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Junior Compliance Officer Jobs

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SPONSORED JOB
Company
Experience
7-10 yrs required
Location
Long Beach, CA
Posted Date
Jul 09, 2020
Total Views
127
US Customs Brokerage compliance Manager The candidate will ensure... Responsible for U.S. Customs compliance procedures to oversee audits,... entry corrections, managing key compliance indicators, effectively communicate compliance requirements and impact both...... read more
SPONSORED JOB
Job title
Company
Experience
Min 1 yrs required
Location
Norwalk, CA
Posted Date
Aug 20, 2020
Total Views
172
compliance Manager The candidate will handle... all compliance matters such as, but... SSR products and ensure compliance with all state and... year experience as a compliance Manager or related position.... Experience... read more
SPONSORED JOB
Company
Location
Atlanta, GA
Posted Date
Sep 18, 2020
Total Views
113
In-House Counsel and compliance Associate The candidate will be... of legal topics, including compliance with applicable laws governing... and retirement plan sponsors’ compliance with ERISA, as well... as general employment law.... read more
Company
Law Firm, Confidential
Location
Seattle, WA
Posted Date
Jul 12, 2021
Info Source
Employer
Total Views
6
search of General Counsel/Chief Compliance Officer to be based... for all legal and compliance matters at the firm,... monitor and maintain the compliance program including policies and... review/audit of all current compliance systems, processes and manuals Serve... timely and accurate regulatory compliance filings Conduct and/or coordinate compliance...... read more
Company
In-House
Experience
2-4 yrs required
Location
New York City, NY
Posted Date
Jul 28, 2021
Info Source
Employer
Total Views
3
Advisory Compliance Officer The candidate will... and functional leaders in compliance, legal, risk and other... and advice. Participate in Compliance coverage for the Rates... activities. Draft and review compliance policies and procedures as... various annual reviews including Compliance Risk Assessments and RCSA’s.... compliance... read more
Company
In-House
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Jul 28, 2021
Info Source
Employer
Compliance Officer - Swap Execution... disciplinary actions. Provide advisory compliance services to the business.... Review, update and draft Compliance policies. Develop and streamline... new and existing Compliance processes. Review and approve... part of the broader Compliance team, provide Compliance support... compliance... read more
Company
Academic
Location
Pocatello, ID
Posted Date
Jul 26, 2021
Info Source
Employer
Total Views
4
HIPAA Compliance Officer The candidate will... of health information in compliance with HIPAA and other... and state laws. Measure compliance by conducting routine and/or... promote a culture of compliance by developing and conducting... online training programs and compliance communications for employees and... compliance... read more
Company
In-House
Experience
2-4 yrs required
Location
New York City, NY
Posted Date
Jul 18, 2021
Info Source
Employer
Total Views
15
Legal & Compliance - Compliance Officer, Associate... the complex and growing compliance needs of the company... Private Wealth Solutions (PWS) compliance program. Assisting existing team... members in compliance functions including (i) policy... 206(4)-7 and other ongoing compliance program monitoring (vi) supporting... compliance... read more
Company
Academic
Location
Houston, TX
Posted Date
Jul 14, 2021
Info Source
Employer
Total Views
2
Assistant Compliance Officer The candidate will... assists the Chief Compliance Officer in overseeing the... university's compliance programs and the formulation,... and evaluation of strategic compliance planning in support of... process. Assists the Chief Compliance Officer with the functioning... the UH Office of Compliance and Ethics, the UH... Compliance... read more
Company
In-House
Location
Woonsocket, RI
Posted Date
Jul 09, 2021
Info Source
Employer
Total Views
2
Medicaid Compliance Officer The candidate will... enforcement, ongoing consultation on compliance issues impacting businesses, interfacing... groups and regulators on compliance with laws and regulators,... reporting on adherence to compliance controls, recommending and helping... businesses to implement compliance controls. Will work closely... compliance... read more
Company
Academic
Location
Chicago, IL
Posted Date
Jul 07, 2021
Info Source
Employer
Total Views
7
General Counsel, Chief Compliance Officer and Vice President... General Counsel and Chief Compliance Officer also oversees and... statutory interpretation, regulation and compliance. Independently anticipates, identifies and... and to facilitate legal compliance. Provide advice and counsel... conflicts of interest and compliance issues. Leads the development... compliance... read more
Company
In-House
Experience
7-10 yrs required
Location
Boston, MA
Posted Date
Jul 16, 2021
Info Source
Employer
Total Views
10
Senior Compliance Manager, Head of Commercial... DUTIES: Manage and coordinate compliance oversight/advice and delivery of... developing clear business and compliance roles, and permitting business... solutions, while also promoting compliance with internal policies, applicable... compliance development of the more junior members of the compliance...... read more
Company
In-House
Experience
7-10 yrs required
Location
Boston, MA
Posted Date
Jul 19, 2021
Info Source
Employer
Total Views
26
Senior Compliance Manager, Marketing The candidate... to the Deputy Chief Compliance Officer, the Senior Compliance... Manager, Marketing is responsible... leading the Firm’s Marketing Compliance Program and for developing... and advertising. The Senior Compliance Manager will lead a... which currently includes two compliance professionals. Deep subject matter... compliance... read more
SPONSORED JOB
Job title
Company
Experience
Min 6 yrs required
Location
Boise, ID
Posted Date
Sep 19, 2020
Total Views
53
compliance Manager Duties: Responsible for managing... foundational and strategic compliance responsibilities with consistent excellence... that support the team and management. Manage/oversee projects, initiatives, regulatory audits or exams, internal audits, accreditations,... read more
SPONSORED JOB
Company
Experience
7-10 yrs required
Location
Nashville, TN
Posted Date
Apr 11, 2021
Total Views
106
US Customs Brokerage compliance Manager The candidate will ensure... Responsible for U.S. Customs compliance procedures to oversee audits,... entry corrections, managing key compliance indicators, effectively communicate compliance requirements and impact both...... read more
SPONSORED JOB
Company
Confidential
Location
Seattle, WA
Posted Date
Jul 24, 2021
Info Source
Employer
Total Views
68
search of General Counsel/Chief compliance officer to be based... for all legal and compliance matters at the firm,... monitor and maintain the compliance program including policies and... review/audit of all current compliance systems, processes and manuals Serve compliance read more
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