ERISA Executive Compensation Attorney Jobs in In-House

Corporate Counsel The candidate will be responsible for SEC filings, including Forms 10-K, 10-Q, 8-K, S-8, and Section 16 filings. Prepare for annual stockholder meetings, including proxy statements and meeting planning and logistics. Support the preparation, organization and distribution of materials to Board of Directors and its committees and minutes of Board and Committee meetings. Ensure compliance with SEC and NASDAQ rules and regulations. Work closely with the Inves... read more

HR Business Partner The candidate will support Business operations on HR related issues/topics. Develop, maintain and enforce HR policies to ensure compliance with all applicable laws, regulations and policies. Provide HR policy guidance and interpretation. Mediate and resolve employee relations issues; conduct thorough and objective investigations when necessary. Develop and nurture partnerships through human resources to bridge the divide between management and employees... read more

In-House Counsel and Compliance Associate The candidate will be responding to legal inquiries for a rapidly growing registered investment advisory firm. Assist CCO in reviewing and negotiating a wide range of legal documents, including vendor contracts and client agreements. Help develop template client agreements. Assist in responding to requests from internal and external sources, including advisers, regulators, and clients on a wide variety of legal topics, including co... read more

Counsel 3 - Executive Compensation Duties: Research and providing legal advice with respect to the design, governance, implementation, and ongoing administration of equity compensation and other non-qualified benefit plans. (i) Providing advice on deferred compensation, employee stock ownership plans, incentive compensation, and the tax aspects of compensation programs and structures; (ii) assisting with nonqualified and incentive compensation benefit plans and benefit pla... read more

Employee Benefits Attorney Responsibilities: Responsible for monitoring and communicating ongoing and changing laws affecting health and welfare plans, including ACA, ERISA, the Code, HIPAA, and COBRA. The individual in this role will be responsible for the development and presentation of materials on various health and welfare compliance related issues to internal sales teams, as well as external clients. Establish effective working relationships with internal partners, c... read more

Senior Attorney – Asset Management/Investment Product Development Responsibilities: Provide representation and counsel to advance business goals with a focus on investment vehicles (e.g., stable value fund, group annuity, investment contracts, funding agreements, etc.), and asset management services for retirement plans. Act as a strategic business partner to a diverse set of stakeholders, including stakeholders within actuarial, compliance, administration, operations, a... read more

Staff Counsel Duties: Provide advice and counsel to management and staff in matters involving Information Technology, Member Benefits, Communications, Finance and Building Services. Draft, review and negotiate contracts in support of operations. Perform legal research and prepare responses to legal pleadings, subpoenas, documents and correspondence. Maintain and update organizational template agreements and other legal documents. Assist in the preparation and review of adm... read more

Senior Counsel, Regulatory Attorney The candidate will advise on securities laws, most particularly relating to broker-dealers. Will have familiarity with Reg BI and FINRA Rules and their applications to broker-dealers. Draft and review responses to regulatory examinations. Legal review of disclosure documents, sales and marketing materials. Draft and/or review supervisory procedures and compliance policies and procedures. All other duties as assigned. read more

Senior Counsel, Regulatory Attorney The candidate will advise on securities laws, most particularly relating to broker-dealers; Familiarity with Reg BI and FINRA Rules and their applications to broker-dealers; Draft and review responses to regulatory examinations; Legal review of disclosure documents, sales and marketing materials; Draft and/or review supervisory procedures and compliance policies and procedures; All other duties as assigned. JD degree is required. Must be... read more

Senior Counsel, Regulatory Attorney The candidate will advise on securities laws, most particularly relating to broker-dealers; Familiarity with Reg BI and FINRA Rules and their applications to broker-dealers; Draft and review responses to regulatory examinations; Legal review of disclosure documents, sales and marketing materials; Draft and/or review supervisory procedures and compliance policies and procedures; All other duties as assigned. JD degree is required. Must be... read more