advice, including Regulation Best Interest, the Investment Advisers Act, and applicable FINRA rules and state securities... regulations. - Conduct legal, factual, and benchmarking research and prepare summaries of risk/legal analysis. - Review marketing, training, and other field-facing materials. - Assist with drafting v...
Title Legal Affairs Manager Job Responsibilities - Provide legal support on managed account offerings, including discretionary and non-discretionary accounts. - Offer legal guidance on the company's core value proposition of providing goal-based advice, either through Comprehensive Advice or Foundational Advice....
Title Legal Affairs Manager Job Responsibilities - Provide legal support for the company's advisory products and services for retail customers within the General Counsel's Office (GCO), specifically the Advice and Wealth Management Practice Group. - Support the Retail Investment Advice Legal...
spotting and application of federal securities laws affecting retail investment advice, including Regulation Best Interest, the Investment Advisers Act, FINRA rules, and state securities... regulations. - Conduct legal, factual, and benchmarking research and prepare summaries of risk/legal analysis. - Re...
Job Title: Paralegal (Associate) Job Responsibilities: The Paralegal (Associate)... at the company will be part of the in-house Legal team supporting the corporate and funds distribution group. The role involves various responsibilities that include: - Drafting, reviewing, and maintaining investment fund distribution agreements,...
Job Title: Paralegal, Litigation Job Responsibilities: The Paralegal in... its officers, and its employees. This includes handling third-party subpoenas issued in arbitration proceedings, as well as civil and criminal litigation cases. Under direct supervision, the Paralegal also manages requests for... the certificati...
Title: Securities Transaction and Compliance Coordinator Job Responsibilities: The Securities Transaction and Compliance Coordinator at the law firm is tasked with several critical responsibilities. The role primarily involves administering and supporting the internal pre-clearance policies and protocols for the purchase or...
Title: Securities Transaction and Compliance Coordinator Job Responsibilities: The Securities Transaction and Compliance Coordinator will be responsible for a variety of duties related to securities transactions and compliance within the law firm's Office of General Counsel. The key responsibilities include: - Reviewing, analyzing,...
Title: Equity Derivatives Contract Negotiator Job Responsibilities: - Negotiate a diverse array of trading agreements including ISDA Master Agreements, Master Confirmation Agreements (MCAs), bespoke equity confirmations, Futures & OTC Clearing agreements, Cleared Derivative Execution Agreements (CDEAs), MSFTAs, Collateral Control Agreements (CCAs), and...
Title: Equity Derivatives Contract Negotiator Job Responsibilities: - Negotiate a diverse array of trading agreements such as ISDA Master Agreements, Master Confirmation Agreements (MCAs), bespoke equity confirmations, Futures & OTC Clearing agreements, Cleared Derivative Execution Agreements (CDEAs), MSFTAs, Collateral Control Agreements (CCAs),...
Title: Securities Transaction and Compliance Coordinator Job Responsibilities: The Securities Transaction and Compliance Coordinator will be responsible for administering and supporting the law firm's internal pre-clearance policies and protocols for the purchase or sale of any security. Key responsibilities include:...
Senior Corporate Paralegal - Hybrid Schedule -... Seeking experienced Senior Corporate Paralegal for a hybrid schedule... position - Must have experience in startups, mergers & acquisitions, and capital markets - Work schedule is hours per week, Monday-Friday - Onsite...
H1: Senior Corporate Paralegal Law Firm ... Qualifications Benefits and Compensation Details Senior Corporate Paralegal Apply Locations: -... Silicon Valley - New York - San Francisco - Seattle - Santa Monica Time Type: Full-Time...
H1: Senior Corporate Paralegal - Law Firm H2:... Job Title: Senior Corporate Paralegal - Hybrid Schedule, Startup,... for a Senior Corporate Paralegal with experience in startups,... mergers and acquisitions, and capital markets. - Position can be based in any...
H1: Senior Corporate Paralegal - Hybrid Schedule, West... Senior Corporate Paralegal - Hybrid Schedule, West... Job Title: Senior Corporate Paralegal Location: Silicon Valley, New... Job Description Summary: We are currently seeking a Senior Corporate Paralegal with exper...
H1: Senior Corporate Paralegal - Join a Leading... for a Senior Corporate Paralegal in a Dynamic and... Job Title: Senior Corporate Paralegal Job Description: ... Seeking a Senior Corporate Paralegal with experience in Startups,... Mergers & Acquisitions, and Capital...
Title: Capital Markets Group Paralegal Job Responsibilities: As a Capital Markets... Group Paralegal at the law firm,... you will be instrumental in providing quality legal services to clients. Your role will encompass a range of tasks that require precision, attention to detail,...
Title: Capital Markets Group Paralegal Job Responsibilities: As a Capital Markets... Group Paralegal, you will be responsible... for supporting the delivery of quality legal services to clients through various technical tasks that require precision, attention to detail, excellent organizational skills, and proficient...
Title: Capital Markets Group Paralegal Job Responsibilities: As a Capital Markets... Group Paralegal at the law firm,... you will support the delivery of quality legal services to clients by performing technical tasks that require accuracy, attention to detail, strong organizational skills, strong...
Paralegal II Job Category: Paralegals/Staff Timekeepers... is actively recruiting a Paralegal II. This position assists... lawyers and non-attorney timekeepers with the preparation of complex legal documents, mid-level legal research activities, and other tasks related to the Corporate practice area. The role...
The Securities/Blue Sky Paralegal at Greenberg Traurig (GT)... is a highly skilled professional with a minimum of 5 years of corporate securities experience within a law firm. This role is responsible for providing organizational and practice-specific assistance to attorneys...
Job Title: Senior Corporate Paralegal Job Responsibilities: The Senior Corporate Paralegal... will be primarily responsible... for providing legal support in the areas of Capital Markets, Startups, and Mergers & Acquisitions. The position requires the following specific duties: - Capital Markets and Public Companies:...
Job Title: Securities Paralegal Job Responsibilities: The Securities Paralegal supports... Principals and Associates in securities-related arbitration, mediation, and court case matters. Key responsibilities include: - Performing legal research. - Gathering and analyzing documents. - Preparing and filing state registration documents. - Assisting with arbitration/trial scheduling and...
ADR Litigation Paralegal - Legal Support at... Overview: The ADR Litigation Paralegal position at a leading... perfect for a mid-level paralegal with a strong background... in litigation support. This role offers an opportunity to work closely with attorneys and manage...
Title: Knowledge Management Data Steward – Transactions & Regulatory Job Responsibilities: - Serve as the primary data steward for Corporate Transactions related data assets across repositories and systems, including tracking data for M&A, finance, capital markets, regulatory filings, and related matters. - Design,...
Title: Knowledge Management Data Steward – Transactions & Regulatory Job Responsibilities: The Knowledge Management Data Steward is responsible for maintaining the quality, integrity, and consistency of data that supports the law firm's Corporate and Regulatory practices. The role involves working closely with...
Title: Knowledge Management Data Steward – Transactions & Regulatory Job Responsibilities: The Knowledge Management Data Steward for Transactions & Regulatory at the law firm will be responsible for ensuring the quality, integrity, and consistency of data supporting the firm's Corporate and Regulatory...
Title: Knowledge Management Data Steward – Transactions & Regulatory Job Responsibilities: The Knowledge Management Data Steward is responsible for ensuring the quality, integrity, and consistency of data supporting the corporate and regulatory practices within the law firm. Key responsibilities include: - Serving as...
Title: Knowledge Management Data Steward – Transactions & Regulatory Job Responsibilities: The Knowledge Management Data Steward for Transactions & Regulatory at the law firm is tasked with maintaining the quality, integrity, and consistency of data that supports the firm's Corporate and Regulatory...
Title: Knowledge Management Data Steward – Transactions & Regulatory Job Responsibilities: - Serve as the primary data steward for Corporate Transactions related data assets across repositories and systems, including tracking data for M&A, finance, capital markets, regulatory filings, and related matters. - Design,...
Title: Knowledge Management Data Steward – Transactions & Regulatory Job Responsibilities: The Knowledge Management Data Steward will be responsible for maintaining the quality, integrity, and consistency of data supporting the law firm's Corporate and Regulatory practices. As a member of the Knowledge...
Title: Knowledge Management Data Steward – Transactions & Regulatory Job Responsibilities: The Knowledge Management Data Steward at the law firm will play a crucial role in maintaining the quality, integrity, and consistency of data supporting the firm's Corporate and Regulatory practices. This...
Title: Knowledge Management Data Steward – Transactions & Regulatory Job Responsibilities: The Knowledge Management Data Steward is tasked with ensuring the quality, integrity, and consistency of data that supports the Corporate and Regulatory practices within the law firm. The role is integrated...
Title: Knowledge Management Data Steward – Transactions & Regulatory Job Responsibilities: The Knowledge Management Data Steward is entrusted with maintaining the quality, integrity, and consistency of data supporting the law firm's Corporate and Regulatory practices. This role involves close collaboration...
Title: Knowledge Management Data Steward – Transactions & Regulatory Job Responsibilities: The Knowledge Management Data Steward at a law firm is tasked with ensuring the quality, integrity, and consistency of data that supports the Corporate and Regulatory practices of the firm. Key...
Summary: The law firm of Patomak Global Partners is seeking an experienced Associate/Manager to join our growing team in New York City. This position will focus on CFTC/derivatives regulatory and compliance issues for our clients in the financial services...
The candidate will have broad responsibility and scope and involves a wide variety of corporate and securities matters. Applicants should be detail-oriented and eager to learn and grow. As a paralegal with will use independent... judgement while prioritizing competing assignments....
Title: Legal Wealth Advisor II Job Responsibilities: A Legal Wealth Advisor II is tasked with the origination and ongoing management of a profitable loan, deposit, fee income, and non-interest income portfolio from attorneys and small to mid-sized law firms. This involves developing...
Title: Legal Wealth Advisor II Job Responsibilities: A Legal Wealth Advisor II is tasked with the origination and ongoing management of a profitable portfolio that includes loans, deposits, fee income, and non-interest income from attorneys and small to mid-sized law firms. The...
Title:** Legal Wealth Advisor II **Job Responsibilities:** A Legal Wealth Advisor II is tasked with managing and expanding a portfolio of clients primarily consisting of small to mid-sized law firms and attorneys. The role focuses on the origination and ongoing management of...
Job Title: Paralegal, Litigation Job Responsibilities: The Paralegal, Litigation... position entails providing comprehensive paralegal support with a focus... on drafting correspondence, reviewing, and responding to subpoenas and information requests. Key responsibilities include: - Reviewing, organizing, and tracking court, arbitration, and administrative subpoena requests...
Job Title: Paralegal, Litigation Job Responsibilities: - Provides paralegal... support by drafting correspondence... and reviewing and responding to subpoenas and information requests. - Conducts legal research and proofreads legal documents as assigned. - Reviews, organizes, and tracks court, arbitration, and administrative subpoena requests and...
the best **Members Only** positions, but we also have the most. ## Paralegal - **Job Summary:** (... WSS ) has an immediate need for a paralegal with at least three... (3) years of experience. This position requires an experienced, well-...
is the Atlanta outpost of an international firm. Although this firm is international, it still has a decidedly regional feel to it, and it international only to service certain valued clients. Life is reasonably good in the Atlanta...
industry. We not only have the best **Members Only** positions, but we also have the most. Litigation Paralegal The candidate will review... documents for relevance; organize responsive documents for review by the attorneys for production purposes and use at up...
legal industry. We not only have the best **Members Only** positions, but we also have the most. Litigation Paralegal - Securities Duties: Collection... and organization of documents and information from various arbitration and securities matters at the firm. Assist...
large international New York law firm founded in 1934 has established a full-service presence. Clients include large corporations and individuals as well as small and medium-sized businesses. The firm represents a wide range of industrial, financial and commercial enterprises, both...
legal industry. We not only have the best **Members Only** positions, but we also have the most. Paralegal - Litigation - Financial Services Disputes & Investigations The candidate under the supervision of the Paralegal Managers and supervises lawyers,... the Paraleg...
legal industry. We not only have the best **Members Only** positions, but we also have the most. Paralegal - Litigation - Financial Services Disputes & Investigations The candidate under the supervision of the Paralegal Managers and supervises lawyers,... the Paraleg...
legal industry. We not only have the best **Members Only** positions, but we also have the most. Paralegal - Litigation - Financial Services Disputes & Investigations The candidate under the supervision of the Paralegal Managers and supervises lawyers,... the Paraleg...