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General Counsel Investment Management Company Jobs

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Job info
Company
Recruiter
Experience
Location
Washington, DC
Posted Date
Dec 03, 18
Info Source
Recruiter
Total Views
1
Investment Management Associate The candidate... substantive knowledge of the Investment Company Act of 1940... and the Investment Advisers Act of 1940.... with mutual fund complexes, investment advisers and fund boards... of a variety of investment products, particularly open-end and... Investment and funds. Experience with general corporate and securities matters...... read more
Company
In-House
Experience
6-8 yrs required
Location
New York City, NY
Posted Date
Nov 27, 18
Info Source
Employer
Total Views
14
Associate General Counsel, Investment Management Attorney... regulatory issues impacting U.S. investment managers with a variety... of investment disciplines (including equity, fixed... promotion, and sales of investment products on a multi-jurisdictional... of legal documentation including investment advisory agreements and distribution... relating to the asset management industry with an emphasis...... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Dec 03, 18
Info Source
Employer
Total Views
216
Assistant General Counsel - Investment Management... provide advice to registered investment advisers (“RIAs”) on new... proprietary and third-party private investment fund activities. Provide advice... investment acquisitions, complex contracts and general commercial operations are needed.... senior business leaders, outside counsel, regulatory officials, risk, compliance...... read more
Company
In-House
Experience
6-8 yrs required
Location
New York City, NY
Posted Date
Nov 15, 18
Info Source
Employer
Total Views
15
work directly with outside counsel and service providers; Review,... are customary for the investment management business; Manage the... program for the SEC-registered investment advisers; Oversee and document... annual regulatory filings, including Form ADV, Form PF, and NFA CPO exemption; Manage... read more
Company
In-House, NISA Investment Advisors, LLC
Experience
3-10 yrs required
Location
Saint Louis, MO
Posted Date
Nov 27, 18
Info Source
Employer
Total Views
454
Legal Counsel Responsibilities: Work with the... variety of securities and corporate law issues. Work will entail the legal analysis of complex and often novel issues, as well as drafting and negotiation of various legal documents, such as Investment Management Agreements.... read more
Company
In-House
Experience
Min 4 yrs required
Location
Philadelphia, PA
Posted Date
Dec 10, 18
Info Source
Employer
Total Views
17
Investment Management - Mutual Fund... of tax research, regulated investment company (RIC) tax work... experience (3 years in Investment Management) or equivalent in... budgeting, client correspondence and billing is must. Knowledge of fund accounting and general ledger accounting is helpful....... read more
Company
In-House, Abbot Downing
Experience
Min 8 yrs required
Location
Baytown, TX
Posted Date
Dec 11, 18
Info Source
Employer
Total Views
17
and integrated solutions for investment, planning and family dynamics,... structures and comprehensive planning, investment, administrative or banking requirements.... presentations. Provide ongoing relationship management and is responsible for... management 10+ years’ working in investment/securities industry. Experience authoring internal... client-facing materials describing quantitative investment management is a plus....... read more
Company
In-House
Experience
Min 4 yrs required
Location
Boston, MA
Posted Date
Dec 11, 18
Info Source
Employer
Total Views
130
Total Applies
1
Legal Counsel The candidate will provide... the firm's business, including investment, research and operations. Will... Draft and negotiate client investment agreements and other contracts.... in-house experience. Must have general areas of law covered:... investment management, securities, ERISA, contract, general corporate and transactional work....... read more
Company
In-House
Experience
Min 4 yrs required
Location
Chicago, IL
Posted Date
Dec 11, 18
Info Source
Employer
Total Views
42
VP, Assistant General Counsel - Wealth Management,... Investment Solutions The candidate will... and support to the Investment Solutions business team, with... Bank regulatory issues impacting investment advisers. Will advise the... issues relevant to discretionary investment, asset allocation and due... resolve issues impacting the Investment Solutions business. Coordinate as... investment... read more
Company
In-House, Atlas Oil Company
Experience
5-10 yrs required
Location
Taylor, MI
Posted Date
Dec 11, 18
Info Source
Employer
Total Views
67
will report to the General Counsel and assist the... expert legal advice and counsel in connection with complex... investors, registration rights agreements, investment management agreements, shareholders agreements,... subscription agreements, and other investment-related documents. Review, draft and... management the activity of outside counsel, with the goal of...... read more
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