Provide fund accounting, administration, transfer agency, middle office, custody, and other services to various registered and unregistered funds, ETFs, UITs, and other investment... vehicles. - Act as a trusted internal resource and key legal advisor on significant business transactions, regulatory...
Title Legal, Asset Management Attorney – Registered Funds (ETF), Vice President Job Responsibilities The Legal, Asset Management Attorney – Registered Funds (ETF), Vice President at the company operates at the intersection of finance and law, providing counsel and advice to...
and expanding line-up of ETFs, mutual funds, and interval... and launch of industry-leading ETFs by preparing regulatory documents... and advising business teams. - Provide guidance on regulatory and legal issues impacting the company’s ETF, mutual fund, and investment advisory businesses; coordinat...
by preparing and submitting regulatory filings with the SEC accurately, timely, and in compliance with legal standards. The filings involve submissions on behalf of the company and its affiliates' variable and registered index-linked annuities, exchange-traded funds (ETFs), and mutual...
registered fund regulatory filings and related documentation, including ETFs and mutual funds. -... Support multiple fund boards with ongoing governance activities. - Assist in training and supervising other paralegals in connection with US fund regulatory filings. - Collaborate with counter...
Counsel Job Category: Legal Requisition Number: ATTOR009880 Job Responsibilities: The Associate Counsel role within the company is a versatile in-house legal position that encompasses a broad range of responsibilities and requires the ability to handle diverse legal matters. Key responsibilities...
Title: Managing Counsel Job Responsibilities: - Provide legal advice to the company and ensure operations align with acceptable legal risk levels. - Serve as day-to-day legal support for business partners across various business areas, working with external counsel as necessary and escalating issues...
fund registration statement disclosure process and support the mutual fund Board of Trustees, overseeing materials and meeting processes for traditional open-end mutual funds. - Oversee product development matters for mutual funds and ETFs, and manage the board... process related to ET...
Title: Vice President, Compliance Officer Job Responsibilities: - Lead and support the global investment adviser compliance program, ensuring consistency and collaboration with compliance teams worldwide. - Provide expert guidance on regulatory compliance for the company's separate accounts and alternatives/private funds businesses, including ERISA...
Title: 40 Act Attorney Job Responsibilities: The 40 Act Attorney at the company will be responsible for several key duties related to registered investment products, including privately offered business development companies (BDCs), non-traded BDCs, and non-listed real estate investment trusts (REITs). The...
Director-Investments Opportunity at Loomis Sayles About the Company: Loomis Sayles is a global asset management company that has been in operation since 1926. We currently oversee approximately $400 billion in assets under management for clients in over 50 countries....