Job Title: Counsel, Funds & Investment Management Job Responsibilities: -... company's sub-advised fund and funds of funds business by... negotiating and drafting sub-advisory agreements, commenting on registration statements, engaging in the sub-advised funds’ 15(c) process, and assisting with responses to sub-advised client...
objectives. - Serve as a subject matter expert for mutual fund regulatory filings. - Assist... with internal and external meetings, including drafting agendas, taking minutes, and preparing materials. - Support the company's registered fund business by drafting and submitting SEC filings for the...
Title: Head of Digital Financial Crimes Compliance, Managing Director Job Responsibilities: The Head of Digital Financial Crimes Compliance, Managing Director, is tasked with the oversight, design, and delivery of integrated systems and controls related to digital assets at the company. This role...
Title: Counsel, Legislative & Regulatory Job Responsibilities: The Counsel, Legislative & Regulatory role at the company involves providing expert legal guidance concerning ongoing and new legislative and regulatory requirements that impact the company and its product ranges across North America, Australia,...
Title: Project Finance Closing Specialist Job Responsibilities: - Coordinate with Project Finance Managers to transition transactions from the marketing stage to the closing stage. - Monitor the collection and review of due diligence items from the project sponsor. - Work closely with legal counsel...
Title: IED, Documentation Negotiator - Associate Job Responsibilities: - Negotiate a comprehensive range of trading agreements, including but not limited to ISDA Master Agreements, Credit Support Annexes, stock loan agreements, prime brokerage agreements, listed derivative trading agreements, OTC clearing agreements, tri-party control...
Title: Senior Tax Manager, Asset Management Job Responsibilities: - Build and manage client relationships while overseeing a portfolio of large clients, acting as the primary contact for both internal and external clients. - Manage relationships at a senior level with large clients, providing...
Title: Senior Tax Manager, Asset Management Job Responsibilities: - Build and manage client relationships while overseeing a portfolio of large clients, acting as the primary contact for both internal and external clients. - Manage relationships at a senior level with large clients, providing...
Title: Legal, Vice President (VP) Job Responsibilities: - Responsible for keeping current with legal developments and coordinating the communication of such developments to clients, while proactively applying these developments to clients’ situations. - Serves as a mentor or developer for...
Job Title: Mutual Fund Attorney Job Responsibilities:... of regulatory filings for mutual funds and registered investment... advisers, including registration statements, prospectus supplements, shareholder reports, and proxy statements. - Develop and present materials for quarterly Board meetings and record minutes for...
Management Attorney – Registered Funds (ETF), Vice President Job... Management Attorney – Registered Funds (ETF), Vice President at... the company operates at the intersection of finance and law, providing counsel and advice to support activities across the organization. The attorney's...
implementing, and maintaining a comprehensive written compliance program for the Wilmington Funds Family. This includes developing... policies and procedures reasonably designed to prevent violations of applicable federal securities laws. - Annual Review: Conducting and documenting an annual review of the ad...
expanding line-up of ETFs, mutual funds, and interval funds. -... and launch of industry-leading ETFs by preparing regulatory documents and advising business teams. - Provide guidance on regulatory and legal issues impacting the company’s ETF, mutual fund, and investment advisory... businesses; coordinat...
Title: GPB Wealth Management Investment Solutions Attorney - Vice President, Assistant General Counsel Job Responsibilities: As a GPB Wealth Management Investment Solutions Attorney - Vice President, Assistant General Counsel, the candidate will be responsible for providing strategic legal support to the...
by preparing and submitting regulatory filings with the SEC accurately, timely, and in compliance with legal standards. The filings involve submissions on behalf of the company and its affiliates' variable and registered index-linked annuities, exchange-traded funds (ETFs), and mutual...
various acts such as the Investment Company Act, Investment Advisers Act, Securities Act of 1933, and Securities and Exchange Act of 1934. - Prepare drafts of regulatory documents for different types of funds including mutual funds, exchange-traded funds, and... closed-end...
the Investment Company Act, Investment Advisers Act, Securities Act of 1933, and Securities and Exchange Act of 1934. - Prepare drafts of regulatory documents for various mutual funds, exchange-traded funds, and... closed-end funds for filing with the... . Securities and Exchang...
Company Act, Investment Advisers Act, Securities Act of 1933, and Securities and Exchange Act of 1934. - Prepare drafts of regulatory documents for various mutual funds, exchange-traded funds, and... closed-end funds for filing with the... . Securities and Exchange Commission...
Title Non-Market Risk Manager/Document Negotiator Job Responsibilities The Non-Market Risk Manager/Document Negotiator position is within the Institutional Equity Division (IED) of the company, focusing on regulatory issues, documentation, and other non-market risk matters for swaps and derivatives. The role encompasses a variety of...
Title Manager Account Executive – . Consumer Fintech Partnerships Job Responsibilities As a Manager, Account Executive – . Fintech Partnerships, the primary responsibilities include managing a portfolio of strategic growth accounts, specifically targeting emerging fintech innovators. These accounts are spread...
Counsel - Equity & Funds Practice Job Responsibilities: - Assume primary... focusing on equity and funds transactions across all industry... on the Disruptive Technology services and Funds department. This also involves... supporting manufacturing, agribusiness and services, financial institutions, infrastructure in their equ...
Counsel - Equity & Funds Practice Job Responsibilities: - Assume... focus on equity and funds transactions across all industry... focus on Disruptive Technology services and Funds Department (CSF), as well... as supporting manufacturing, agribusiness and services, financial institutions, and infrastructure...
Title: GPB Wealth Management Investment Solutions Attorney - Vice President, Assistant General Counsel Job Responsibilities: As a Vice President and Assistant General Counsel within the Private Bank / Wealth Management Investment Solutions Legal team, the primary responsibilities include: - Providing...
Title: GPB Wealth Management Investment Solutions Attorney - Vice President, Assistant General Counsel Job Responsibilities: - Provide legal advice and support to the investment solutions business team, with a primary focus on managed investment solutions. - Address SEC regulatory and bank regulatory issues...
Title: Tax Manager - Mutual Funds Job Responsibilities: As a Tax... Manager at the company, you will utilize your expertise in accounting and taxation to provide comprehensive tax compliance and consulting services to clients within the Investment Management sector. Your responsibilities will...
Title: Tax Manager - Mutual Funds Job Responsibilities: As a Tax... Manager specializing in Mutual Funds within the Tax... Services and Business Tax department, the candidate will be responsible for delivering tax compliance and consulting services to Investment Management clients. This involves...
Title: Tax Manager - Mutual Funds Job Responsibilities: As a Tax... Manager in the Mutual Funds sector, you will... be expected to utilize your expertise in accounting and taxation to deliver tax compliance and consulting services to Investment Management clients. Your primary...
Title: Tax Manager - Mutual Funds** **Job Responsibilities:** As a Tax... Manager in the Mutual Funds sector, the individual... will be responsible for leveraging their expertise in accounting and taxation to deliver comprehensive tax compliance and consulting services to Investment Management clients....
Title: Tax Manager - Mutual Funds Job Responsibilities: As a Tax... Manager specializing in Mutual Funds within the Tax... Services Business Tax department, you will be engaged in a dynamic role that involves leveraging your expertise in accounting and taxation to...
Title: Tax Manager - Mutual Funds Job Responsibilities: As... a Tax Manager for Mutual Funds, the candidate will... be responsible for leveraging their experience in accounting and taxation to provide tax compliance and consulting services to Investment Management clients. Key...
Title: Tax Manager - Mutual Funds Job Responsibilities: As a Tax... Manager specializing in mutual funds within the department,... the candidate will be responsible for leveraging their expertise in accounting and taxation to deliver tax compliance and consulting services to Investment Management...
Title: Tax Manager - Mutual Funds Job Responsibilities: As a Tax... Manager specializing in Mutual Funds, the primary responsibility... is to provide tax compliance and consulting services to Investment Management clients. The role involves the day-to-day management of accounts by delivering tax...
Title: Tax Manager - Mutual Funds Job Responsibilities: As a Tax... Manager specializing in Mutual Funds within the Tax... Services department at the company, you will be tasked with a variety of responsibilities aimed at providing tax compliance and consulting services to...
Title: Tax Manager - Mutual Funds Job Responsibilities: As a Tax... Manager specializing in mutual funds, the candidate will... leverage their expertise in accounting and taxation to deliver tax compliance and consulting services to clients in the Investment Management sector. Key responsibilities...
Title: Tax Manager - Mutual Funds Job Responsibilities: As... Tax Manager in the Mutual Funds sector, you will... be responsible for leveraging your expertise in accounting and taxation to deliver tax compliance and consulting services to clients within the Investment...
Title: Tax Manager - Mutual Funds Job Responsibilities: As a Tax... Manager specializing in Mutual Funds within the Tax... Services of the Business Tax department, the primary responsibilities include leveraging experience in accounting and taxation to deliver tax compliance and consulting services...
Title: Tax Manager - Mutual Funds Job Responsibilities: As a Tax... Manager for mutual funds, the role primarily... involves leveraging expertise in accounting and taxation to deliver specialized tax compliance and consulting services to clients in the Investment Management sector. The responsibilities...
Title: Tax Manager - Mutual Funds Job Responsibilities: As a Tax... in the realm of mutual funds, the candidate will... be responsible for leveraging their expertise in accounting and taxation to offer tax compliance and consulting services to clients in the Investment...
Title: Tax Manager - Mutual Funds Job Responsibilities: As a... Tax Manager specializing in mutual funds, you will leverage... your expertise in accounting and taxation to deliver comprehensive tax compliance and consulting services to clients in the Investment Management sector. Your...
Title: Tax Senior - Mutual Funds Job Responsibilities: As a Tax... Senior in the Mutual Funds sector, you will... work within an engagement team to provide tax compliance and consulting services to Investment Management clients. Your responsibilities will include: - Identifying complex tax...
Title: Tax Senior - Mutual Funds Job Responsibilities: As a Tax... Senior specializing in mutual funds, you will be... a crucial member of an engagement team, leveraging your expertise in accounting and taxation to deliver tax compliance and consulting services to Investment...
Title: Tax Senior - Mutual Funds Job Responsibilities: As... Tax Senior in the Mutual Funds sector, the candidate... will work within an engagement team, leveraging their experience in accounting and taxation to provide tax compliance and consulting services to Investment...
Title: Tax Senior - Mutual Funds Job Responsibilities: As a Tax... Senior in the Mutual Funds sector, you will... work within an engagement team to deliver tax compliance and consulting services to Investment Management clients. Your key responsibilities will include: - Identifying complex...
Title: Tax Senior - Mutual Funds Job Responsibilities: As a Tax... Senior in the mutual funds sector, your primary... responsibilities include working within an engagement team to leverage your expertise in accounting and taxation to deliver tax compliance and consulting services to...
Title: Tax Senior - Mutual Funds Job Responsibilities: As a... clients, specifically focusing on mutual funds. Your responsibilities will... include: - Identifying complex tax issues and providing tax analyses for a variety of entities and their affiliates. - Performing detailed-level reviews of tax...
Title:** Tax Senior - Mutual Funds **Job Responsibilities:** As... Tax Senior specializing in mutual funds, you will be... an integral part of an engagement team, utilizing your experience in accounting and taxation to provide comprehensive tax compliance and consulting services...
Title: Tax Senior - Mutual Funds Job Responsibilities: As... Tax Senior specializing in mutual funds, you will be... part of an engagement team providing tax compliance and consulting services to Investment Management clients. Your responsibilities will include: - Identifying complex...
Title: Tax Manager - Mutual Funds Job Responsibilities: As a Tax... Manager in the Tax Services Business Tax department, you will be responsible for leveraging your experience in accounting and taxation to provide tax compliance and consulting services to Investment Management...
Title: Tax Manager - Mutual Funds Job Responsibilities: As a Tax... Manager in the Tax Services Business Tax department, you will be responsible for providing tax compliance and consulting services to Investment Management clients. Your duties will include: - Managing accounts on...
Title: Tax Manager - Mutual Funds Job Responsibilities: As... a Tax Manager within the Tax Services of the Business Tax department, the primary responsibilities include: - Drawing on experience in accounting and taxation to provide tax compliance and consulting services...