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Entry Level Compliance Officer Jobs

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SPONSORED JOB
Company
Central Health.
Experience
Min 4 yrs required
Location
Austin, TX
Posted Date
May 13,19
Info Source
Total Views
17
Chief compliance officer The candidate will work... direction of the organization’s compliance and Fraud, Waste and... assurance tools to review compliance of ACA/Marketplace templates and... day-to-day oversight of Sendero’s compliance and Fraud, Waste and compliance read more
SPONSORED JOB
Company
Tufts Health Plan
Experience
Min 8 yrs required
Location
Watertown, MA
Posted Date
May 19,19
Info Source
Total Views
37
Director Corporate compliance officer The candidate will be... and managing the Corporate compliance Program. Maintaining and updating... elements of a corporate compliance program, including training, Code... and responses, and ongoing compliance communications and enforcement. Overseeing compliance read more
SPONSORED JOB
Company
Yapstone, Inc
Experience
Min 10 yrs required
Location
Walnut Creek, CA
Posted Date
May 20,19
Info Source
Total Views
15
Chief compliance officer The candidate will be... responsible for corporate-wide compliance including money transmitter compliance AML and Sanctions compliance and 1099 tax filing compliance Corporate-wide compliance Program Governance. Provide strategic compliance read more
Company
In-House, The Newport Group.
Experience
8-10 yrs required
Location
Lake Mary, FL
Posted Date
May 21, 19
Info Source
Employer
Total Views
10
Senior Compliance Officer The candidate will... Newport Group’s Investment Advisor’s compliance program pursuant to the... of employee trading for compliance with SEC Rule 204A-1... and procedures to ensure compliance with the Investment Advisors... advisor’s policies and procedures, compliance program and business processes.... compliance... read more
Company
In-House, Meridian Medical Management
Experience
Location
Windsor, CT
Posted Date
May 16, 19
Info Source
Employer
Total Views
92
General Counsel And Chief Compliance Officer The candidate will... conducts its business in compliance with applicable laws and... AKS. Serve as chief compliance officer for outside medical... board meetings. Manages the compliance and quality assurance team... as well as oversees... read more
Company
Academic, Houston Community College
Experience
1-3 yrs required
Location
Houston, TX
Posted Date
May 21, 19
Info Source
Employer
Total Views
61
Total Applies
5
Compliance Officer Duties : Stay... new regulations. Monitoring contractor/vendor compliance and helping to create... and strengthen internal policies and procedures also be typical activitie. Cose collaborators will be staff and leadership in Finance, HRs, Risk Management, Internal Audit and the... read more
Company
In-House, Deutsche Bank AG, Frankfurt am...
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
May 21, 19
Info Source
Employer
Total Views
3
Global Markets Compliance Officer – Fixed Income... GCT businesses. Research emerging compliance risks relevant to the... Assist in preparation of Compliance management information both periodic... various requests from senior Compliance and business management .... to other Fixed Income Compliance team members on an... compliance... read more
Company
In-House
Experience
Min 5 yrs required
Location
Nashville, TN
Posted Date
May 18, 19
Info Source
Employer
Total Views
22
Compliance Officer The candidate shall... implementing, training and monitoring compliance with all such requirements... as necessary the Company’s Compliance Program, including Compliance Policies... necessary revisions of all compliance materials so as to... ensure compliance with all federal, state... laws and regulations. Such compliance materials shall include: Code... Compliance... read more
Company
Public Interest, OSF Healthcare System
Experience
Min 1 yrs required
Location
Peoria, IL
Posted Date
May 02, 19
Info Source
Employer
Total Views
6
Total Applies
1
Compliance Officer The candidate will... to Ministry leaders and Compliance, Audit and Risk Management... federal and state regulatory compliance matters. Works collaboratively on... often complex regulatory compliance matters. Provides guidance in... compliance areas, such as Fraud... and Abuse, the Stark... read more
Company
In-House, Advanced Technology Internatio...
Experience
Min 10 yrs required
Location
Summerville, SC
Posted Date
May 20, 19
Info Source
Employer
Total Views
16
Compliance Officer / Corporate Counsel... Duties: Acts as the Compliance Officer and oversees and... manages the Compliance Department. Oversee, monitor, and... ATI has an effective compliance program. Ensure that effective... conducts its business in compliance with applicable laws and... outside counsel. Manages the compliance, risk management and legal...... read more
Company
In-House, American International Group, ...
Experience
Location
Houston, TX
Posted Date
May 17, 19
Info Source
Employer
Total Views
11
Chief Compliance Officer, Investment Adviser, VFA... reports to the Chief Compliance Officer of Group Retirement... and will have Compliance oversight of the Investment... and deliver an effective compliance function supporting VFA‘s Investment... regulatory bodies. Provide end-to-end compliance oversight including developing and... compliance... read more
Company
In-House, ZTE Corporation and ZTE USA.
Experience
Min 8 yrs required
Location
Richardson, TX
Posted Date
May 18, 19
Info Source
Employer
Total Views
54
Deputy Chief Export Compliance Officer The candidate will... implementation of firm’s export compliance policies and procedures throughout... matrices for delegated corporate level responsibilities across the ECC... as requested, firm’s Chief Compliance Officer regarding the current... compliance a macro and function-specific level. Developing, implementing and identifying...... read more
Company
In-House
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
May 21, 19
Info Source
Employer
Total Views
10
Compliance Officer The candidate will... Must have 3-5 years’ compliance experience. Knowledge of the... Patriot Act, Bank Secrecy Act, Investment Advisors Act of 1940, Foreign Corrupt Practices Act and related rules are needed and knowledge of the Investment Company Act... read more
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