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Senior Compliance Officer Jobs

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Job info
SPONSORED JOB
Experience
10-15 yrs required
Location
Carlsbad, CA
Posted Date
Aug 16, 2020
Total Views
52
senior Director, US compliance officer Responsibilities:... respect to US Healthcare compliance to promote an environment... of compliance integrity and ethical standards.... implement, review and update compliance policies and procedures. Provide... provided to staff on compliance issues to contribute to compliance read more
SPONSORED JOB
Experience
Min 8 yrs required
Location
Greensboro, NC
Posted Date
Sep 11, 2020
Total Views
105
senior Employee Benefits compliance officer Duties:... the delivery of ERISA compliance Services as part... external Clients. Provide specialized compliance analysis, advice and technical... inquiries to the EB compliance Help Desk Telephone conferences compliance read more
SPONSORED JOB
Company
Experience
Min 10 yrs required
Location
Portland, OR
Posted Date
Sep 24, 2020
Total Views
115
General Counsel and Chief compliance officer Duties: Act as... all external counsel and compliance consultant relationships, including spend... and overall departmental budget. Partner with the CFO/CCO to strengthen internal controls,... read more
Company
In-House
Experience
Min 5 yrs required
Location
Chicago, IL
Posted Date
Jul 10, 2021
Info Source
Employer
Total Views
4
Senior Compliance Officer The candidate... will dependably represent the Compliance Department by projecting integrity,... as experienced and reliable compliance resource for PSG and... compliance the CCO and other senior Compliance and Legal staff,... for various stakeholders including senior management and clients. Prepare...... read more
Company
In-House
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Jul 14, 2021
Info Source
Employer
Total Views
17
Senior Compliance Officer Duties: Identify... compliance risks associated with the... regulatory requirements and mitigate compliance risks to avoid breaches,... Promote and deliver a compliance culture within the firm... with staff training on compliance matters. Help maintain the... compliance program, including the compliance...... read more
Company
In-House
Experience
7-10 yrs required
Location
Boston, MA
Posted Date
Aug 01, 2021
Info Source
Employer
Total Views
29
Senior Compliance Manager, Marketing The... Chief Compliance Officer, the Senior Compliance Manager, Marketing is... leading the Firm’s Marketing Compliance Program and for developing... marketing and advertising. The Senior Compliance Manager will lead... a... which currently includes two compliance professionals. Deep subject matter... compliance... read more
Company
In-House
Experience
5-10 yrs required
Location
Dallas, TX
Posted Date
Jul 22, 2021
Info Source
Employer
Total Views
26
Deputy General Counsel / Compliance Officer - Remote Duties:... Compliance Chief Compliance Officer and senior management team to provide... advice and support to senior business leadership regarding business... key member of the Senior Leadership Team. Develops, drives,... practices in coordination with senior leadership. Specifies internal governance...... read more
Company
In-House
Experience
5-7 yrs required
Location
Weston, MA
Posted Date
Jul 23, 2021
Info Source
Employer
Total Views
28
Compliance Officer Duties: Create and... deliver compliance education (Training and Awareness)... members of the US compliance department in identifying and... prioritizing compliance risks on an ongoing... and through a robust compliance risk assessment process, develop... to avoid or manage compliance risks. Assist with developing... compliance... read more
Company
Public Interest
Experience
Min 8 yrs required
Location
Dallas, TX
Posted Date
Jul 23, 2021
Info Source
Employer
Total Views
2
Senior Compliance Manager, Mutual Funds... supervision of the Chief Compliance Officer (“CCO”)) for the... compliance and operational due diligence... GuideStone Funds. Conducting desk-based compliance and ODD reviews of... current sub-advisers to mitigate compliance, reputational and operational risk.... Performing desk-based compliance and ODD reviews of... compliance... read more
Company
In-House
Experience
Min 4 yrs required
Location
Chapel Hill, NC
Posted Date
Jul 21, 2021
Info Source
Employer
Total Views
53
Senior Fiduciary Officer Responsibilities: Assume... primary compliance program oversight and management... order to ensure continuous compliance with applicable federal and... compliance Investment Regulatory Committee and senior officers as necessary. Develop,... resolution, in conjunction with senior leadership and AIRC, in... appropriate for participation by senior leadership. Collaborate with marketing...... read more
Company
In-House
Experience
7-10 yrs required
Location
Miami Lakes, FL
Posted Date
Jul 21, 2021
Info Source
Employer
Total Views
46
Compliance Officer - Regulatory The... oversee and support the compliance management program of Popular... Bank through various compliance activities across multiple lines... to the execution of Compliance Management Program, ensuring alignment... with Corporate Compliance Division and/or applicable strategic... and analysis on regulatory compliance requirements, issues, and/or best... compliance... read more
Company
In-House
Experience
5-10 yrs required
Location
Sioux Falls, SD
Posted Date
Jul 16, 2021
Info Source
Employer
Total Views
7
Chief Compliance Officer The candidate will... (SME) for all Company compliance activities which align to... and new regulations, implementing compliance across the Company processes... well as being a compliance change champion that increases... charter for the Company’s compliance initiatives which align with... Compliance... read more
Company
In-House
Experience
5-10 yrs required
Location
San Diego, CA
Posted Date
Jul 16, 2021
Info Source
Employer
Total Views
20
Chief Compliance Officer Anywhere in the... charter for the Company’s compliance initiatives which align with... functions of the Company’s Compliance Office. This includes verifying... Associate the significance of compliance objectives amongst Company locations,... staff to ensure overall compliance. Encourage interdepartmental collaboration, communication,... compliance... read more
SPONSORED JOB
Experience
Min 2 yrs required
Location
Farmington, CT
Posted Date
Sep 25, 2020
Total Views
104
Chief compliance officer Investment... as well as ensuring compliance with the evolving regulations.... and SEC filings. Provide compliance support to fixed income,... all aspects of the compliance function, including performing all...... read more
SPONSORED JOB
Experience
Min 8 yrs required
Location
Newport Beach, CA
Posted Date
Sep 25, 2020
Total Views
107
senior compliance officer The candidate will... managing a team of compliance professionals and assisting with... as well as other compliance related documents, communications, and reporting;... with members of the compliance Department globally to drive compliance read more
SPONSORED JOB
Company
Confidential
Location
Seattle, WA
Posted Date
Jul 24, 2021
Info Source
Employer
Total Views
80
search of General Counsel/Chief compliance officer to be based... for all legal and compliance matters at the firm,... monitor and maintain the compliance program including policies and compliance years’ experience in a senior compliance role at a...... read more
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