BDC (Business Development Company) Compliance Officer Job Responsibilities: - Participate in... mock regulatory examinations and compliance program reviews. - Assist with... creating manuals to ensure compliance with regulatory requirements. - Provide... compliance assistance and advice to... clients, including those advising private funds and/or registered...
BDC (Business Development Company) Compliance Officer Job Responsibilities: - Lead or... mock regulatory examinations and compliance program reviews, including preparing... document requests, reviewing documents, conducting interviews, and drafting reports. Oversee and review the work of project team members. - Perform broad scope work...
BDC (Business Development Company) Compliance Officer Job Responsibilities: -... mock regulatory examinations and compliance program reviews, including preparing... document requests, reviewing documents, conducting interviews, and drafting reports. Oversee and review the work of project team members. - Perform comprehensive reviews...
BDC (Business Development Company) Compliance Officer Job Responsibilities: - Lead or... mock regulatory examinations and compliance program reviews, including preparing... document requests, reviewing documents, conducting interviews, and drafting reports. Oversee and review the work of project team members. - Perform a broad scope...
Job Title: Compliance- Regulatory Strategy Senior Officer Job... timely updates and escalate potential issues to management for resolution. - Build and maintain effective relationships with Compliance, Business, Operations, Finance, Technology,... Control Management, Legal, and Internal Audit teams. - Collaborate with stakeholders to gat...
Job Title Compliance Officer - Commercial Lending... Job Responsibilities The Commercial Compliance Officer will serve as... Commercial Lending and Deposits Compliance team within the Compliance... Risk Management department. The... primary responsibilities include: - Providing support to business and commercial lines...
Job Title: Compliance Officer - Commercial Lending... matter expert for all compliance risks for assigned lines... of business. - Develop relationships of trust and confidence with designated lines of business. - Provide oversight and monitoring of line of business processes...
Job Title: Compliance Officer - Commercial Lending... Job Responsibilities: The Commercial Compliance Officer will be a... Commercial Lending and Deposits Compliance team within the Compliance... Risk Management department at... regulations. The primary focus is on commercial lending compliance oversight, partic...
Job Title: Compliance Officer - Commercial Lending Job... Responsibilities: The Compliance Officer will be part... Commercial Lending and Deposits Compliance team within the Compliance... Risk Management department. The... laws and regulations. The role focuses on commercial lending compliance oversight, particularly in c......
Job Title: Compliance Officer - Commercial Lending... Job Responsibilities: The Compliance Officer within the Commercial... Lending and Deposits Compliance team is tasked with... is overseeing commercial lending compliance, particularly focusing on commercial... default, while also having the opportunity to expand...
Job Title: Compliance Officer - Commercial Lending Job... Responsibilities: The Compliance Officer for Commercial Lending... critical role within the Compliance Risk Management department at... of relevant laws and regulations. The primary focus is on commercial lending compliance oversight, particularly concerning commercial... def...
Job Title: Compliance Officer - Commercial Lending Job... Responsibilities: The Compliance Officer will be a... Commercial Lending and Deposits Compliance team within the Compliance... Risk Management department. The... application of relevant laws and regulations. - Focusing primarily on commercial lending compliance oversight,...
Job Title Compliance Officer - Commercial Lending... Job Responsibilities The Compliance Officer for Commercial Lending... Commercial Lending and Deposits Compliance team within the Compliance... Risk Management department. The... primary responsibilities include: - Providing support to business and commercial lines by...
Data Governance, Risk, and Compliance Officer Duties: The candidate... regard to alignment and compliance with relevant laws and... the US Management Committee (USMC), the Ethics, Compliance, and Risk Management Sub-Committee... (ECRM SC), US General Counsel's Office (GCO), US Chief Infor...
Data Governance, Risk, and Compliance Officer Job Responsibilities The... Data Governance, Risk, and Compliance Officer is responsible for... company, ensuring alignment and compliance with relevant laws and... the company, including the US Management Committee, Ethics, Compliance, and Risk Management Sub-Commi......
Data Governance, Risk, and Compliance Officer Job Responsibilities: - Strategy Development:... governance strategy, risk and compliance programs, and related policies,... strong and effective relationships with key stakeholders, including various leadership and management committees within the company and its global counterparts. - Compliance Lead...
Data Governance, Risk, and Compliance Officer Job Responsibilities: - Strategy Development:... governance strategy, risk and compliance programs, and related policies,... strong and effective relationships with key stakeholders, including US Management Committee, Ethics, Compliance, and Risk Management Sub-Committee,... US General Counsel’s Office, U...
Data Governance, Risk, and Compliance Officer Job Responsibilities: - Strategy Development:... governance strategy, risk and compliance programs, and related policies,... processes, and procedures. - Stakeholder Relationships: Create and maintain strong and effective relationships with key stakeholders, including EYUS, USMC/ECRM, US General Counsel’s Office,...
Compliance Officer – Fixed Income... Sales & Trading - Credit - Vice President Overview - Provide real-time support to the Fixed Income & Currencies (FIC) Sales & Trading business - Focus on credit, rates, securitized products, foreign exchange, and...
Job Title: Vice President, Compliance Officer Job Responsibilities: - Lead and... the global investment adviser compliance program, ensuring consistency and... collaboration with compliance teams worldwide. - Provide expert... guidance on regulatory compliance for the company's separate... businesses, including ERISA plan compliance. - Manage and lead the... compliance...
Swap Dealer Regulatory Governance Officer Job Responsibilities: - Assist in the... Dealer reviews by analyzing and providing credible challenges regarding key first line of defense processes, procedures, and controls. - Support compliance reviews, prepare detailed supporting... workpapers, and draft impactful final reports setti...
Swap Dealer Regulatory Governance Officer Job Responsibilities The Swap... Dealer Regulatory Governance Officer plays a crucial role... in ensuring compliance with regulatory requirements for... swap dealers and security-based swap dealers (SBSD). The primary responsibilities include: - Assisting in the planning,...
Swap Dealer Regulatory Governance Officer Job Responsibilities: - Assist in planning,... by analyzing and providing credible challenges to key first line of defense processes, procedures, and controls. - Conduct compliance reviews, prepare detailed supporting... workpapers, and draft final reports that outline findings, co...
Title: Client Intelligence Group Officer Job Responsibilities: - Serve... Client Intelligence Group (CIG) Officer, leading and coordinating the... delivery of complex and time-sensitive research products for key internal stakeholders. - Independently execute investigative due diligence and risk assessments. - Present...
Title: Client Intelligence Group Officer Job Responsibilities: - Serve as... Client Intelligence Group (CIG) Officer, leading and coordinating the... delivery of complex and time-sensitive research products for key internal stakeholders. - Independently execute investigative due diligence and risk assessments. - Present...
Job Title: Senior Trust Officer Job Responsibilities: - Administer and manage... complex trust relationships within client accounts, utilizing deep experience and technical understanding. - Act as the primary point of contact for clients on trust account relationships, ensuring regular communication and overall trust...
Job Title: Senior Trust Officer Job Responsibilities: - Administer and oversee... complex trust relationships within an assigned book of client trust accounts, demonstrating proficiency and sound judgment in fiduciary discretion. - Serve as the primary point of contact for clients on trust account...
Financial Services - Global Compliance and Reporting - Real... Tax Functional Leader across compliance, advisory, or annuity tax... service delivery. - Lead tax processes by directing and coordinating day-to-day interactions with the team. - Review engagement work product and drive the delivery...
Financial Services - Global Compliance and Reporting - Private... a globally connected team of private equity professionals. Your primary responsibilities will include managing all tax compliance and consulting projects for... active business entities across various sectors. This involves working throu...
Financial Services - Global Compliance and Reporting - Private... private equity-backed companies across various business industries and varied entity structures, such as corporate, partnership, domestic, and foreign. Some of the key responsibilities include: - Managing all tax compliance and consulting pr...
Financial Services - Global Compliance and Reporting - Real... of tax consulting and compliance projects. Key responsibilities include: -... Analyzing a portfolio of complex tax operations to provide meaningful business insights. - Identifying potential opportunities and risks and communicating these to clients. -...
Financial Services - Global Compliance and Reporting - Private... Responsibilities: - Manage all tax compliance and consulting projects for... active business entities across various sectors. - Oversee the implementation of post-transaction tax operating plans and prepare income tax filings. - Prepare and audit...
Financial Services - Global Compliance and Reporting - Private... Responsibilities: - Manage all tax compliance and consulting projects for... active business entities across various business sectors. - Handle tax reporting implications of transactions, including tracking purchase accounting, working with debt transactions, and...
Financial Services - Global Compliance and Reporting - Private... for managing all tax compliance and consulting projects for... active business entities across various business sectors. Your role will involve: - Overseeing the implementation of post-transaction tax operating plans. - Preparing income tax...
Financial Services - Global Compliance and Reporting - Private... Responsibilities: - Manage all tax compliance and consulting projects for... active business entities across various sectors. - Oversee implementation of post-transaction tax operating plans. - Prepare income tax filings and audit income tax provisions. -...
Financial Services - Global Compliance and Reporting - Private... Responsibilities: - Manage all tax compliance and consulting projects for... active business entities across various sectors. - Oversee tax reporting implications of transactions, including tracking purchase accounting, working with debt transactions, and modeling...
Financial Services - Global Compliance and Reporting - Private... role in managing tax compliance and consulting projects for... sectors. Key responsibilities include: - Managing all tax compliance and consulting projects, including... tracking purchase accounting, working with debt transactions, and modeling c...
Financial Services - Global Compliance and Reporting - Private... Responsibilities: - Manage all tax compliance and consulting projects for... active business entities across various sectors. - Work through tax reporting implications of transactions, including tracking purchase accounting, working with debt transactions, and...
Title Wealth Management Trusts & Estates Tax Operations, Vice President Job Responsibilities - Serve as a subject matter expert for fiduciary tax matters. - Support global trust teams on all tax matters including estate and gift tax, generation-skipping transfer tax, fiduciary...
Job Title: Senior Trust Officer Job Responsibilities: The Senior Trust Officer... is responsible for the... knowledge and expertise, such as IRAs, Charitable/Philanthropic Accounts, ILITs, and Estates. The officer will likely collaborate as... part of a team of experts administering accounts, with...
Chief Compliance Officer - Investment Management... Chief Compliance Officer Opening in Calfee's... Opportunity for a Chief Compliance Officer in the Investment... Management group group. The Chief Compliance Officer is responsible for... maintaining, and monitoring regulatory compliance standards for...
Chief Compliance Officer - Investment Management... Chief Compliance Officer Opening in Calfee's... Opportunity for a Chief Compliance Officer in the Investment... Management group group. The Chief Compliance Officer is responsible for... maintaining, and monitoring regulatory compliance standards for...
Chief Compliance Officer - Investment Management... Chief Compliance Officer Opening in Calfee's... Opportunity for a Chief Compliance Officer in the Investment... Management group group. The Chief Compliance Officer is responsible for... maintaining, and monitoring regulatory compliance standards for...
Job Title: Wealth Management Compliance Officer Job Responsibilities: The role of... a Wealth Management Compliance Officer involves a variety... tasks aimed at ensuring compliance within the Wealth Management... to the Wealth Management business. - Developing and drafting compliance policies and procedures by... coll...
Title: Senior Lead Trust Advisor - Special Needs Trust Job Responsibilities: The Senior Lead Trust Advisor is tasked with providing personalized advice and wealth management services specifically related to Special Needs Trusts for high-net-worth (HNW) and ultra-high-net-worth (UHNW) clients. Key responsibilities...
Regulatory Change Management Officer - Vice President Level... Job Description: - Work with the Regulatory Change Management Team as a Subject Matter Expert to identify and oversee the implementation of new or changes to existing laws, rules, regulations...
Vice President, Chief Privacy Officer Job Responsibilities: Strategic Leadership - Develop and... privacy professionals and attorneys. - Partner with executive leadership to integrate privacy considerations into business strategy. - Serve as the organization's primary privacy spokesperson to regulators, customers, and stakeholders. Program Management & Compliance - Oversee...
Vice President, Chief Privacy Officer Job Responsibilities: Strategic Leadership - Develop and... privacy professionals and attorneys. - Partner with executive leadership to integrate privacy considerations into business strategy. - Serve as the organization's primary privacy spokesperson to regulators, customers, and stakeholders. Program Management & Compliance - Oversee...
Vice President, Chief Privacy Officer Job Responsibilities: Strategic Leadership: - Develop and... privacy professionals and attorneys. - Partner with executive leadership to integrate privacy considerations into business strategy. - Serve as the organization's primary privacy spokesperson to regulators, customers, and stakeholders. Program Management & Compliance: - Overs...
Vice President, Chief Privacy Officer Job Responsibilities: 1. Strategic Leadership: -... - Partner with executive leadership to integrate privacy considerations into business strategy. - Serve as the primary privacy spokesperson to regulators, customers, and stakeholders. 2. Program Management & Compliance: - Oversee g...