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Regulatory Compliance Paralegal Jobs

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Job info
Company
In-House, Interactive Brokers Group, Inc...
Experience
Min 2 yrs required
Location
Chicago, IL
Posted Date
Dec 12, 18
Info Source
Employer
Total Views
9
Compliance Paralegal The candidate will... administrative support to firm's Compliance Department and will assist... in responding to regulatory inquiries and organizing and... compliance with research related to regulatory and compliance investigations and... personnel. Track and manage regulatory requests, responses and production...... read more
Company
In-House
Experience
Min 3 yrs required
Location
Mechanicsburg, PA
Posted Date
Dec 18, 18
Info Source
Employer
Compliance Paralegal The candidate will... perform statutory, regulatory, and case law research... appropriate internal dissemination of regulatory and legal compliance updates... throughout firm's. Performs... routine filings and related compliance functions. Assists Compliance and... requirements nationwide. Works with Compliance and Legal team attorneys... Compliance... read more
Company
In-House
Experience
Min 3 yrs required
Location
Jacksonville, FL
Posted Date
Dec 18, 18
Info Source
Employer
Total Views
1
Compliance Paralegal The candidate will... perform statutory, regulatory, and case law research... appropriate internal dissemination of regulatory and legal compliance updates... throughout firm's. Performs... routine filings and related compliance functions. Assists Compliance and... requirements nationwide. Works with Compliance and Legal team attorneys... Compliance... read more
Company
In-House
Experience
Min 3 yrs required
Location
San Francisco, CA
Posted Date
Dec 18, 18
Info Source
Employer
Total Views
1
Compliance Paralegal The candidate will... perform statutory, regulatory, and case law research... appropriate internal dissemination of regulatory and legal compliance updates... throughout firm's. Performs... routine filings and related compliance functions. Assists Compliance and... requirements nationwide. Works with Compliance and Legal team attorneys... Compliance... read more
Company
In-House
Experience
Min 1 yrs required
Location
Cincinnati, OH
Posted Date
Dec 18, 18
Info Source
Employer
Total Views
1
Corporate Paralegal The candidate will perform... (assisting Legal Counsel). Investigate regulatory and consumer complaints and... threats of suit. Maintain regulatory database. Corporate: Draft resolutions... portfolio purchases. Compliance: Review regulatory updates and provide summary... to company. Review and provide comments to... read more
Company
In-House
Experience
Min 3 yrs required
Location
Austin, TX
Posted Date
Dec 18, 18
Info Source
Employer
Total Views
1
Compliance Paralegal The candidate will... perform statutory, regulatory, and case law research... appropriate internal dissemination of regulatory and legal compliance updates... throughout firm's. Performs... routine filings and related compliance functions. Assists Compliance and... requirements nationwide. Works with Compliance and Legal team attorneys... Compliance... read more
Company
In-House, Huntsman International, LLC
Experience
Min 5 yrs required
Location
Houston, TX
Posted Date
Dec 12, 18
Info Source
Employer
Total Views
26
Ethics and Compliance Paralegal The candidate reporting... to company’s Ethics and Compliance team. Maintain a database... Track and assess emerging regulatory risks on an ongoing... global network of Facility Compliance Officers (“FCO”). Manage the... FCO. Organize the Facility Compliance Officer annual regional meetings....... read more
Company
In-House, Allianz
Experience
4-6 yrs required
Location
Richmond, VA
Posted Date
Dec 17, 18
Info Source
Employer
Total Views
53
Paralegal and Regulatory Specialist The candidate will... laws and regulations for compliance purposes, working with regulators... national licensing laws and regulatory requirements for insurers, Third... related details. Interact with regulatory agencies on licensing filing... of legal business experience. Paralegal certification is preferred.... read more
Company
In-House, Altegris Investments, Inc.
Experience
Min 2 yrs required
Location
San Diego, CA
Posted Date
Dec 18, 18
Info Source
Employer
Total Views
2
Compliance Paralegal The candidate will... launches on platform, complete regulatory filings, track corporate governance... prospectuses. Ensure the ongoing compliance with all of the... regulatory requirements under SEC, NFA... Funds as needed. Maintain books and records as required by regulatory agencies.... read more
Company
In-House, Altegris Investments, Inc.
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Dec 18, 18
Info Source
Employer
Total Views
3
Compliance Paralegal The candidate will... launches on platform, complete regulatory filings, track corporate governance... prospectuses. Ensure the ongoing compliance with all of the... regulatory requirements under SEC, NFA... Funds as needed. Maintain books and records as required by regulatory agencies.... read more
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