General Counsel Job Title: Associate General Counsel Job Responsibilities: The Associate General Counsel is responsible for providing comprehensive legal support to the company’s Legal Department and advising other departments on a wide range of legal matters. The role involves preserving the company's reputation...
Title: Executive Director, Assistant General Counsel - Cash Management Job Responsibilities: The Executive Director, Assistant General Counsel will work within the legal department to support the Cash Management System business, focusing on bank operations, commercial deposits, funds transfer, and payment systems for...
Title: Vice President, Assistant General Counsel - AI Job Responsibilities: The Vice President, Assistant General Counsel - AI at the company holds a pivotal role in the Legal Privacy team, providing strategic legal counsel on the development, deployment, and oversight of...
Title: Professional Liability Associate Attorney Job Responsibilities: The Professional Liability Associate Attorney will be responsible for defending professional liability claims, which include but are not limited to Directors & Officers, Legal Malpractice, Errors & Omissions, and Architects & Engineers. The attorney will...
Attorney Job Responsibilities The Associate Attorney position at the law firm involves representing professionals in the financial services industry, focusing on employment, regulatory, and business matters. The role includes handling employment litigation and securities arbitration/litigation. Key responsibilities include: - Representing clients in various...
Liability Attorney Job Title Professional Liability Attorney Job Responsibilities The role involves defending professional liability claims across various professions. The candidate will work within the Professional Liability Practice, representing clients either through direct engagement or retention via the professional's insurance carrier. Key...
Title: Professional Liability Associate Attorney Job Responsibilities: The Professional Liability Associate Attorney will join the Professional Liability Practice at a law firm and will have the opportunity to work with an experienced trial team in the areas of Real Estate and Personal...
Title Professional Liability Associate Attorney Job Responsibilities The Professional Liability Associate Attorney will be part of the Professional Liability Practice at a law firm. The attorney will be responsible for defending professional liability claims, which may involve a range of...
Title: Head of Digital Financial Crimes Compliance, Managing Director Job Responsibilities: The Head of Digital Financial Crimes Compliance, Managing Director, is tasked with the oversight, design, and delivery of integrated systems and controls related to digital assets at the company. This role...
Title: AVP, Regulatory Inquiries Compliance Associate Job Responsibilities: - Support and collaborate with the Head of Regulatory Inquiries in conducting due diligence and managing all phases of the company's responses to regulatory inquiries. - Prepare and submit accurate, comprehensive, and timely responses—including supporting...
Title: Managing Director of Wealth Planning Job Responsibilities: The Managing Director of Wealth Planning is tasked with leading the Midwest Region’s Wealth Planning team. Key responsibilities include developing and managing a standardized planning process that emphasizes efficiency and scalability. The role involves...
Title: Managing Director of Wealth Planning Job Responsibilities: The Managing Director of Wealth Planning is tasked with leading the Midwest Region’s Wealth Planning team. Key responsibilities include: - Developing and managing a standard planning process focused on efficiency and scalability. - Driving growth via...
Title: Managing Director of Wealth Planning Job Responsibilities: The Managing Director of Wealth Planning is tasked with leading the Midwest Region’s Wealth Planning team for the company. The core responsibilities include developing and managing a standardized planning process that emphasizes efficiency and...
Title: Managing Director of Wealth Planning Job Responsibilities: The Managing Director of Wealth Planning at Company is tasked with leading the Midwest Region's Wealth Planning team. The role involves developing and managing a standard planning process that focuses on efficiency and scalability....
Title: Managing Director of Wealth Planning Job Responsibilities: The Managing Director of Wealth Planning is tasked with leading the Wealth Planning team for the Midwest Region. The primary responsibilities include developing and managing a standardized planning process that emphasizes efficiency and scalability....
Title: Professional Liability Partner Job Responsibilities: The Professional Liability Partner at the law firm is tasked with a range of responsibilities centered around defending professional liability claims. This includes working on cases involving Directors & Officers, Legal Malpractice, Errors & Omissions, and...
Title: **Members Only** Senior Relationship Manager Job Responsibilities: - Act as the primary client advisor to recommend banking, borrowing, and investment solutions, facilitating the achievement of the client's financial goals. - Lead, coordinate, and assemble the extended advisory team, including trust, investment, and planning...
Title: Key Private Bank Relationship Manager Job Responsibilities: - Act as the primary client advisor by recommending banking, borrowing, and investment solutions to help clients achieve their financial goals. - Lead, coordinate, and assemble the extended advisory team, including trust, investment, and planning...
Title Key Private Bank Relationship Manager Job Responsibilities - Acts as the primary client advisor by recommending banking, borrowing, and investment solutions that align with the client's financial goals. - Leads, coordinates, and assembles the extended advisory team, including trust, investment, and planning strategists,...
Title: **Members Only** Relationship Manager Job Responsibilities: - Act as the primary client advisor, recommending banking, borrowing, and investment solutions to help clients achieve their financial goals. - Lead, coordinate, and assemble the extended advisory team, including trust, investment, and planning strategists, based on...
Title: Private Banker Job Responsibilities: - Develop and manage client relationships with high-net-worth and ultra-high-net-worth individuals and families within a specific market. - Provide integrated financial services advice to clients, including banking, credit, asset management, trust and estate planning, and brokerage. - Manage overall...
Title: Private Banker Job Responsibilities: - Develop and manage client relationships with high-net-worth and ultra-high-net-worth individuals and families within a specific market. - Provide integrated financial services advice including banking, credit, asset management, trust and estate planning, and brokerage. - Manage overall relationship profitability...
Title: Private Banker Job Responsibilities: - Develop and manage client relationships with high-net-worth and ultra-high-net-worth individuals and families within a specific market. - Provide integrated financial services advice, including banking, credit, asset management, trust and estate planning, and brokerage. - Manage overall relationship profitability...
Title: Associate Department/Group: Corporate 34 Act Reports to: Department Head; Equity Partner FLSA Type: Exempt Hours: 40 hours plus; 9:00 am – 6:00 pm Office Attendance: Hybrid; Mandatory 3 days per week inclusive of Monday; additional days in office as required by the law...
Title: Vice President, Assistant General Counsel - AI Job Responsibilities: This role involves providing strategic legal counsel on the development, deployment, and oversight of artificial intelligence (AI) technologies across the company's broker-dealer and investment advisory operations. Key responsibilities include: - Advising...
Title: Vice President, Assistant General Counsel - AI Job Responsibilities: The Vice President, Assistant General Counsel - AI at the company is tasked with providing strategic legal counsel on the development, deployment, and oversight of artificial intelligence (AI) technologies within the...
Title: Wealth Management Advisory Attorney, Vice President Job Responsibilities: - Serve as a primary legal contact for a variety of legal issues within the Wealth Management business. - Provide legal support to broker/dealer field personnel, including call center staff, Regional and Complex Management,...
Title: Wealth Management Advisory Attorney, Vice President Job Responsibilities: - Serve as the primary legal contact for various legal issues within the Wealth Management business. - Provide legal guidance to broker/dealer field personnel, including call center staff, Regional and Complex Management, Divisional, Regional...
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Provide senior-level legal advice and support throughout the lifecycle of new regulatory initiatives, including arbitration and mediation. - Advise the Board of Governors and advisory committees on complex regulatory initiatives and rule changes, with limited...
Title: Assistant General Counsel, Regulatory Job Responsibilities: The Assistant General Counsel, Regulatory is tasked with providing senior-level legal advice and support throughout the entire lifecycle of new regulatory initiatives. This role requires serving as a subject matter expert in various legal domains,...
Title: Assistant General Counsel Job Responsibilities: - Handle lawsuits, arbitrations, and pre-litigation matters on behalf of the company and its affiliates. - Collaborate with outside counsel on litigation strategy and tactics. - Manage outside counsel in securities regulatory enforcement matters. - Oversee discovery processes, including...
Title: Paralegal, Litigation Job Responsibilities: The Paralegal in the Litigation group of the department assists in responding to information requests received by the organization, its officers, and its employees. This includes handling third-party subpoenas issued in arbitration proceedings, civil, and criminal litigation...
Title: Paralegal 3 Job Responsibilities: The Paralegal 3 at Company is tasked with several key responsibilities that are crucial to supporting the legal functions within the organization. The role involves conducting legal research, preparing legal documents, managing files, and performing other routine...
Title: Business Litigation Associate Job Responsibilities: The Business Litigation Associate will be responsible for handling various aspects of business litigation within the law firm's Litigation Practice Area. Key responsibilities include: - Engaging in written discovery processes, taking and defending depositions, and drafting pleadings...
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal advice and support concerning the life cycle of new regulatory initiatives. - Act as a subject matter resource in areas of legal expertise including arbitration and mediation. -...
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal advice and support throughout the life cycle of new regulatory initiatives. - Act as a subject matter resource in legal expertise areas, including arbitration and mediation. - Advise the Board of Governors and...
Title: Assistant General Counsel, Regulatory Job Responsibilities: The Assistant General Counsel, Regulatory is tasked with rendering senior-level legal advice and support throughout the lifecycle of new regulatory initiatives. Key responsibilities include advising the Board of Governors and organization advisory committees on complex...
Title Executive Director, Assistant General Counsel - Asset Management Job Responsibilities The Executive Director, Assistant General Counsel - Asset Management at the company is responsible for providing comprehensive legal coverage and oversight for the affiliated . investment adviser. This leadership...
Title: Executive Director, Assistant General Counsel - Asset Management Job Responsibilities: The Executive Director, Assistant General Counsel - Asset Management at the company is tasked with providing comprehensive legal coverage and oversight for an affiliated . investment adviser. This leadership position requires...
Title: Vice President, Assistant General Counsel - AI Job Responsibilities: - Provide strategic legal counsel for the development, deployment, and oversight of artificial intelligence (AI) technologies within the company's broker-dealer and investment advisory operations. - Advise on legal and regulatory issues pertaining to...
Title: Vice President, Assistant General Counsel - AI Job Responsibilities: - Provide strategic legal counsel on the development, deployment, and oversight of artificial intelligence (AI) technologies within the broker-dealer and investment advisory operations. - Advise on legal and regulatory issues related to the...
Title: Regulatory Attorney, Vice President Job Responsibilities: - Support the Company's Wealth Management business in developing and launching new product offerings. - Advise on compliance with new and existing industry rules and regulations. - Respond to regulatory inquiries and client issues. - Draft and amend...
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Provide senior-level legal advice and support throughout the life cycle of new regulatory initiatives, serving as a subject matter expert in legal areas such as arbitration and mediation. - Advise the Board of Governors and...
Title SVP, Chief Compliance Officer, Advice and Wealth Management and Retirement & Protection Solutions Job Responsibilities The Senior Vice President, Chief Compliance Officer for Advice and Wealth Management and Retirement & Protection Solutions is responsible for leading the design, implementation,...
Title: Private Banker Job Responsibilities: - Develop and manage client relationships with high-net-worth and ultra-high-net-worth individuals and families within a specific market. - Provide integrated financial services advice including banking, credit, asset management, trust and estate planning, and brokerage. - Manage overall relationship profitability...
Title: WM Trust Officer Job Responsibilities: The WM Trust Officer is responsible for the administration, risk management, and servicing of assigned fiduciary and investment management accounts. This role may involve relationship management responsibilities as well as specialized product knowledge and expertise, including...
Title: Wealth Advisor III Job Responsibilities: - Serve as the primary relationship advisor for high net worth and ultra-high net worth wealth clients. - Develop and deepen client relationships through needs-based, high-level client service and delivery of the full suite of wealth solutions. -...
Title: Wealth Advisor III Job Responsibilities: - Serve as the primary relationship advisor for high net worth and ultra-high net worth wealth clients, focusing on developing and deepening client relationships through needs-based, high-level client service. - Deliver the full suite of company wealth...
Title: Wealth Strategist Sr. - **Members Only** Job Responsibilities: - Develops, consults on, and implements tax, estate, and financial plans for clients, including those of the greatest complexity. - Collaborates with other planning resources on specific subject matters of greatest complexity and partners in...
with partners and other attorneys to execute capital markets transactions and assist clients in compliance with SEC, FINRA, Stock Exchange, and other... securities-based legal clients on initial public offerings, secondary offerings, and other securities , review, and negotiate vario...