Title: Senior Vice President, Counsel Job Responsibilities: - Report... and operational services. - Provide general legal support to the... broker-dealer, registered investment adviser, and... technology affiliates as needed. - Advise on new product development and regulatory risk management decisions. - Provide business leaders...
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The... Senior Director, Corporate Counsel at the company will... be an integral part of the Legal Risk Sustainability Compliance (LRSC) Team. This role is dedicated to supporting the company's real estate investment...
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The... Senior Director, Corporate Counsel will be part of... will act as in-house counsel dedicated to supporting the... company's real estate investment funds. The primary responsibilities include: - Advising on legal and regulatory...
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The... Senior Director, Corporate Counsel will join the Legal... company, acting as in-house counsel for the company's real... estate investment funds. Key responsibilities include: - Advising on legal and regulatory matters connected to...
Senior Director, Senior Managing Counsel Job Responsibilities: - Report to the... and technology services. - Provide general legal support to the... broker-dealer and registered investment adviser... as needed. - Advise on new product development and regulatory risk management decisions. - Keep informed on legislation a...
Title: Senior Vice President, Counsel Job Responsibilities: - Report to... operational services. - Provide general legal support to the... broker-dealer, registered investment adviser, and... technology affiliate as needed. - Advise on new product development and regulatory risk management decisions. - Provi...
Title: Senior Vice President, Counsel Job Responsibilities: - Report to the... and operational services within Pershing. - Provide general legal support to broker-dealer,... registered investment adviser, and... technology affiliate as needed. - Advise on new product development and regulatory risk management decisions. - Provide busin...
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The... Senior Director, Corporate Counsel - Investment Fund will... involves serving as in-house counsel dedicated to supporting the... company's real estate investment funds. The key responsibilities include: - Advising on a broad range...
Senior Director, Senior Managing Counsel Job Responsibilities: - Report... of advisory, custody, operational, and technology services. - Provide general legal support to the... broker-dealer and registered investment adviser... as needed. - Advise on new product development and regulatory risk manageme...
Senior Director, Senior Managing Counsel Job Responsibilities: The Senior Director, Senior... Managing Counsel at Company plays a... pivotal role in the Legal department, reporting directly to the Head of Legal for Company Pershing/Company Wealth Services. The primary responsibilities include: - Acting as a...
Title: Associate, HONORS Program Job Responsibilities: **Members Only** Enforcement Associates, Honors Program make meaningful contributions to Enforcement’s investigations and decisions about whether to bring disciplinary actions against individuals and firms in the financial industry. Honors Associates gain substantive hands-on legal experience that develops...
Title Transportation Associate Attorney Job Responsibilities The Transportation Associate Attorney will join the Transportation Practice at a law firm, where they will be extensively involved in the defense of the trucking industry. The responsibilities include representing freight carriers, transportation brokers, truck...
Job Title: Counsel – Real Estate Job Responsibilities: As... Counsel – Real Estate, the... candidate will be integral in supporting the company's real estate operations across the Americas. The role involves collaborating with a dynamic legal team and working closely with leadership...
Job Title: Associate General Counsel Wealth Job Responsibilities: -... business, which includes RIA, Broker Dealer, and Trust (including... Delaware trust) offerings and services. - Develop and support the implementation of legal assessments, interpretations, recommendations, and opinions on laws, policies, and regula...
Job Title: Associate General Counsel Wealth Job Responsibilities: - Advise... senior management and other stakeholders on a wide range of legal and compliance issues concerning all aspects within the Bank’s full-service wealth management business, which includes RIA, Broker Dealer, and Trust (including......
Job Title: Associate General Counsel Wealth Job Responsibilities: - Advise... business, which encompasses RIA, Broker Dealer, and Trust offerings... and services. - Develop and implement legal assessments, interpretations, recommendations, and opinions on laws, policies, and regulatory issues. - Assist Compliance and Risk colleagues in...
Job Title: Senior Legal Counsel Job Responsibilities: - Support the Associate... General Counsel in advising and... supporting... a wide range of legal matters across global business units with a focus on: - Assisting product teams in the design and implementation of new...
Job Title: Trade Finance Counsel Job Responsibilities: - Provide legal support... an SEC-registered broker dealer. - Counsel on legal and regulatory... the supervision of the General Counsel for CIB in... the... US. - Draft an...
Title: D&O Insurance Coverage Associate Job Responsibilities: The D&O Insurance Coverage Associate will be joining the law firm's esteemed Global Insurance Department. The candidate will be responsible for analyzing professional liability coverage issues and preparing coverage opinions. The role is focused on...
Title: Corporate Capital Markets - Associate (Mid-Level) Job Responsibilities: The position of Corporate Capital Markets - Associate (Mid-Level) at the law firm involves significant responsibilities in the realm of corporate transactions with a particular focus on Capital Markets. The candidate will engage...
Job Title: General Counsel, Commercial Experience: 7-15... Up to 10% H1: Join Our Growing Company as General Counsel, Commercial in Hartford,... CT H2: Legal Job Opportunity: General Counsel, Commercial at Leading... Parking Company Summary: LAZ Parking, on...
Title: Alternative Investment & Private Markets Attorney Job Responsibilities: The Alternative Investment & Private Markets Attorney will join Company’s Wealth Management Legal and Compliance Division as a Vice President. The primary responsibilities include providing legal coverage for the Alternative Investments and...
Job Title: Associate General Counsel Job Responsibilities: The... Associate General Counsel will be responsible... senior management and other stakeholders on legal and compliance issues within the Bank’s wealth management business, including RIA, Broker Dealer, and Trust offerings... and services....
Job Title: Associate General Counsel Job Responsibilities: The Associate General... Counsel will play a... to the Senior Associate General Counsel, Head of Wealth... Legal, this position involves providing comprehensive legal guidance across the entirety of the Wealth Management business. The responsibilities include...
Job Title: Associate General Counsel Job Responsibilities: The Associate General... Counsel will be tasked... on a wide range of legal and compliance issues within the company's full-service wealth management business, which includes RIA, Broker-Dealer, and Trust offerings and... services. Key responsibilities...
Advisor Attorney-Vice President, Assistant General Counsel Job Responsibilities: - Manage legal... coverage for the . Funds Management business. - Oversee the creation and management of mutual funds and exchange-traded funds. - Advise on regulatory developments and their implementation. - Provide legal support to the company...
Advisor Attorney-Vice President, Assistant General Counsel Job Responsibilities: - Manage... legal coverage for the . Funds Management business. - Oversee the creation and management of mutual funds and exchange-traded funds. - Advise on regulatory developments and their implementation. - Provide legal...
Advisor Attorney-Vice President, Assistant General Counsel Job Responsibilities: - Manage legal... coverage for the . Funds Management business. - Oversee the creation and management of mutual funds and exchange-traded funds. - Advise on regulatory developments and their implementation. - Provide legal support to the company...
Job Title: Senior Legal Counsel Job Responsibilities: The Senior Legal Counsel... is responsible for reviewing... requirements and guidelines, particularly focusing on digital and internet communications such as websites, email, and social media posts. The role involves facilitating compliance with broker-dealer and inve...
Title: 40 Act Attorney Job Responsibilities: The 40 Act Attorney at the company will be responsible for several key duties related to registered investment products, including privately offered business development companies (BDCs), non-traded BDCs, and non-listed real estate investment trusts (REITs). The...
Job Title Counsel Job Responsibilities - Provide... well-researched legal advice and counsel to business partners on... legal matters. - Enable management and key decision-makers to assess legal risks of various courses of action to support company business initiatives and risk...
Title: Sr. Claims Specialist - Financial Institutions Job Responsibilities: The Sr. Claims Specialist for Financial Institutions at the company is tasked with managing a broad range of Management Liability Claims. This includes handling claims related to Bankers Professional Liability (BPL), Investment Advisors,...
Title: Sr. Claims Specialist - Financial Institutions Job Responsibilities: - Handle and manage various Management Liability Claims including Bankers Professional Liability (BPL), Investment Advisors, Private Equity Errors and Omissions (E&O)/D&O, and Insurance Company Professional Liability (ICPL). Experience with Transactional Liability claims such...
Title: Sr. Claims Specialist - Financial Institutions Job Responsibilities: - Handle and manage a diverse range of Management Liability Claims, including Bankers Professional Liability (BPL), Investment Advisors, Private Equity Errors and Omissions (E&O)/D&O, and Insurance Company Professional Liability (ICPL). Experience with Transactional...
Title: Sr. Claims Specialist - Financial Institutions Job Responsibilities: - Handle and manage a wide variety of Management Liability Claims, including Bankers Professional Liability (BPL), Investment Advisors, Private Equity Errors and Omissions (E&O)/D&O, and Insurance Company Professional Liability (ICPL). Experience with Transactional...
Title: Senior Claims Specialist - EPL/Fiduciary Job Responsibilities: - Manage complex Employment Practices Liability (EPL) claims and determine appropriate valuation and settlement strategies while ensuring adherence to company policies. - Develop knowledge and expertise in Fiduciary Claims, with experience in this area being...
determining appropriate valuation, settlement strategies, and ensuring adherence to company policies. - Attend mediations and monitor trials as necessary. - Draft coverage correspondence on primary claims, negotiate complex coverage issues, and recommend outside coverage counsel when warranted. - Mentor junior... claims adjusters. - Suppor...
Job Title: Director, Legal Counsel Job Responsibilities: The Director, Legal Counsel... at the company will... support multiple retail-focused broker-dealer and investment adviser business... units. The individual will work daily with managers, directors, and managing director-level business clients, serving as a trusted counselor....
Job Title: SVP, Associate General Counsel, Chief Privacy Officer Job... Senior Vice President, Associate General Counsel at the company... will serve as a visible leader, providing legal and policy advice on privacy, technology development, cybersecurity, incident response, data governance, and artificial...
Job Title: SVP, Associate General Counsel, Chief Privacy Officer Job... Senior Vice President, Associate General Counsel at the company... will serve as a prominent leader, providing legal advice on privacy, technology development, cybersecurity, incident response, data governance, and artificial intelligence (AI)...
Job Title: SVP, Associate General Counsel, Chief Privacy Officer Job... Senior Vice President, Associate General Counsel at the company... is a pivotal leadership role within the legal department, tasked with managing a team of privacy attorneys and professionals. The CPO is...
Job Title: SVP, Associate General Counsel, Chief Privacy Officer... Job Responsibilities: The SVP, Associate General Counsel, Chief Privacy Officer... is a pivotal leadership role within the company, responsible for overseeing privacy, technology development, cybersecurity, incident response, data governance, and artificial...
Job Title: SVP, Associate General Counsel, Chief Privacy Officer... Job Responsibilities: The SVP, Associate General Counsel, Chief Privacy Officer... at the company is responsible for leading a team of dedicated privacy attorneys and professionals. This role involves providing guidance on...
Job Title: SVP, Associate General Counsel, Chief Privacy Officer... Job Responsibilities: - Lead a team of dedicated privacy attorneys and professionals, providing guidance on substantive legal issues and contributing to their career development. - Serve as a member of various...
Title: M&A, Private Equity, Capital Markets & Finance Associate Job Responsibilities: The M&A, Private Equity, Capital Markets & Finance Associate at the law firm will be involved in a variety of corporate and finance transactional work. The responsibilities include: - Engaging in complex...
Job Title: Director, Managing Counsel Job Responsibilities: - Report... technology services. - Provide general legal support to the... broker-dealer and registered investment adviser... as needed. - Advise on new product development and regulatory risk management decisions. - Keep informed on...
Job Title: Director, Managing Counsel Job Responsibilities: - Report to... operational, and technology services. - Provide general legal support to the... broker-dealer and registered investment adviser... as needed. - Advise on new product development and regulatory risk management decisions. - Keep...
Job Title: Director, Managing Counsel Job Responsibilities: - Report to... operational, and technology services. - Provide general legal support to the... broker-dealer and registered investment adviser... as needed. - Advise on new product development and regulatory risk management decisions. - Keep...
experience or a senior counsel with at least eight... team in Tucson. The ideal candidate will have experience in investment management matters, including regulatory compliance, private fund formation, and general corporate on investment... adviser, investment company, and broker-dealer regulator...