Capital Markets and Securities Associate
The candidate must have 4 - 6 years of corporate transactional experience with focused expertise in securities offerings and compliance. Life sciences/biotech experience is a plus.
Vice President, Corporate Counsel
Duties: Providing thought leadership and support as a key member of the distribution legal team. Address full range of issues related to investment advisory business. Providing strategic advice to the business on new initiatives. Interacting with senior business leaders. Providing legal and regulatory advice and counsel to the retail broker-dealer with a concentration on variable annuities, insurance and mutual funds. Representing and coun...
The candidate must have 7-10 years of experience. Will handle a variety of corporate matters including: M&A; licensing and technology related agreements; private equity, venture capital, and private placement transactions; and general corporate representation for early stage and established closely held companies across a broad range of industries.
Corporate and Business Associate
The candidate must have 2-5 yearsâ€™ experience with mergers and acquisitions, securities law, private equity/venture capital matters, corporate governance and general corporate matters. Must be highly motivated and possess strong interpersonal, writing, research and analytical skills.
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The candidate will lead securities-related matters, including drafting and reviewing public disclosures (i.e. 10-Ks and 10-Qs, proxy statement, earnings releases, investor presentations, etc.) and leading securities transactions, both debt and equity. Responsible for handling the day-to-day operations of the Office of Corporate Secretary, including assisting with the preparation of materials to be provided to the Board of Directors and its committees as...
Corporate / Capital Markets Associate
The candidate should have 3-6 years of experience in handling sophisticated corporate transactions. The firmâ€™s Corporate practice handles Mergers and Acquisitions, IPOs, Joint Ventures, Securities, and general Corporate matters. Must have excellent drafting and negotiation skills and a strong academic background. Strong academic background is essential. Admitted and in good standing to the New York State Bar is essential. Must h...
Junior/Mid-Level Capital Markets Associate - Technology and Life Sciences
The candidate will join the Technology Practice with a focus on capital markets. Must have 1-3 years of experience in public company work and registered equity offerings (IPOs and follow-on offerings). Familiar with the underwriting process, comfort letters, opinions and other components of the offering process. Prior focus on life science or technology required.
Senior Corporate Securities Associate
The candidate should have 7+ years of experience in corporate securities work. Must have experience in general corporate advisory work, registered and unregistered offerings of debt and equity securities and 34 Act work. Public and private M&A experience is a plus.