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Junior Compliance Officer Jobs

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SPONSORED JOB
Company
Protiviti Inc.
Experience
Min 8 yrs required
Location
Chicago, IL
Posted Date
Jul 05,19
Info Source
Total Views
20
Healthcare compliance Senior Manager The candidate will... articulate the value drivers of our business, and are responsible for developing opportunities both at existing clients and new clients. Will be responsible... read more
SPONSORED JOB
Company
Constellation Advisers, LLC
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Jul 11,19
Info Source
Total Views
43
Regulatory compliance Manager The candidate will be... for advising clients on compliance with the Securities Act,... and advertising materials for compliance with the Advisers Act... in the performance of compliance functions, such as oversight compliance read more
SPONSORED JOB
Job title
Company
OnDeck Capital, Inc
Experience
Min 7 yrs required
Location
New York City, NY
Posted Date
Jul 16,19
Info Source
Total Views
20
compliance officer The candidate manage significant... projects to bring firm’s compliance program to the “next... level”. Provide compliance advice to all firm... help the business implement compliance controls as well as compliance read more
Company
In-House, Syneos Health
Experience
Location
Morrisville, NC
Posted Date
Jul 17, 19
Info Source
Employer
Total Views
16
SVP, Chief Compliance Officer The candidate will... maintenance of the Company’s compliance, ethics and data privacy... and benchmarks of the compliance, ethics and data privacy... operation and progress of compliance efforts and the status... investigations. Monitor changes in compliance-related laws, industry issues and... compliance... read more
Company
Academic, Houston Community College
Experience
1-3 yrs required
Location
Houston, TX
Posted Date
Jul 06, 19
Info Source
Employer
Total Views
104
Total Applies
9
Compliance Officer Duties : Stay... new regulations. Monitoring contractor/vendor compliance and helping to create... and strengthen internal policies and procedures also be typical activitie. Cose collaborators will be staff and leadership in Finance, HRs, Risk Management, Internal Audit and the... read more
Company
In-House, American International Group, ...
Experience
Location
Houston, TX
Posted Date
Jul 08, 19
Info Source
Employer
Total Views
35
Chief Compliance Officer, Investment Adviser, VFA... reports to the Chief Compliance Officer of Group Retirement... and will have Compliance oversight of the Investment... and deliver an effective compliance function supporting VFA‘s Investment... regulatory bodies. Provide end-to-end compliance oversight including developing and... compliance... read more
Company
Public Interest, OSF Healthcare System
Experience
Min 1 yrs required
Location
Peoria, IL
Posted Date
Jul 03, 19
Info Source
Employer
Total Views
18
Total Applies
1
Compliance Officer The candidate will... to Ministry leaders and Compliance, Audit and Risk Management... federal and state regulatory compliance matters. Works collaboratively on... often complex regulatory compliance matters. Provides guidance in... compliance areas, such as Fraud... and Abuse, the Stark... read more
Company
Academic
Experience
Location
Galveston, TX
Posted Date
Jul 09, 19
Info Source
Employer
Total Views
4
- Office of Institutional Compliance The candidate assist in... analysis of legal and/or compliance issues impacting such policies... Vice President for Institutional Compliance with management of research... compliance functions, including regulatory management... animal research, and other compliance matters. Should have a... Compliance... read more
Company
In-House, Deutsche Bank AG, Frankfurt am...
Experience
Location
New York City, NY
Posted Date
Jul 10, 19
Info Source
Employer
Total Views
26
Compliance Officer Wealth Manager -... and maintain a strong compliance culture/environment. Providing compliance support... of communications for regulatory compliance and adherence to firm... standards; Conducting annual compliance risk assessments and compliance... targeted reviews; Working closely... implementation and delivery of compliance training. Must possess strong...... read more
Company
In-House
Experience
Location
Moses Lake, WA
Posted Date
Jul 17, 19
Info Source
Employer
Corporate Compliance Officer The candidate improves... by ensuring the organization’s compliance and ethics programs are... Team and Board on compliance related matters. Must be... to practice law in Washington State. Position requires a Juris Doctor with Healthcare compliance experience preferred.... read more
Company
Government
Experience
Min 1 yrs required
Location
Ames, IA
Posted Date
Jul 11, 19
Info Source
Employer
Total Views
5
Compliance Officer 1 The candidate... professional duties to ensure/support compliance with department enforced state... recommends action to ensure compliance with state and federal... to provide more effective compliance and enforcement activities as... management studies referred for compliance or enforcement action. Develops... compliance... read more
Company
In-House, TIAA-CREF Individual & Institu...
Experience
Location
Charlotte, NC
Posted Date
Jul 09, 19
Info Source
Employer
Total Views
13
Chief Compliance Officer- TFI The candidate... serve as the Chief Compliance Officer for Tuition Financing,... position will also provide compliance coverage for Product Solutions... identification and mitigation of compliance risks and delivering strategic,... practical and business-focused compliance solutions. The candidate should... compliance... read more
Company
In-House
Experience
Min 1 yrs required
Location
Conshohocken, PA
Posted Date
Jul 15, 19
Info Source
Employer
Total Views
6
Group Compliance Officer Duties: Under the... direction of the Chief Compliance Officer, a member of... the Office of Compliance and serves as a... compliance resource to one or... leadership, staff, and Local Compliance Representatives (LCRs). Will be... involved with day-to-day BU compliance operations, is responsible for... compliance... read more
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