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Regulatory Compliance Paralegal Jobs

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SPONSORED JOB
Company
Infosys BPM
Experience
Min 7 yrs required
Location
Philadelphia, PA
Posted Date
Jun 26, 2020
Total Views
30
regulatory compliance paralegal The candidate... ensure compliance Will support regulatory compliance Lead on resolution... reporting compliance issues. Conduct regulatory impact analysis on the... Laws. Develop and maintain regulatory Controls inventory. Bachelor’s degree regulatory read more
SPONSORED JOB
Company
Lyft
Experience
Min 3 yrs required
Location
San Francisco, CA
Posted Date
Jul 21, 2020
Total Views
13
paralegal regulatory compliance The candidate will be... for: Support the growing regulatory department in California and... declarations, exhibits, and other regulatory submissions. Coordinate document collections... years relevant paralegal or regulatory experience. Strong oral and regulatory read more
Company
In-House
Location
Fort Lauderdale, FL
Posted Date
Jul 27, 2020
Info Source
Employer
Total Views
22
Regulatory Compliance Paralegal Duties: Maintain... line of business, including compliance with rules and regulations... compliance to ensure compliance with regulatory requirements and best practices.... in evaluating compliance with regulatory requirements and adequate controls.... state departments or other regulatory agencies. Conduct routine audits...... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Aug 01, 2020
Info Source
Employer
Total Views
25
Associate Manager, Regulatory Compliance (Bikes & Scooters)... Research, document, and track compliance obligations in multiple jurisdictions.... with regulators to understand compliance requirements and advocate for... Communicate and advise on compliance issues, including assessing and... teams. Proactively identify potential compliance-related issues and recommend and...... read more
Company
In-House
Experience
Min 5 yrs required
Location
Issaquah, WA
Posted Date
Jul 20, 2020
Info Source
Employer
Total Views
16
Paralegal/Regulatory Compliance Specialist Duties: Researches licensing... locations. Prepares and files regulatory compliance reports. Researches regulatory... statutes... and regulations. Requests... surety bonds for licensing, construction, and other departments. Assists with preparation of annual proxy statement. Maintains minute books for parent company... read more
Company
Government
Experience
Min 3 yrs required
Location
Eugene, OR
Posted Date
Jul 20, 2020
Info Source
Employer
Total Views
14
FERC Regulatory Compliance Specialist I (Limited... assist in Hydro License compliance and Natural Resource Plan... projects. Establish and maintain compliance procedures, processes and identify... compliance compliance activities; and attends regulatory and resource agency inspections.... public auditing, paralegal, or regulatory compliance. A Bachelor’s Degree...... read more
Company
In-House
Experience
1-3 yrs required
Location
Lewisville, TX
Posted Date
Aug 10, 2020
Info Source
Employer
Total Views
19
Regulatory Compliance Specialist The candidate... for: Maintain and update regulatory and other compliance databases.... compliance. preparation of responses to regulatory inquiries. Monitor compliance with... of company policy and regulatory adherence, as well as... agencies in accordance with regulatory requirements. Adhere to all...... read more
Company
In-House
Experience
Min 1 yrs required
Location
Woodinville, WA
Posted Date
Aug 03, 2020
Info Source
Employer
Total Views
33
Regulatory Compliance Analyst The candidate... advertising materials to ensure compliance with federal and state... local licenses, and other regulatory filings, and communicate appropriately... beverage alcohol and other regulatory compliance topics. Interface with... Support the Sr. Manager, Regulatory Compliance with projects and...... read more
Company
In-House
Experience
Min 5 yrs required
Location
Chicago, IL
Posted Date
Aug 08, 2020
Info Source
Employer
Total Views
10
Regulatory Training and Compliance Specialist... and the CFTC as needed. Perform various administrative functions such as expense tracking and reporting, regulatory interpretations phone coverage, booking... travel and organizing meetings. Provide other ad hoc support and perform other duties as assigned.... read more
Company
In-House
Location
Milwaukee, WI
Posted Date
Jul 31, 2020
Info Source
Employer
Total Views
59
Research & Regulatory Compliance Associate Duties: Assist... for client responsibilities assigned. Compliance testing, compliance administration, Code... of Ethics compliance, SEC exams, regulatory reporting,... policies and procedures... publications and websites for regulatory developments; Support Bloom360 Learning... Community’s mission through participation in... read more
Company
In-House
Experience
Min 3 yrs required
Location
Portland, OR
Posted Date
Aug 06, 2020
Info Source
Employer
Total Views
8
Regulatory & Compliance Analyst The... candidate will assist with regulatory audits by FINRA, SEC,... AML-related matters. Project manage regulatory responses, internal investigations, rule... compliance and regulations. Effectively communicate regulatory requirements and policies and... with team members regarding regulatory requirements. Develop positive, solutions-oriented...... read more
Company
In-House
Location
Woodinville, WA
Posted Date
Aug 03, 2020
Info Source
Employer
Total Views
48
Regulatory Compliance Analyst The candidate... Advises internal clients on compliance with federal and state... compliance local licenses, and other regulatory filings, and communicate appropriately... beverage alcohol and other regulatory compliance topics. Interface with... Support the Sr. Manager, Regulatory Compliance with projects and...... read more
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