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Compliance Paralegal Jobs

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SPONSORED JOB
Company
Norman Regional Hospital Autho...
Location
Norman, OK
Posted Date
Sep 16, 2020
Total Views
9
paralegal Contract Management And compliance The candidate will assist the... of Risk Management & compliance and the compliance Analyst... day activities of the compliance department. Assist in management... of legal, risk, and compliance duties and responsibilities for...... read more
SPONSORED JOB
Company
FINRA.
Experience
Min 3 yrs required
Location
Washington, DC
Posted Date
Oct 06, 2020
Info Source
Employer
Total Views
300
Total Applies
16
degree and either a paralegal certificate or three years’... with FINRA or equivalent paralegal experience. Litigation or securities-related experience... preferred. Strong planning and organization skills, as well as excellent interpersonal and written... read more
SPONSORED JOB
Company
FMC Corporation
Experience
Min 5 yrs required
Location
Philadelphia, PA
Posted Date
Sep 24, 2020
Total Views
29
Human Resource and compliance paralegal Responsibilities: Understand and stay... areas of employment law compliance on a global basis.... to international employment law compliance including related to newly-passed... correct and/or mitigate potential compliance issues in areas of compliance read more
Company
In-House
Experience
5-8 yrs required
Location
Centennial, CO
Posted Date
Oct 03, 2020
Info Source
Employer
Total Views
15
Paralegal - Regulatory Compliance The candidate will have... to the primary regulatory compliance responsibilities, this position requires... within company. Maintain regulatory compliance through the tracking, completion... and filing of monthly, quarterly and annual reports and fee payments mandated by the... read more
Company
In-House
Experience
Min 5 yrs required
Location
Carlsbad, CA
Posted Date
Oct 12, 2020
Info Source
Employer
Total Views
6
Compliance and Regulatory Paralegal The... multiple of regulatory and compliance activities. To support Company’s... regulatory forms and other compliance related activities. A primary... Carriers status and maintain compliance with Company’s Connect America... deadlines, and manage end-to-end compliance activities on these programs....... read more
Company
Law Firm
Experience
Min 2 yrs required
Location
Chicago, IL
Posted Date
Oct 14, 2020
Info Source
Employer
Total Views
10
UCC Compliance Paralegal The candidate will... financing statements to confirm compliance pursuant to questions on... defined terms. Review for compliance with underlying documents, UCC... needed. Bachelor’s degree required, Paralegal Certificate a plus. Demonstrated... years as a UCC Compliance Paralegal. Proficiency in Microsoft...... read more
Company
In-House
Location
Boca Raton, FL
Posted Date
Oct 17, 2020
Info Source
Employer
Total Views
10
Real Estate Transaction and Compliance Paralegal The candidate will... the General Counsel, Chief Compliance Officer, Associate General Counsel,... following, depending on experience: Compliance, Transaction, Corporate Books and... real estate, corporate and compliance housekeeping functions: Coordinate with... etc.). SEC and FINRA Compliance. Assist with Form D... compliance... read more
Company
In-House
Experience
Min 3 yrs required
Location
Calabasas, CA
Posted Date
Oct 21, 2020
Info Source
Employer
Total Views
5
Compliance Paralegal Duties: Manages responses... organization and retention of compliance-related product development documentation to... needed regarding litigation and compliance matters. Assist in planning... Department team-building events and meetings, including communicating with outside vendors as needed for events. Maintains the highest... read more
Company
In-House
Experience
Min 2 yrs required
Location
Des Plaines, IL
Posted Date
Oct 20, 2020
Info Source
Employer
Total Views
3
Compliance Paralegal Duties: Assist in... of financial, operational, and compliance audit projects. Manage compliance-related... reporting. Review and monitor... new and updated laws and regulations. Assist in maintaining appropriate policies, procedures, guidelines, training materials and related communications. Conducts basic legal research... read more
Company
In-House
Experience
Min 1 yrs required
Location
Melville, NY
Posted Date
Sep 27, 2020
Info Source
Employer
Total Views
17
Paralegal - Mortgage Banking Regulatory... Compliance The candidate's responsibilities include:... loan files to ensure compliance with company and legal... other aspects of regulatory compliance; General office duties including... skills required. Experience with banking or mortgage regulatory/compliance required. Paralegal Certificate preferred.... read more
Company
Public Interest
Experience
7-10 yrs required
Location
New York City, NY
Posted Date
Oct 22, 2020
Info Source
Employer
Senior Paralegal, Corporate Compliance The candidate supports company's... overall corporate compliance and corporate governance function.... The corporate compliance function includes to Principles... report to the Global Compliance Program Leader and will... 's in-house Legal & Compliance team in a fast-paced,... Compliance... read more
Company
In-House
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Sep 29, 2020
Info Source
Employer
Total Views
39
Regulatory Compliance Specialist The candidate will... the Senior Counsel, Regulatory Compliance. Responsibilities: Prepare and manage... ensure that Firm ’s compliance requirements are met with... Oversee the maintenance of compliance records and data. Liaise... to licensing and other compliance issues. Must have Bachelor’s... compliance... read more
Company
In-House
Experience
5-7 yrs required
Location
Franklin Park, IL
Posted Date
Oct 14, 2020
Info Source
Employer
Total Views
17
and operation of Company’s compliance programs, and will play... to monitor and demonstrate compliance will be critical to... with management team, identify compliance needs, draft and maintain... and continually improve a compliance program that is adapt... company is aware of compliance requirements and issues. Manage... compliance... read more
SPONSORED JOB
Job title
Company
Citigroup, Inc
Experience
3-5 yrs required
Location
Tampa, FL
Posted Date
Sep 27, 2020
Total Views
23
paralegal The candidate will be responsible... will interface with the wider organization, including Product, Sales, Operations, Legal, Risk, and compliance in the U.S. and... cross-regionally.... read more
SPONSORED JOB
Company
Experience
Min 5 yrs required
Location
Draper, UT
Posted Date
Sep 27, 2020
Total Views
9
Senior Corporate paralegal and compliance Specialist Responsibilities: Support in-house legal... team in all matters. Provide business-oriented compliance and legal support in... the Privacy and other regulatory compliance projects. Equity compensation. Corporate...... read more
SPONSORED JOB
Company
Leggett & Platt, Incorporated
Experience
1-3 yrs required
Location
Carthage, MO
Posted Date
Sep 29, 2020
Total Views
25
Litigation & compliance paralegal The candidate will ... give instructions to ensure compliance Prepare outgoing mail and... fax. Associate's degree in paralegal studies and/or bachelor's degree... field are required paralegal certification are required. ...... read more
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