General Counsel Department: Legal Reports To: Executive Vice President, General Counsel Location: Remote About the Role The Assistant General Counsel provides crucial legal support to Company's business operations, striving to minimize legal risks associated with advertising content, commercial agreements, and regulatory compliance. This position necessitates...
Title: Consultant/Wealth Management Compliance Job Responsibilities: - Lead or assist in all aspects of mock regulatory examinations and compliance program reviews, including preparing document requests, reviewing documents, conducting interviews, and drafting reports. - Perform a broad scope of work during reviews of clients...
Title: Consultant/Wealth Management Compliance Job Responsibilities: The Consultant/Wealth Management Compliance role involves a variety of responsibilities aimed at ensuring compliance with regulatory requirements and promoting effective governance within the financial services sector. Key responsibilities include: - Leading or assisting in mock regulatory examinations...
Title: Consultant/Wealth Management Compliance Job Responsibilities: - Lead or assist in mock regulatory examinations and compliance program reviews, which includes preparing document requests, reviewing documents, conducting interviews, and drafting reports. - Conduct a broad scope of work during client reviews of varying complexity...
Title: Consultant/Wealth Management Compliance Job Responsibilities: - Lead or assist in all aspects of mock regulatory examinations and compliance program reviews, which includes preparing document requests, reviewing documents, conducting interviews, and drafting reports. - Perform a broad scope of work during reviews of...
Title: BDC (Business Development Company) Compliance Officer Job Responsibilities: - Participate in mock regulatory examinations and compliance program reviews. - Assist with policy and procedure reviews, drafting reports, and creating manuals to ensure compliance with regulatory requirements. - Provide compliance assistance and advice to...
Title: BDC (Business Development Company) Compliance Officer Job Responsibilities: - Lead or assist in all aspects of mock regulatory examinations and compliance program reviews, including preparing document requests, reviewing documents, conducting interviews, and drafting reports. Oversee and review the work of project...
Title: BDC (Business Development Company) Compliance Officer Job Responsibilities: - Lead or assist in all aspects of mock regulatory examinations and compliance program reviews, including preparing document requests, reviewing documents, conducting interviews, and drafting reports. Oversee and review the work...
Title: BDC (Business Development Company) Compliance Officer Job Responsibilities: - Lead or assist in all aspects of mock regulatory examinations and compliance program reviews, including preparing document requests, reviewing documents, conducting interviews, and drafting reports. Oversee and review the work of project...
Title: Broker Dealer Marketing Compliance Job Responsibilities: - Support and/or lead Outsourced Marketing Review (OMR) projects alongside supervisors, relationship managers, account owners, and project leads. - Conduct thorough reviews of clients’ books, records, and other documents to ensure compliance. - Train staff on regulations,...
related consumer financial laws and regulations. - Advise the business on regulatory changes and ensure compliance with federal consumer finance statutes. - Lead... the response to CFPB supervision and enforcement matters, state actions, and embed best-in-class compliance management systems across the...
Title: Regulatory Counsel, Content and AI Job Responsibilities: - Join a global team to provide subject matter expertise in the fields of Content and AI law. - Engage with regulators, academics, and other stakeholders to explore the role of Content and AI law...
Title: Regulatory Counsel, Content and AI Job Responsibilities: - Interpret laws and other compliance obligations into actionable requirements for Compliance, Business, Product, and Engineering teams. - Provide expert legal advice on compliance programs and policies to help mitigate legal and regulatory risks. - Manage...
Title: Regulatory Counsel, Content and AI Job Responsibilities: - Interpret laws and other compliance obligations into actionable requirements for Compliance, Business, Product, and Engineering teams. This involves a comprehensive understanding of how laws are applied in various contexts and ensuring the company's...
Title: Executive Director, Healthcare Legal Job Responsibilities: Advising the Commercial Function: - Provide primary legal advisory services to commercial team members and collaborate with commercial teams on business strategies and risk mitigation, especially during product launches. - Influence Marketing, Market Access, and Sales at...
Title: Regulatory Counsel, Content and AI Job Responsibilities: - Interpret laws and compliance obligations into actionable requirements for Compliance, Business, Product, and Engineering teams. - Provide legal advice on compliance programs and policies to mitigate risks associated with regulatory requirements....
Title: Associate General Counsel, Data and Emerging Technologies Job Responsibilities: The Associate General Counsel for Data and Emerging Technologies is tasked with providing legal and strategic guidance on initiatives involving data use, privacy, and advanced technologies such as artificial...
Title: Senior Attorney, Regulatory Job Responsibilities: The Senior Attorney, Regulatory, at the Company is tasked with providing legal counsel to the business teams on regulatory matters that encompass product development, integrity, safety, and environmental compliance. This role requires proficiency in areas...
Intellectual Property Reporter locations Colorado Texas California time type Full time posted on Posted 22 Days Ago job requisition id R77251 Do you have great reporting skills?...
business. - Offer legal analysis and advice regarding applicable rules, regulations, and legal risks related to fiduciary standards of care, trading, best execution, trade allocation, operational issues, principal... trading rules, investment allocations, client fee structures, conflicts of interest, and cash solicitat...
Advise the company on federal and state securities laws,... including the Securities Act of 1933, the Securities Exchange Act of 1934, and other relevant regulations such as Sarbanes-Oxley, Dodd-Frank, Regulation FD, and the JOBS Act. - Hold primary responsibility for the...
Title: Senior Regulatory Counsel Job Responsibilities: - Lead representation of the company in proceedings before public utilities commissions in areas where the company operates. - Build and maintain strong relationships with utility commissions, legislators, and industry counterparts. - Ensure compliance with state-specific rules and...
Counsel Job Title: Senior Counsel Job Responsibilities: The Senior Counsel will serve as the primary energy commodities trading counsel for the company's electricity and natural gas trading and origination business. This role involves providing a comprehensive range of legal services related to energy...
Title: Associate General Counsel - Governance and Disclosure Job Responsibilities: The Associate General Counsel will serve as a key member of the Governance, Disclosure and Benefits team within the legal division. Responsibilities include: - Providing legal advice on securities laws...
Title: Senior Counsel - Securities Job Responsibilities: - Provide legal advice to clients on complex matters, combining knowledge of legal specialties with business acumen and understanding of business goals. - Resolve legal issues and offer proactive, business-savvy legal advice and counsel. - Manage complex...
Title: Associate Corporate Counsel - Wireless Regulatory Compliance Job Responsibilities: The Associate Corporate Counsel for Wireless Regulatory Compliance will have a diverse set of responsibilities aimed at supporting the legal and regulatory framework of the company. The key responsibilities include: - Preparing and...
Title: Legal Counsel, Revenue & Talent Job Responsibilities: - Provide business-oriented advice to revenue and talent teams on advertising campaigns, talent engagements, and related initiatives. - Negotiate, draft, and review a wide variety of agreements, including insertion orders, statements of work, master services...
before arbitrators, administrative agencies, magistrates, state and federal courts, and in regulatory... and legal investigative proceedings. - Set case strategy and tactics, handle some cases as lead in-house counsel, and manage other cases within an in-house team. - Focus on complex c...
Title: Associate General Counsel, Government and Regulatory Affairs Job Responsibilities: The Associate General Counsel for Government and Regulatory Affairs will play a pivotal role in developing and executing the company's advocacy and regulatory strategy within the United States. The specific responsibilities include: -...