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SPEED APPLY  DATE  LOCATION  JOB TITLE
May 16, 13 USA-MA-Boston

Sponsored Job  
 
Law Firm, BCG Attorney Search Min 4 yrs required
26hit(s)  
and consumer) and regulatory compliance and legal matters, including... regulations and data security compliance Should also have experience... (including experience with related compliance concerns such as COPPA,... CDA, CAN-SPAM, etc.),...

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Employer Type : Law Firm
Source : Recruiter

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May 14, 13 USA-FL-Orlando

Sponsored Job  
 
Law Firm, BCG Attorney Search Min 6 yrs required
623hit(s)  
strategic alliances, ongoing securities compliance and general transactional and... Blue Sky filings and compliance with applicable regulations of... the Financial Industry Authority (FINRA). Existing book of business would be a...

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Employer Type : Law Firm
Source : Recruiter

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May 14, 13 USA-FL-Orlando

Sponsored Job  
 
Law Firm, BCG Attorney Search Min 9 yrs required
517hit(s)  
strategic alliances, ongoing securities compliance and general transactional and... Blue Sky filings and compliance with applicable regulations of... the Financial Industry Authority (FINRA). Should also have an existing book of...

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Source : Recruiter

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May 08, 13 USA-NY-Buffalo

In-House, Min 3 yrs required
47hit(s)  
Senior compliance Officer, Central compliance Duties:... responsible for assisting the compliance Department and / or... the management of oversight compliance with respect to laws,... departmental and business unit compliance coordinators, senior and middle... management to ensure compliance with laws and regulations compliance
May 05, 13 USA-RI-Providence

In-House, 4-6 yrs required
83hit(s)  
Job ID/Req. Number: 393750 compliance Officer I The candidate... business activities. As a compliance team member, working within... the compliance function, the candidate will... actively engaged to provide compliance and privacy advice, monitoring... honest risk management and compliance culture across the Business compliance
Apr 18, 13 USA-NY-New York City

In-House, Min 12 yrs required
17hit(s)  
VP Trade Services compliance The candidate will direct... assigned specialized compliance functions and/or operations for... report all significant regulatory compliance breaches or gaps. Work... as appropriate. Discharge the (Compliance Officer) accountabilities set out... in the compliance Officer Handbook by pro-actively compliance
Show me every legal job! In-House, Min 4 yrs required
2hit(s)  
Assistant Director, Investment Management compliance The candidate will be... managing four aspects of compliance program. Will be assessing... insurance affiliates to verify compliance with state invested asset... Plan obligations. Managing the compliance program associated with affiliate... agreements. Managing client guideline compliance for a select number compliance
Show me every legal job! In-House, 5-8 yrs required
16hit(s)  
Identifies and analyzes key compliance and legal issues, collaborates... to and are in compliance with regulatory policy, procedure,... of the credit union’s compliance Department. Will be responsible... for establishing a compliance agenda, setting goals and... and maintains an effective compliance program, to include: Bank compliance
Show me every legal job! Public Interest, Min 5 yrs required
70hit(s)  
Hospital compliance Officer The candidate leads,... develops, implements, and maintains compliance programs and plans for... strategy for an effective compliance program for the hospital,... and programs related to compliance initiatives. Develops compliance policies... conjunction with the Regional compliance Officer. Creates employee awareness compliance
Show me every legal job! In-House, Min 5 yrs required
6hit(s)  
Senior Director compliance InvestigationData Analysis and Data... improve a comprehensive enterprise-wide compliance investigation, audit, and data... applicable corrective action for compliance related activity. Contributes to the... strategic vision of the compliance department, ensuring that initiatives... Adheres to the company compliance Program, including following all compliance related...
Show me every legal job! In-House, 4-6 yrs required
8hit(s)  
compliance Officer, External Audit The... the senior managers and compliance Officers to foster an... honest risk management and compliance culture across CCOISC and... risk issues to the compliance Manager. Will be responsible... for supporting the compliance Manager in driving a compliance
Show me every legal job! In-House, Min 12 yrs required
22hit(s)  
Vice President, Enterprise compliance Duties: Will report to... Head of Legal and compliance Will provide strategic leadership... a comprehensive corporate wide compliance program. Will also provide... an effective enterprise wide compliance programs. And will be... responsible for enterprise-wide compliance and ensuring that the compliance
Show me every legal job! In-House, 8-10 yrs required
9hit(s)  
VP compliance The candidate leads team... of compliance professionals and is accountable... day operations of company’s compliance Risk Assessments and compliance Testing functions including: methodologies... procedures and systems. Provides compliance guidance to business units... management and represents company’s compliance function when interfacing with compliance
   
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