paralegal Contract Management And compliance The candidate will assist the... of Risk Management & compliance and the compliance Analyst... day activities of the compliance department. Assist in management... of legal, risk, and compliance duties and responsibilities for...... read more
degree and either a paralegal certificate or three years’... with FINRA or equivalent paralegal experience.
Litigation or securities-related experience... preferred.
Strong planning and organization skills, as well as excellent interpersonal and written... read more
Human Resource and complianceparalegal Responsibilities: Understand and stay... areas of employment law compliance on a global basis.... to international employment law compliance including related to newly-passed... correct and/or mitigate potential compliance issues in areas of complianceread more
Paralegal - Regulatory Compliance
The candidate will have... to the primary regulatory compliance responsibilities, this position requires... within company. Maintain regulatory compliance through the tracking, completion... and filing of monthly, quarterly and annual reports and fee payments mandated by the...
Compliance and Regulatory Paralegal
The... multiple of regulatory and compliance activities. To support Company’s... regulatory forms and other compliance related activities. A primary... Carriers status and maintain compliance with Company’s Connect America... deadlines, and manage end-to-end compliance activities on these programs.......
UCC Compliance Paralegal
The candidate will... financing statements to confirm compliance pursuant to questions on... defined terms. Review for compliance with underlying documents, UCC... needed. Bachelor’s degree required, Paralegal Certificate a plus. Demonstrated... years as a UCC Compliance Paralegal. Proficiency in Microsoft......
Real Estate Transaction and Compliance Paralegal
The candidate will... the General Counsel, Chief Compliance Officer, Associate General Counsel,... following, depending on experience: Compliance, Transaction, Corporate Books and... real estate, corporate and compliance housekeeping functions: Coordinate with... etc.). SEC and FINRA Compliance. Assist with Form D... compliance...
Duties: Manages responses... organization and retention of compliance-related product development documentation to... needed regarding litigation and compliance matters. Assist in planning... Department team-building events and meetings, including communicating with outside vendors as needed for events. Maintains the highest...
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Duties: Assist in... of financial, operational, and compliance audit projects. Manage compliance-related... reporting. Review and monitor... new and updated laws and regulations. Assist in maintaining appropriate policies, procedures, guidelines, training materials and related communications. Conducts basic legal research...
Paralegal - Mortgage Banking Regulatory... Compliance
The candidate's responsibilities include:... loan files to ensure compliance with company and legal... other aspects of regulatory compliance; General office duties including... skills required. Experience with banking or mortgage regulatory/compliance required. Paralegal Certificate preferred....
Senior Paralegal, Corporate Compliance
The candidate supports company's... overall corporate compliance and corporate governance function.... The corporate compliance function includes to Principles... report to the Global Compliance Program Leader and will... 's in-house Legal & Compliance team in a fast-paced,... Compliance...
Regulatory Compliance Specialist
The candidate will... the Senior Counsel, Regulatory Compliance. Responsibilities: Prepare and manage... ensure that Firm ’s compliance requirements are met with... Oversee the maintenance of compliance records and data. Liaise... to licensing and other compliance issues. Must have Bachelor’s... compliance...
and operation of Company’s compliance programs, and will play... to monitor and demonstrate compliance will be critical to... with management team, identify compliance needs, draft and maintain... and continually improve a compliance program that is adapt... company is aware of compliance requirements and issues. Manage... compliance...
paralegal The candidate will be responsible... will interface with the wider organization, including Product, Sales, Operations, Legal, Risk, and compliance in the U.S. and... cross-regionally.... read more
Senior Corporate paralegal and compliance Specialist
Responsibilities: Support in-house legal... team in all matters. Provide business-oriented compliance and legal support in... the Privacy and other regulatory compliance projects. Equity compensation. Corporate...... read more
Litigation & complianceparalegal The candidate will ... give instructions to ensure compliance Prepare outgoing mail and... fax. Associate's degree in paralegal studies and/or bachelor's degree... field are required paralegal certification are required. ...... read more