Title: Paralegal 3 Job Responsibilities: The Paralegal 3 at Company is tasked with several key responsibilities that are crucial to supporting the legal functions within the organization. The role involves conducting legal research, preparing legal documents, managing files, and performing other routine...
Title SVP, Chief Compliance Officer, Advice and Wealth Management and Retirement & Protection Solutions Job Responsibilities The Senior Vice President, Chief Compliance Officer for Advice and Wealth Management and Retirement & Protection Solutions is responsible for leading the design, implementation,...
Title: Private Banker Job Responsibilities: - Develop and manage client relationships with high-net-worth and ultra-high-net-worth individuals and families within a specific market. - Provide integrated financial services advice including banking, credit, asset management, trust and estate planning, and brokerage. - Manage overall relationship profitability...
company's FX Markets, LLC, the company's SEF, LLC, a swap execution facility regulated by the Commodity Futures Trading Commission (CFTC), and the company's Fixed Income Markets, LLC, a broker-dealer regulated by the Securities and Exchange Commission (SEC) and FINRA. Th...
Title: Vice President, Assistant General Counsel - AI Job Responsibilities: This role involves providing strategic legal counsel on the development, deployment, and oversight of artificial intelligence (AI) technologies across the company's broker-dealer and investment advisory operations. Key responsibilities include: - Advising...
Title: Vice President, Assistant General Counsel - AI Job Responsibilities: The Vice President, Assistant General Counsel - AI at the company is tasked with providing strategic legal counsel on the development, deployment, and oversight of artificial intelligence (AI) technologies within the...
Title: Wealth Management Advisory Attorney, Vice President Job Responsibilities: - Serve as a primary legal contact for a variety of legal issues within the Wealth Management business. - Provide legal support to broker/dealer field personnel, including call center staff, Regional and Complex Management,...
Title: Wealth Management Advisory Attorney, Vice President Job Responsibilities: - Serve as the primary legal contact for various legal issues within the Wealth Management business. - Provide legal guidance to broker/dealer field personnel, including call center staff, Regional and Complex Management, Divisional, Regional...
Title: Assistant General Counsel Job Responsibilities: - Handle lawsuits, arbitrations, and pre-litigation matters on behalf of the company and its affiliates. - Collaborate with outside counsel on litigation strategy and tactics. - Manage outside counsel in securities regulatory enforcement matters. - Oversee discovery processes, including...
Title: Staff Counsel Job Responsibilities: As a Staff Counsel within the company's Legal organization, the primary responsibilities involve serving as a trusted legal advisor to the ECR group. The role requires providing guidance on complex issues and customer correspondence, ensuring exceptional attention-to-detail...
Title Executive Director, Assistant General Counsel - Asset Management Job Responsibilities The Executive Director, Assistant General Counsel - Asset Management at the company is responsible for providing comprehensive legal coverage and oversight for the affiliated . investment adviser. This leadership...
Title: Executive Director, Assistant General Counsel - Asset Management Job Responsibilities: The Executive Director, Assistant General Counsel - Asset Management at the company is tasked with providing comprehensive legal coverage and oversight for an affiliated . investment adviser. This leadership position requires...
Title: Vice President, Assistant General Counsel - AI Job Responsibilities: - Provide strategic legal counsel for the development, deployment, and oversight of artificial intelligence (AI) technologies within the company's broker-dealer and investment advisory operations. - Advise on legal and regulatory issues pertaining to...
Title: Vice President, Assistant General Counsel - AI Job Responsibilities: - Provide strategic legal counsel on the development, deployment, and oversight of artificial intelligence (AI) technologies within the broker-dealer and investment advisory operations. - Advise on legal and regulatory issues related to the...
Title: Regulatory Attorney, Vice President Job Responsibilities: - Support the Company's Wealth Management business in developing and launching new product offerings. - Advise on compliance with new and existing industry rules and regulations. - Respond to regulatory inquiries and client issues. - Draft and amend...
LLC, the company's SEF, LLC, a swap execution facility regulated by the Commodity Futures Trading Commission (CFTC), and the company's Fixed Income Markets, LLC, a broker-dealer regulated by the Securities and Exchange Commission (SEC) and FINRA. The position is located......
Title: WM Trust Officer Job Responsibilities: The WM Trust Officer is responsible for the administration, risk management, and servicing of assigned fiduciary and investment management accounts. This role may involve relationship management responsibilities as well as specialized product knowledge and expertise, including...
Title: Wealth Advisor III Job Responsibilities: - Serve as the primary relationship advisor for high net worth and ultra-high net worth wealth clients. - Develop and deepen client relationships through needs-based, high-level client service and delivery of the full suite of wealth solutions. -...
Title: Wealth Advisor III Job Responsibilities: - Serve as the primary relationship advisor for high net worth and ultra-high net worth wealth clients, focusing on developing and deepening client relationships through needs-based, high-level client service. - Deliver the full suite of company wealth...
Title: Wealth Strategist Sr. - **Members Only** Job Responsibilities: - Develops, consults on, and implements tax, estate, and financial plans for clients, including those of the greatest complexity. - Collaborates with other planning resources on specific subject matters of greatest complexity and partners in...
Title: Capital and Transversal Risk Team Lead Job Responsibilities: The Capital and Transversal Risk Team Lead is responsible for establishing and managing a cross-disciplinary team focused on enhancing Market Risk Management (MRM) execution and governance at the company. The role involves providing...
Title: Capital and Transversal Risk Team Lead Job Responsibilities: - Lead a cross-disciplinary team within the company's Market Risk organization, ensuring effective Market Risk Management (MRM) execution and governance. - Provide strategic oversight of capital-related processes, ensuring robust governance across regulatory and transactional...
Title: Capital and Transversal Risk Team Lead Job Responsibilities: The Capital and Transversal Risk Team Lead at the company is responsible for establishing and managing a cross-disciplinary team that focuses on enhancing Market Risk Management (MRM) execution and governance. The role provides...
Title Asset & Wealth Management, Private Family Office Financial Planning Advisor, Vice President Job Responsibilities The Family Office Financial Planning Advisor at the Vice President level is responsible for managing client relationships and leading a team of financial planners and...
Title: Senior Counsel - Investment Grade Debt Capital Markets Origination Job Responsibilities: - Lead or participate in moderately complex initiatives and deliverables, contributing to large-scale planning. - Review and analyze moderately complex challenges requiring in-depth evaluation of variable factors. - Provide...
policies, and industry practices. - Lead the development and implementation of robust compliance frameworks to meet SEC, FINRA, and other regulatory requirements. -... Partner with business leaders, legal, risk, and operations teams to provide compliance expertise for new products and initiatives. - Proactive...
Title: Equity Capital Markets Lawyer (Assistant General Counsel - VP) Job Responsibilities: - Lead complex initiatives with broad impact and act as a key participant in large-scale planning. - Handle matters that significantly impact the company's operations, strategies, or profitability. - Review and...
Title: Senior Counsel--Corporate and Commercial Banking Job Responsibilities: The Senior Counsel will be responsible for providing comprehensive legal guidance and support within the Corporate and Commercial Banking Group, a unit within the Business & Finance Legal Group. Key duties include: - Offering legal...
Title: Wealth Management Attorney - Vice President, Assistant General Counsel Job Responsibilities: - Serve as a primary legal contact supporting the company's Wealth Management’s broker-dealer and investment advisory products, services, and sales channels for retail businesses. - Advise on a wide range of...
Title: Wealth Management Attorney - Vice President, Assistant General Counsel Job Responsibilities: - Serve as the primary legal contact supporting the broker-dealer and investment advisory products, services, and sales channels for retail businesses within . Morgan Wealth Management. - Advise on a wide...
Title: Senior Counsel - Investment Grade Debt Capital Markets Origination Job Responsibilities: - Lead or participate in moderately complex initiatives and deliverables, contributing to large-scale planning. - Review and analyze moderately complex challenges, requiring an in-depth evaluation of variable factors. - Provide guidance to...
Title: Senior Counsel - Investment Grade Debt Capital Markets Origination Job Responsibilities: - Lead or participate in moderately complex initiatives and deliverables, contributing to large-scale planning. - Review and analyze moderately complex challenges requiring an in-depth evaluation of variable factors. -...
Title: AVP & Assistant General Counsel Job Responsibilities: The AVP & Assistant General Counsel will be responsible for providing strategic legal counsel on insurance and broker-dealer regulatory matters, ensuring compliance with state, federal, and industry requirements. This role includes serving as the...
Title: Wealth Strategist Job Responsibilities: - Develop wealth transfer strategies for ultra-high net worth (UHNW) individuals and families with a net worth of $50 million or more. This aims to enhance client relationships and acquire new clients, although this role does not...
Title: Wealth Management Attorney - Vice President, Assistant General Counsel Job Responsibilities: - Serve as the primary legal contact supporting the company's Wealth Management's broker-dealer and investment advisory products, services, and sales channels for retail businesses. - Advise on a wide range of...
Title: Wealth Management Attorney - Vice President, Assistant General Counsel Job Responsibilities: - Serve as a primary legal contact supporting . Morgan Wealth Management’s broker-dealer and investment advisory products, services, and sales channels for retail businesses. - Advise on a wide range of...
Title: Wealth Management Attorney - Vice President, Assistant General Counsel Job Responsibilities: - Serve as a primary legal contact supporting the company's broker-dealer and investment advisory products, services, and sales channels for retail businesses. - Advise on a wide range of projects and...
Title Senior Relationship Manager Job Responsibilities - Acts as the primary client advisor by recommending banking, borrowing, and investment solutions to help clients achieve their financial goals. - Leads, coordinates, and assembles the extended advisory team, including trust, investment, and...
Title: **Members Only** Senior Relationship Manager Job Responsibilities: - Acts as the primary client advisor by recommending banking, borrowing, and investment solutions to help clients achieve their financial goals. - Leads, coordinates, and assembles an extended advisory team, including trust, investment, and planning strategists,...
Title Key Private Bank Sr Relationship Manager Job Responsibilities - Acts as the primary client advisor, recommending banking, borrowing, and investment solutions to help clients achieve their financial goals. - Leads, coordinates, and assembles the extended advisory team, including trust,...
Title: Vice President, Advanced Planning Job Responsibilities: - Serve as a financial planning and estate planning subject matter authority for high net worth clients and their advisors. - Deliver point-in-time estate planning guidance and education or lead comprehensive financial and...
Title: Legal Contracts Negotiator - Equity Derivatives Job Responsibilities: - Negotiate a wide range of trading agreements, including ISDA Master Agreements, Master Confirmation Agreements (MCAs), bespoke equity confirmations, Futures & OTC Clearing agreements, Cleared Derivative Execution Agreements (CDEAs), MSFTAs, Collateral Control Agreements...
Title: Legal Contracts Negotiator - Equity Derivatives Job Responsibilities: - Negotiate a diverse array of trading agreements, including ISDA Master Agreements, Master Confirmation Agreements (MCAs), bespoke equity confirmations, Futures & OTC Clearing agreements, Cleared Derivative Execution Agreements (CDEAs), MSFTAs, Collateral Control Agreements...
Title: Legal Contracts Negotiator - Equity Derivatives Job Responsibilities: - Negotiate a diverse array of trading agreements, including but not limited to ISDA Master Agreements, Master Confirmation Agreements (MCAs), bespoke equity confirmations, Futures & OTC Clearing agreements, Cleared Derivative Execution Agreements (CDEAs),...
Title: Vice President, Advanced Planning Job Responsibilities: The Vice President, Advanced Planning is responsible for serving as a financial planning and estate planning expert for high-net-worth clients and their advisors at the company. The role involves delivering estate planning guidance and education...
Title: Vice President, Advanced Planning Job Responsibilities: - Serve as a financial planning and estate planning subject matter authority for high net worth clients and their advisors. - Deliver point-in-time estate planning guidance and education or lead comprehensive financial and estate planning engagements,...
Title: Associate General Counsel Wealth Job Responsibilities: - Advise senior management and other stakeholders on a wide range of legal and compliance issues concerning all aspects within the bank's full-service wealth management business, which includes RIA, Broker Dealer, and Trust (including Delaware...
business, including SEC, CFTC, FINRA, NFA requirements. - Advising on... activities of limited-scope broker/dealer and retail-adjacent activities of the investment adviser, including licensing, marketing, and disclosure rules. - Assisting in drafting and negotiating distribution and service agreements with intermediaries. - Advising on matters...
Title: Associate General Counsel Wealth Job Responsibilities: - Provide commercial and comprehensive legal guidance to senior management and the business, supporting the entirety of the company's Wealth Management business. - Advise senior management and other stakeholders on a wide range of legal and...
Title: Legal Counsel Job Responsibilities: - Serve as a trusted adviser to executives, in-house attorneys, and business partners by providing practical, business-focused legal guidance on corporate, transactional, litigation, and regulatory matters. - Draft, review, negotiate, and interpret a wide range of contracts and...