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Junior Compliance Officer Jobs

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Job info
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Nov 26, 18
Info Source
Employer
Total Views
50
Senior Compliance Officer The candidate responsible... for supporting the compliance agenda of two dual... business by providing specialized compliance advice related to securities... supervision of a Chief Compliance Officer but also must... compliance and/or provide direction to junior Compliance professionals. Should have...... read more
Company
In-House, Capital One Financial Corporat...
Experience
Min 5 yrs required
Location
Plano, TX
Posted Date
Dec 03, 18
Info Source
Employer
Total Views
101
Manager, Compliance Advisory – Fair &... candidate will performs a compliance role in Fair &... Responsible Banking, an enterprise compliance program covering Fair Lending,... effective methods of managing compliance risk arising from federal... Compliance support more senior and junior advisors. Actively participate on...... read more
Company
Academic
Experience
Min 7 yrs required
Location
Dayton, OH
Posted Date
Nov 22, 18
Info Source
Employer
Total Views
58
and Chief Intellectual Property Officer The candidate serves as... the Chief Intellectual Property Officer, with delegated authority to... guidelines as applicable, including compliance with State and Federal... website; supervising and directing junior licensing professionals and student... workers. Work to stimulate... read more
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