suspected financial crimes, including money laundering, terrorist financing, market... manipulation, insider trading, trafficking, fraud, public corruption and bribery, cybercrime, and tax evasion. - Determine appropriate regulatory filing requirements, such as Suspicious Activity Reports, and notifications to law enforcement and governme...
financial crimes related to cryptocurrencies and digital assets, such as crypto-enabled money laundering, terrorist financing via... virtual currencies, illicit trafficking using blockchain, and fraud. - Determine appropriate regulatory filing requirements, including Suspicious Activity Reports (SARs), and notifications to law enforcement...
Title: VP, International & Cross Border Strategy Job Responsibilities: The VP – International / Cross Border Strategy acts as the senior Subject Matter Expert on country-specific rules related to international securities business. The role involves a high level of autonomy and requires...
a high degree of autonomy to lead Anti-Money Laundering (AML) and Financial Crimes... Management (FCM) Sanctions-related projects, programs, or processes. The role involves designing, implementing, and optimizing investigations with enterprise-level solutions impacting multiple subsidiaries of the company. The director collaborate...
advisory engagements, including Anti-Money Laundering (AML), sanctions, and fraud-related... assessments, gap analyses, and remediation efforts. - Contribute significantly to the execution of client solutions that address regulatory requirements, enhance operational efficiency, and mitigate financial crime risks. - Drive the development...
advisory engagements, including Anti-Money Laundering (AML), sanctions, and fraud-related... assessments, gap analyses, and remediation efforts. - Contribute significantly to the execution of client solutions that address regulatory requirements, enhance operational efficiency, and mitigate financial crime risks. - Drive the development...
advisory engagements, including Anti-Money Laundering (AML), sanctions, and fraud-related... assessments, gap analyses, and remediation efforts. - Contribute impactfully to the execution of client solutions that address regulatory requirements, enhance operational efficiency, and mitigate financial crime risks. - Drive the development...
advisory engagements, including Anti-Money Laundering (AML), sanctions, and fraud-related... assessments, gap analyses, and remediation efforts. - Contribute impactfully to the execution of client solutions that address regulatory requirements, enhance operational efficiency, and mitigate financial crime risks. - Drive the development...
advisory engagements, including Anti-Money Laundering (AML), sanctions, and fraud-related... assessments, gap analyses, and remediation efforts. - Contribute impactfully to the execution of client solutions that address regulatory requirements, enhance operational efficiency, and mitigate financial crime risks. - Drive the development of high-quality...
advisory engagements, including Anti-Money Laundering (AML), sanctions, and fraud-related... assessments, gap analyses, and remediation efforts. - Contribute significantly to the execution of client solutions that address regulatory requirements, enhance operational efficiency, and mitigate financial crime risks. - Drive the development of high-quality...
advisory engagements, including Anti-Money Laundering (AML), sanctions, and fraud-related... assessments, gap analyses, and remediation efforts. - Contribute impactfully to the execution of client solutions that address regulatory requirements, enhance operational efficiency, and mitigate financial crime risks. - Drive the development...
advisory engagements, including anti-money laundering (AML), sanctions, and fraud-related... assessments, gap analyses, and remediation efforts. - Contribute impactfully to the execution of client solutions that address regulatory requirements, enhance operational efficiency, and mitigate financial crime risks. - Drive the development of high-quality...
advisory engagements, including Anti-Money Laundering (AML), sanctions, and fraud-related... assessments, gap analyses, and remediation efforts. - Contribute to the execution of client solutions that address regulatory requirements, enhance operational efficiency, and mitigate financial crime risks. - Drive the development of high-quality work...
advisory engagements, including Anti-Money Laundering (AML), sanctions, and fraud-related... assessments, gap analyses, and remediation efforts. - Contribute significantly to the execution of client solutions that address regulatory requirements, enhance operational efficiency, and mitigate financial crime risks. - Drive the development...
engagements, which include Anti-Money Laundering (AML), sanctions, and fraud-related... assessments, gap analyses, and remediation efforts. - Contribute significantly to the execution of client solutions that address regulatory requirements, enhance operational efficiency, and mitigate financial crime risks. - Drive the development of high-quality...
advisory engagements, including Anti-Money Laundering (AML), sanctions, and fraud-related... assessments, gap analyses, and remediation efforts. - Contribute impactfully to the execution of client solutions that address regulatory requirements, enhance operational efficiency, and mitigate financial crime risks. - Drive the development of high-quality...
a focus on anti-money laundering (AML) and sanctions compliance. -... Lead diverse teams on complex financial crimes advisory engagements, including AML, sanctions, and fraud-related assessments, gap analyses, and remediation efforts. - Deliver high-quality financial crimes deliverables and lead teams in a fast-paced...
primary focus on anti-money laundering (AML) and sanctions compliance.... - Lead diverse teams on complex financial crimes advisory engagements, including AML, sanctions, and fraud-related assessments, gap analyses, and remediation efforts. - Deliver high-quality financial crimes deliverables and lead teams in...
Title: General Counsel / Head of Legal - US Job Responsibilities: 1. Fund Structuring & Documentation: - Draft and maintain template Limited Partnership Agreements (LPAs), Private Placement Memorandums (PPMs), Reg D offering documents, and sub-advisory agreements for funds backed by the company....
subpoena, ensuring only legally requested records are released. Review subpoenas for potential risk or liability for the bank and escalate when needed. - Process and comply with high-profile subpoenas related to matters such as Anti Money Laundering, Terrorist activities, criminal... cas...
for leading a global team in designing and executing regulatory and controls testing. This role involves ensuring the organization's adherence to applicable laws, regulations, and internal policies, particularly in the context of financial crimes such as money laundering, terrorist financin...
Title: Trust Administration Advisor Job Responsibilities: The Trust Administration Advisor is responsible for directly administering and providing fiduciary advice and oversight for various types of Wealth trust accounts. These accounts include personal trusts, special needs trusts, investment management, custodial, and guardianship accounts....
Title: Trust Administration Advisor Job Responsibilities: This position entails the direct administration and provision of fiduciary advice and oversight for various types of wealth trust accounts, including personal trusts, special needs trusts, investment management, custodial, and guardianship accounts. The advisor is responsible...
Title: Trust Administration Advisor Job Responsibilities: - Directly administer and provide fiduciary advice and oversight for various types of Wealth trust accounts, including personal trusts, special needs trusts, investment management, custodial, and guardianship accounts. - Manage a portfolio of accounts with varying levels...
Title: Trust Administration Advisor Job Responsibilities: - Administers and provides fiduciary advice and oversight for Wealth trust accounts, including personal trusts, special needs trusts, investment management, custodial, and guardianship accounts. - Manages a portfolio of accounts with varying complexity and asset sizes. - Understands...
Title: Trust Administration Advisor Job Responsibilities: - Administer and provide fiduciary advice and oversight for various types of Wealth trust accounts, including personal trusts, special needs trusts, investment management, custodial, and guardianship accounts. - Manage a portfolio of accounts with...
Title Internal Audit, Compliance and Legal, Vice President Job Responsibilities - Develop and maintain an in-depth understanding of business areas, its products, and supporting functions - Identify risks, assess mitigating controls, and make recommendations on improving the control environment -...
Title: Associate Director, Legal Counsel, GBM Legal Job Responsibilities: - Draft, review, and negotiate a wide range of commercial and procurement contracts, including master services agreements, license agreements, business process outsourcing agreements, market data agreements, and SaaS agreements. - Advise on bespoke issues...
Title: Global Financial Crimes Manager - Economic Sanctions Job Responsibilities: The Global Financial Crimes Manager - Economic Sanctions is responsible for executing comprehensive economic sanctions compliance and operational risk practices. Key responsibilities include: - Providing guidance on sanctions-related matters, ensuring...
Title: Global Financial Crimes Manager - Economic Sanctions Job Responsibilities: - Provide guidance on sanctions-related matters, ensuring compliance with OFAC, EU, UK, and other global sanctions regimes. - Assess and advise on sanctions risks related to transactions, clients, products, and services. -...
Title: Global Financial Crimes Manager - Economic Sanctions Job Responsibilities: The primary responsibility of the Global Financial Crimes Manager - Economic Sanctions is to execute substantive economic sanctions compliance and operational risk practices. This role involves working directly or through...
Title: Sr Compliance Counsel Job Responsibilities: - Conduct internal investigations and support risk assessment and monitoring efforts. - Develop and promote compliance risk assessment and monitoring efforts, including performing risk assessments for existing and new business lines and products. - Develop compliance monitoring tools...
Title: Legal Contracts Negotiator - Equity Derivatives Job Responsibilities: - Negotiate a wide range of trading agreements, including ISDA Master Agreements, Master Confirmation Agreements (MCAs), bespoke equity confirmations, Futures & OTC Clearing agreements, Cleared Derivative Execution Agreements (CDEAs), MSFTAs, Collateral Control Agreements...
Title: Legal Contracts Negotiator - Equity Derivatives Job Responsibilities: - Negotiate a diverse array of trading agreements, including ISDA Master Agreements, Master Confirmation Agreements (MCAs), bespoke equity confirmations, Futures & OTC Clearing agreements, Cleared Derivative Execution Agreements (CDEAs), MSFTAs, Collateral Control Agreements...
Title: VP - Open Finance Compliance Job Responsibilities: - Define and execute the Open Finance compliance strategy for the ., ensuring alignment with applicable . laws and regulations such as BSA/AML, OFAC, GLBA, CFPB Open Banking rule, and state privacy...
Title: Counsel - TD Auto Finance Job Responsibilities: The Counsel position within the TD Auto Finance Legal team involves providing strategic legal guidance and operational support to TD Auto Finance, a division of **Members Only** The role requires working closely with leaders...
Title: Counsel - TD Auto Finance Job Responsibilities: The Counsel for TD Auto Finance is responsible for providing strategic legal guidance and operational support to the TD Auto Finance division. Key responsibilities include: - Providing consistent and sound legal advice in a...
Title: Counsel - TD Auto Finance Job Responsibilities: - Provide consistent and sound legal advice in a clear, concise, and responsive manner by developing legal knowledge and skills. - Identify legal issues by understanding relevant substantive law, the business and its products,...
Title: Emerging Middle Market Attorney - Vice President, Assistant General Counsel Job Responsibilities: As an Assistant General Counsel, Vice President within the Commercial and Investment Banking division, the primary role involves providing comprehensive legal support to specific geographical markets of the Emerging...
Title: Lending Attorney, Global Corporate Banking - Vice President, Assistant General Counsel Job Responsibilities: - Provide transactional support for both syndicated and bilateral loan transactions. This includes analysis and advice on structural and risk issues, as well as the review and negotiation...
focusing primarily on anti-money laundering (AML) and sanctions compliance. -... Lead diverse teams on complex financial crimes advisory engagements, including AML, sanctions, and fraud-related assessments, gap analyses, and remediation efforts. - Deliver high-quality financial crimes deliverables and lead teams in a fast-paced...
Title: Associate General Counsel Job Responsibilities: - Strategic Legal Counsel: The Associate General Counsel will provide legal guidance on product development, business initiatives, and special projects across a variety of business segments. - Complex Transactions: Partnering with business, risk, compliance, and technology teams,...
a focus on anti-bribery, anti-corruption, anti-money laundering, and know-your-customer risk management. -... Translate regulatory expectations and best practices into strategic roadmaps and controls to protect the company while enabling intelligent risk-taking. - Serve as a trusted advisor to senior leaders, leading cross-fu...
consumer protection regulations related to fraud prevention, guest omni and website experiences, financial/payment compliance (including anti-money laundering, gift cards, PCI, etc.),... and other emerging technologies. - Draft, review, and negotiate commercial contracts related to technology, asset protection tools, and payment proces...
practice, focusing on anti-money laundering (AML) and sanctions compliance. -... Lead diverse teams on complex financial crimes advisory engagements, including AML, sanctions, and fraud-related assessments, gap analyses, and remediation efforts. - Oversee the execution of client solutions to address regulatory requirements, enhance...
Title: Senior Legal Counsel, Marketplaces and E-commerce (R27020) Department: Legal & Compliance Company: Company Job Responsibilities: - Advise business and product teams on legal and regulatory requirements applicable to prepaid balances, loyalty points, payments, and e-commerce. - Provide legal advice for the international expansion of...
Title Asset Based Lending Attorney - Vice President, Assistant General Counsel Job Responsibilities - Provide legal support, including analysis and advice on structural and risk issues related to Asset Based Lending (ABL). - Review, negotiate, and draft various legal documents such as credit and...
Title: Asset Based Lending Attorney - Vice President, Assistant General Counsel Job Responsibilities: - Provide legal support, including analysis and advice on structural and risk issues related to asset-based lending. - Review, negotiate, and draft a variety of legal documents, including credit and...
Title: Paralegal Job Responsibilities: The paralegal role involves collaborating directly with the Chief Legal Officer and the General Counsel, participating in various workstreams within the legal department. Key responsibilities include: - Reviewing and supporting the drafting of contracts, including Non-Disclosure Agreements (NDAs), onboarding...
Title: Associate General Counsel Job Responsibilities: - Strategic Legal Counsel: Provide legal guidance on product development, business initiatives, and special projects across various business segments. - Complex Transactions: Collaborate with business, risk, compliance, and technology teams to structure sophisticated third-party...