In-House Counsel Position We are seeking a full-time attorney to join our in-house legal team as associate in-house counsel, working directly with our General Counsel. This role provides critical support across litigation, transactional matters, corporate governance, real estate, employment-related issues, and...
such as business development, finance, and talent management. The role involves supporting... the National Markets & Sales Team (NMST) in drafting and negotiating contracts, including Master Services Agreements, Project Orders/Statements of Work, and Engagement Letters. The counsel will also supp...
Tax Preparation Advisor Manager The candidate will get the opportunity to help the company in all aspects of its Finance internal function including financial planning and reporting, data analysis, and assisting leadership with overall strategy. Focus on recording and analysing...
negotiate contracts for a variety of advisory, custody, operational, and technology services. - Provide general legal support to the broker-dealer and registered investment adviser as needed. - Advise... on new product development and regulatory risk management decisions. - Keep informed on... legislation a...
Company for a variety of advisory, brokerage, technology, and operational services. - Provide general legal support to the broker-dealer, registered investment adviser, and technology affiliate... as needed. - Advise on new product development and regulatory risk management decisions. - Provi...
contracts for a variety of advisory, brokerage, technology, and operational services. - Provide general legal support to the broker-dealer, registered investment adviser, and technology affiliates... as needed. - Advise on new product development and regulatory risk management decisions. - Provide business leaders... an...
negotiate contracts for a variety of advisory, brokerage, technology, and operational services within Pershing. - Provide general legal support to broker-dealer, registered investment adviser, and technology affiliate... as needed. - Advise on new product development and regulatory risk management decisions. - Provide busin...
– Corporate & Entity Management Job Responsibilities: The Senior Corporate Paralegal... the Corporate and Entity Management group of the company,... which primarily specializes in financial and real estate services for institutional and corporate customers. The responsibilities include: - Preparing, reviewing, and filing a...
corporate governance support within the legal department of a large affordable housing real estate development company. Key responsibilities include: - Corporate Governance and Entity Management: - Forming, maintaining, and... dissolving limited liability companies, limited partnerships, and other corporate entities across...
Job Title: Consultant/Wealth Management Compliance Job Responsibilities: - Lead or... assist in all aspects of mock regulatory examinations and compliance program reviews, including preparing document requests, reviewing documents, conducting interviews, and drafting reports. - Perform a broad scope of work during reviews of...
Job Title: Consultant/Wealth Management Compliance Job Responsibilities: The Consultant/Wealth Management... Compliance role involves a... variety of responsibilities aimed at ensuring compliance with regulatory requirements and promoting effective governance within the financial services sector. Key responsibilities include: - Leading or assisting in mock regulatory...
Job Title: Consultant/Wealth Management Compliance Job Responsibilities: - Lead or... assist in mock regulatory examinations and compliance program reviews, which includes preparing document requests, reviewing documents, conducting interviews, and drafting reports. - Conduct a broad scope of work during client reviews of varying...
Job Title: Consultant/Wealth Management Compliance Job Responsibilities: - Lead or... assist in all aspects of mock regulatory examinations and compliance program reviews, which includes preparing document requests, reviewing documents, conducting interviews, and drafting reports. - Perform a broad scope of work during reviews...
Title: Director, Corporate Counsel (Securities & Corporate Governance) Job Responsibilities: The Director, Corporate Counsel will serve as a legal advisor on securities law, corporate governance matters, public company reporting obligations, Nasdaq compliance, and financing activities for the company. The individual will report...
Governance, Compliance & Risk Management - Advise on firm... structure, ownership, and governance, including partnership agreements, succession planning, and independence considerations. - Ensure compliance with applicable laws, regulations, and professional standards and implement firmwide risk management policies and procedures. -......
Title: Director, Lead Counsel Corporate Affairs Job Responsibilities: - Lead all legal aspects of mergers and acquisitions (M&A) transactions, including due diligence, structuring, negotiation, execution, and post-closing integration. - Draft, review, and negotiate key transaction documents such as NDAs, term sheets, purchase agreements,...
including board documentation and committee participation. - Anticipate legal and commercial risks, offering creative solutions aligned with corporate goals. Contract & Policy Management - Draft, review, and negotiate... a wide range of contracts, including those related to IT, vendors, clients, reinsurance, and investm...
Title: Regulatory & Compliance Attorney Job Responsibilities: The Regulatory & Compliance Attorney is tasked with overseeing the compliance function within the company. Reporting to the Chief Compliance Officer (CCO), the attorney's responsibilities include ensuring that the company adheres to all regulatory requirements,...
Title: . Private Bank - Private Banker - Executive Director Job Responsibilities: - Manage and maintain relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions, and delivering an exceptional client experience. - Generate business results and...
Title . Private Bank - Private Banker - Managing Director Job Responsibilities - Manage and maintain relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions, and delivering an exceptional client experience. - Generate...
of the Wealth & Investment Management (WIM) division will... be responsible for: - Providing routine legal guidance on well-defined issues or claims against the company, under the direction of more senior counsel. - Conducting research on various legal matters to...
of the Wealth & Investment Management (WIM) division of... the Legal Department. Key responsibilities include: - Offering routine legal guidance on well-defined issues or claims against the company, under the direction of s...
within the Wealth & Investment Management division of the... Legal Department. The key responsibilities include: - Providing routine legal guidance on well-defined issues or claims against the company under the direction of more senior counsel. - Conducting research on various...
and services within the Wealth & Investment Management (WIM) division of... the Legal Department. The specific duties include: - Providing routine legal guidance on well-defined issues or claims against the company, under the direction of more senior counsel. - Conduct...
in the Fiduciary Oversight team within Wealth & Investment Management (WIM) as part... of the Banking, Lending, and Trust Banking Solutions organization. The role involves driving operational excellence, ensuring business accountability, and supporting risk management initiatives across complex trust,... estat...
the Fiduciary Oversight team in the Wealth & Investment Management (WIM) department, which... is part of the Banking, Lending, and Trust Banking Solutions organization. This strategic position is responsible for driving operational excellence, ensuring business accountability, and supporting risk manag...
a pivotal role within the Fiduciary Oversight team under the Wealth & Investment Management (WIM) division, specifically... within the Banking, Lending, and Trust Banking Solutions organization. This strategic position focuses on driving operational excellence, ensuring business accountability, and supporting...
Title: Sr. Claims Examiner - General Liability Job Responsibilities: This position involves the resolution of moderate to high complexity and exposure claims, which may require mediation or litigation. Key responsibilities include: - Handling claims from coverage inquiry through legal liability assessment and quantum...
Title: Sr. Claims Examiner - General Liability Job Responsibilities: - Handle moderate to high complexity and exposure claims, which may involve disputes resolved through mediation or litigation. - Manage claims from coverage inquiry through legal liability assessment and quantum analysis...
Title: Sr. Claims Examiner - General Liability Job Responsibilities: The Sr. Claims Examiner is responsible for managing the resolution of claims that possess moderate to high complexity and exposure. These claims may require resolution through mediation or litigation. The primary...
Title: Sr. Claims Examiner - General Liability Job Responsibilities: The Sr. Claims Examiner - General Liability is tasked with managing claims of moderate to high complexity and exposure, which may involve disputes requiring resolution through mediation or litigation. Key responsibilities include: - Handling...
Title: Senior Director, Software Sourcing Job Responsibilities: The Senior Director, Software Sourcing, is a leadership role within the Global Technology Sourcing organization at the company. The primary responsibility of this role is to manage a team of Category Leads who support Corporate...
Manage and negotiate contracts for Pershing for a variety of advisory, custody, operational, and technology services. - Provide general legal support to the broker-dealer and registered investment adviser as needed. -... Advise on new product development and regulatory risk manageme...
Title: Senior Director, Senior Managing Counsel Job Responsibilities: The Senior Director, Senior Managing Counsel at Company plays a pivotal role in the Legal department, reporting directly to the Head of Legal for Company Pershing/Company Wealth Services. The primary responsibilities include: - Acting as...
variety of duties that ensure the effective management of tax compliance, research,... and consulting services. Key responsibilities include: Tax Compliance: - Ensure clients comply with all applicable tax authorities while minimizing their tax and reporting burdens. - Ensure compliance with company policies, standar...
Title . Private Bank - Private Business Advisory - Executive Director Job Responsibilities - Provide thought leadership and expertise to business owner clients and internal partners. - Discuss transition options and the current market environment in group and one-on-one settings....
Title . Private Bank - Private Business Advisory - Executive Director Job Responsibilities - Provide thought leadership and expertise to business owner clients and internal partners. - Discuss transition options and the current market environment in group and one-on-one settings....
Title: Senior Paralegal Job Responsibilities: The Senior Paralegal at the company will assume a pivotal role in managing and executing transactions across the company's core businesses, particularly within the real estate sector. This position entails working closely with the eight members of...
the company's real estate investment funds, ensuring adherence to... . securities laws, AIFMD, and other applicable global regulations. - Monitor regulatory developments and assess their impact on fund operations, identifying opportunities to modify or enhance the compliance program’s policies and...
regulatory compliance framework for the company’s real estate investment funds. Key responsibilities include... ensuring adherence to various laws and regulations related to fund management, such as securities laws,... sanctions laws, anti-money laundering (AML) regulations, investor protection standards, and data privac...
compliance framework for the company's real estate investment funds. This includes ensuring... adherence to laws and regulations related to fund management such as securities laws,... sanctions laws, anti-money laundering (AML) regulations, investor protection standards, and data privacy laws. Key responsi...
Title: Broker Dealer Marketing Compliance Job Responsibilities: - Support and/or lead Outsourced Marketing Review (OMR) projects alongside supervisors, relationship managers, account owners, and project leads. - Conduct thorough reviews of clients’ books, records, and other documents to ensure compliance. - Train staff on regulations,...
Services, promoting growth, profit management, and risk management. - Engage... stakeholders and internal partners associated with the function. - Assign accounts and ensure relationships are managed according to fiduciary policies and procedures to ensure satisfactory audits and service standards are met. - Identify...
focusing on growth, profit management, and risk management. - Engage... stakeholders and internal partners associated with the function to ensure seamless operations. - Assign accounts and ensure relationships are managed according to fiduciary policies and procedures, ensuring satisfactory audits and service standar...
focusing on growth, profit management, and risk management. - Engage... stakeholders and internal partners related to the function to ensure effective collaboration and communication. - Assign accounts and ensure that relationships are managed according to fiduciary policies and procedures, ensuring satisfactory audits...
that encompass residential mortgage whole loan transactions, financing and warehouse lending structures, RMBS securitizations, the formation of private investment funds and vehicles, entity... governance for affiliated entities, and capital markets. The role demands a high level of expertise in le...
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director,... Corporate Counsel will be an integral part of the Legal, Risk, Sustainability & Compliance team at the company, focusing primarily the company's real estate investment funds. The responsibilities include: -......
Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director,... to supporting the company's real estate investment funds. The primary responsibilities... include: - Advising on a wide range of legal and regulatory matters related to the formation, structuring, distribution/marketing, and operation o...
Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director,... dedicated to supporting the company's real estate investment funds. The primary responsibilities... include: - Advising on legal and regulatory matters related to the formation, structuring, distribution/marketing, and operation of private funds, includi...
Director, Corporate Counsel - Investment Fund Job Responsibilities: - Advise on... operation of private funds. This includes preparing and negotiating private placement memoranda, partnership agreements, term sheets, side letters, placement agreements, investment management agreements, and other... fund-related documents. - Support the company’s investm...