tenant improvements) as well as Networking master contracts, focusing on legal terms. - Negotiate country-specific agreements under a global master to implement local laws/regulations where necessary. -...
Title: Counsel, Operations and Competition Law Job Responsibilities: - Acts as a legal advisor to assigned internal clients in the company's sourcing, quote to cash, logistics, engineering and enablement, and services organizations. - Supports other company attorneys with respect to legal...
Job Title: Investment Management Attorney Job Responsibilities: The Investment... Management Attorney will be... engaged in a variety of legal and regulatory matters to support the Funds and Hartford Funds’ other business lines. Key responsibilities include: - Supporting the Funds’ Boards of Directors/Trustees by...
Associate Counsel Job Category: Legal... ATTOR009880 Job Responsibilities: The Associate Counsel role within the... to handle diverse legal matters. Key responsibilities include: - Contracting: - Review and negotiate various agreements, including investment management agreements, non-disclosure agreements... (NDAs), releases, consultin...
funds, registered funds, and related investment vehicles. This includes drafting... and negotiating Limited Partnership Agreements (LPAs), operating agreements, offering memoranda, and side letters. - Collaborate with investment and product teams on... new product launches, assessing legal structure, governance, and regulatory implicat...
Sr. Counsel - Fund Management Job Responsibilities: - Provide leadership, direction,... subject matter expert and provide highly specialized legal counsel to Senior Management for the company's SEC-registered... investment adviser responsible for investment... management services to proprietary... funds... and separate accounts. - Offer legal...
to support the registered investment adviser (RIA) and related... financial services entities of the company. Key responsibilities include: - Drafting, reviewing, and maintaining advisory client agreements, disclosures, and regulatory documents for RIA services. - Providing legal counsel on the Advisers Act, including...
company's funds and advisory businesses. - Serve as a subject matter expert and provide highly specialized legal counsel to Senior Management for the company's SEC-registered... investment adviser responsible for providing... investment management services to proprietary... funds... and separate accounts. - Offer...
features and enhancements related to Codes content within **Members Only**+ AI, including the continued expansion of the Survey of Laws & Regulations feature on Protege. - Monitor State Net product to ensure ongoing maintenance, performance, and strategic development investment. - Partner with G...
investments, including term sheets, LOIs, merger agreements, asset purchase agreements, stock purchase agreements, and investment/shareholder agreements. - Lead and... manage the entire legal due diligence process, coordinating with internal specialists such as IP, privacy, employment, and tax, managing virtual da...
Senior Claims Specialist - Management Liability - Financial Institutions... Claims Specialist focusing on management liability claims within the... claims, including private equity, investment advisors' errors and omissions,... directors and officers, and insurance professional liability. - Collaborate with team members across...
Senior Claims Specialist - Management Liability - Financial Institutions Job... Claims Specialist focused on management liability claims within the... related to private equity, investment advisors' errors and omissions,... directors and officers, and insurance professional liability. - Collaborate with team members across...
Senior Claims Specialist - Management Liability - Financial Institutions Job... Claims Specialist focusing on management liability claims within the... claims, including private equity, investment advisors' errors and omissions,... directors and officers, and insurance professional liability. - Collaborate with team members across North...
Senior Claims Specialist - Management Liability - Financial Institutions Job... Claims Specialist focused on management liability claims within the... claims, including private equity, investment advisors' errors and omissions,... directors and officers, and insurance professional liability. - Collaborate with team members across North...
Title: Senior Counsel and Director, Alternative Credit Job Responsibilities: - Structure, negotiate, and execute complex structured finance transactions, including asset securitizations, financings across the capital structure, and forward flow purchase facilities. - Advise on the financing and acquisition of a broad spectrum of...
the company's Wealth & Investment Technology (WIT) businesses on... their commercial agreements, focusing on customer licensing and service agreements. - Engage in legal aspects of business or corporate initiatives, ensuring compliance with applicable data privacy laws. - Provide legal advice...
the SS&C Wealth & Investment Technology (WIT) businesses, with... an emphasis on customer licensing and service agreements. - Engaging in the legal aspects of business or corporate initiatives, including ensuring compliance with applicable data privacy laws. - Providing legal advice...
Title: Legal Counsel - SaaS and Commercial Contracts Job Responsibilities: - Draft, negotiate, and advise on commercial agreements, focusing on customer licensing and service agreements within the SS&C Wealth & Investment Technology (WIT) business division.... - Address legal aspects of...
Title: Senior Director and Associate General Counsel Job Responsibilities: The Senior... Director and Associate General Counsel is responsible... for providing comprehensive legal support and strategic counsel to the company, focusing on a wide range of business matters. This role includes managing complex...
of mergers and acquisitions (M&A) transactions, which includes structuring, conducting due diligence, negotiating term sheets and definitive agreements, and closing activities. - Draft, review, and negotiate a broad range of transaction-related documents including purchase agreements, investment agreements, joint venture agreements,... transition...
aspects of mergers and acquisitions (M&A) transactions, including structuring, due diligence, negotiation of term sheets and definitive agreements, and closing activities. - Drafting, reviewing, and negotiating a variety of transaction-related documents, including purchase agreements, investment agreements, joint venture agreements,... transition s...
such as business development, finance, and talent management. The role involves supporting... the National Markets & Sales Team (NMST) in drafting and negotiating contracts, including Master Services Agreements, Project Orders/Statements of Work, and Engagement Letters. The counsel will also supp...
Company for a variety of advisory, brokerage, technology, and operational services. - Provide general legal support to the broker-dealer, registered investment adviser, and technology affiliate... as needed. - Advise on new product development and regulatory risk management decisions. - Provi...
contracts for a variety of advisory, brokerage, technology, and operational services. - Provide general legal support to the broker-dealer, registered investment adviser, and technology affiliates... as needed. - Advise on new product development and regulatory risk management decisions. - Provide business leaders... an...
negotiate contracts for a variety of advisory, brokerage, technology, and operational services within Pershing. - Provide general legal support to broker-dealer, registered investment adviser, and technology affiliate... as needed. - Advise on new product development and regulatory risk management decisions. - Provide busin...
Job Title: Counsel Associate - WIM Banking, Lending... Trust Job Responsibilities: The Counsel Associate will be part of... within the Wealth & Investment Management division of the... Legal Department. The key responsibilities include: - Providing routine legal guidance on well-defined issues...
Job Title: Counsel Associate - WIM Banking, Lending... this role, the Counsel Associate will be responsible for... within the Wealth & Investment Management (WIM) division of... the Legal Department. The specific duties include: - Providing routine legal guidance on well-defined...
Title: Director, Corporate Counsel (Securities & Corporate Governance) Job Responsibilities: The Director, Corporate Counsel will serve as a legal advisor on securities law, corporate governance matters, public company reporting obligations, Nasdaq compliance, and financing activities for the company. The individual will report...
Title: Regulatory & Compliance Attorney Job Responsibilities: The Regulatory & Compliance Attorney is tasked with overseeing the compliance function within the company. Reporting to the Chief Compliance Officer (CCO), the attorney's responsibilities include ensuring that the company adheres to all regulatory requirements,...
Title: Sr. Counsel - Corporate M&A Job Responsibilities: - Provide strategic counsel for transactions, including mergers, acquisitions, investments, strategic partnerships, joint ventures, and divestitures. - Partner with the company’s corporate development team and business unit leadership teams in implementing Mergers...
support for the oversight, management, and administration of drafting,... reviewing, and negotiating system contracts in the areas of real estate, construction, and commercial and office leases for the organization. This role involves working closely with internal contract stakeholders and other...
Title: Corporate Counsel, Global Legal Commercial Contracts Job Responsibilities: The Corporate Counsel, Global Commercial Contracts is a seasoned professional tasked with providing comprehensive legal support across various legal issues for the business. The role demands expertise in client/commercial contracting, sales...
aspects of the asset management business, focusing on mutual... funds, interval funds, and retail SMA (wrap program) business. - Review and negotiate firm-level vendor contracts across various business functions, ensuring alignment with requirements. - Assist Human Capital Management with legal review of......
Title: Sr. Counsel - Corporate M&A Job Responsibilities: As a Senior Counsel for Corporate Mergers and Acquisitions (M&A) at the company, the candidate will be responsible for supporting the legal strategy and execution of mergers, acquisitions, divestitures, joint ventures, and strategic...
Fidelity’s defined contribution plan recordkeeping, administration, trust, and institutional business. The responsibilities include: - Advising on product and service development, ongoing plan administration, reporting and disclosure, document and contract support, client escalation, and investment-related matters. - Collaborating on advocacy... for and implement...
Title Senior Legal Counsel Job Responsibilities The Senior Legal Counsel will be part of the Workplace Investing (WI) legal team at the company, where they will play a pivotal role in advising the defined contribution plan recordkeeping, administration, trust, and institutional...
plan recordkeeping, administration, trust, and institutional business matters, including product and service development, ongoing plan administration, reporting and disclosure, document and contract support, client escalation, and investment-related matters. - Collaborate on advocacy... for, and implementation of, new legislation and regulation affectin...
Title: Senior Legal Counsel Job Responsibilities: The Senior Legal Counsel will join the Workplace Investing (WI) legal team at the company and play a crucial role in advising on various aspects of defined contribution plan recordkeeping, administration, trust, and institutional business. The...
contribution plan recordkeeping, administration, trust, and institutional business at the company. Key responsibilities include: - Advising on product and service development, ongoing plan administration, reporting and disclosure, document and contract support, client escalation, and investment-related matters. - Collaborating on advocacy... for and...
operations across the Americas. The role involves collaborating with a dynamic legal team and working closely with leadership and development professionals. Key responsibilities include: - Transactional Leadership: Drafting, analyzing, and negotiating a variety of commercial agreements such as development management, license...
- Anticipate legal and commercial risks, offering creative solutions aligned with corporate goals. - Contract & Policy Management: - Draft, review,... and negotiate a wide range of contracts, including IT, vendor, client, reinsurance, and investment contracts. - M......