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Investment Paralegal Jobs

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SPONSORED JOB
Job title
Company
Wells Fargo
Experience
Min 3 yrs required
Location
Des Moines, IA
Posted Date
Mar 16,19
Info Source
Total Views
8
paralegal II The candidate will... review and analyze proposed Credit, Debit and Prepaid Card marketing materials with an eye on consumer financial laws and regulations, research and resolve Card-related legal... read more
SPONSORED JOB
Company
Cetera Financial Group, Inc
Experience
Min 5 yrs required
Location
El Segundo, CA
Posted Date
Mar 25,19
Info Source
Total Views
14
paralegal Contracts Responsibilities: Managing contract... requests and due dates and ensuring a timely response. Reviewing vendor, licensing, non-disclosure, technology and other corporate agreements, as well as related statements of work.... read more
SPONSORED JOB
Company
Ocwen Financial Corporation
Experience
Min 1 yrs required
Location
West Palm Beach, FL
Posted Date
Mar 25,19
Info Source
Total Views
17
Senior Corporate paralegal Responsibilities: Help drive... corporate governance initiatives and best practices in risk management in the legal and risk departments. Prepare corporate resolutions, board and committee minutes, secretary’s... read more
Company
In-House
Experience
Min 2 yrs required
Location
Nashville, TN
Posted Date
Mar 25, 19
Info Source
Employer
Total Views
9
Assistant - Alternative Investments Responsibilities: Provide proactive, thoughtful, high-quality administrative support by responding to daily inquiries and managing ongoing business requests. Coordinate with business liaisons on creating training courses and FAQ pages for our salesforce. Help update, create, and review... read more
Company
Law Firm
Experience
Min 2 yrs required
Location
Overland Park, KS
Posted Date
Mar 25, 19
Info Source
Employer
Total Views
2
Paralegal - Special Assets Duties:... Prepare legal documents such as motions, responses, objections, and notices. Retrieve, review and analyze documents provided by the client to ensure their accuracy in order to prepare the legal documents. Documents to be reviewed may... read more
Company
Law Firm
Experience
1-2 yrs required
Location
Beverly Hills, CA
Posted Date
Mar 25, 19
Info Source
Employer
Total Views
2
Paralegal/Legal Assistant The candidate will... LLC (“ARC”), a full-service investment advisory compliance consulting firm.... Major, a plus) and/or Paralegal Certificate from an ABA... have Working knowledge of Investment Advisor's Act, 1940 Act... (Investment Company Act), other securities... regulations and/or FINRA... read more
Company
In-House, Principal Financial Services, ...
Experience
4-6 yrs required
Location
Des Moines, IA
Posted Date
Mar 23, 19
Info Source
Employer
Total Views
152
Paralegal Analyst Responsibilities: Work as... a professional assistant in the department. Specific work areas may include: Investments (residential, commercial & securities); Corporate; Legislative/Regulatory; Products (group, individual, pension); Debtor/Creditor and Tax; Exam coordination; Government compliance. Manages complex projects with a high... read more
Company
Law Firm, Sidley Austin LLP
Experience
3-5 yrs required
Location
Boston, MA
Posted Date
Mar 25, 19
Info Source
Employer
Total Views
8
Paralegal - Corporate The candidate... in corporate transactional and investment funds practices. Representation of... investment funds includes hedge funds,... mutual funds, real estate investment trusts and exchange-traded funds.... Corporate transactional practice includes private equity transactions, as well as merger and... read more
Company
In-House, Starr Companies (C.V. Starr & ...
Experience
Min 3 yrs required
Location
New York City, NY
Posted Date
Mar 25, 19
Info Source
Employer
Total Views
19
coordinating with company executives, investment teams, and members of... domestic fund investments. Coordinate investment transaction documentation from closing... Coordinate with internal registered investment advisors. Provide corporate governance... entity management for corporate investment holding companies. Prepare corporate... company formation documents for investment entities and draft company... investment... read more
Company
In-House
Experience
Min 6 yrs required
Location
San Francisco, CA
Posted Date
Mar 25, 19
Info Source
Employer
Total Views
3
Senior Corporate Paralegal Duties: Maintain corporate minute... books and corporate records database (both in hardcopy and electronic format); Research, track and manage annual report filings for corporate entities; Assist with the preparation of public company filings including annual Proxy Statement;... read more
Company
In-House
Experience
Min 5 yrs required
Location
Pittsburgh, PA
Posted Date
Mar 25, 19
Info Source
Employer
Total Views
5
Senior Analyst, Paralegal The candidate provide ongoing... support for Investment Management. The position will... risk-based, legal advice to Investment Management businesses. Responsibilities will... to the provision of investment management services; (b) maintenance... relating to company’s affiliated investment management firms; and (d)...... read more
Company
Law Firm, Cleary Gottlieb Steen & Hamilt...
Experience
Location
New York City, NY
Posted Date
Mar 24, 19
Info Source
Employer
Total Views
9
the firm's global private investment funds team and be... the firm's global private investment funds team and is... clients with compliance and investment activities. Communicating directly with... private investment clients and their investors.... matters relating to private investment funds. Maintaining the institutional... investment... read more
Company
In-House
Experience
Min 3 yrs required
Location
Baltimore, MD
Posted Date
Mar 25, 19
Info Source
Employer
Total Views
3
shareholder consents, waivers and investment staff responses. Provide client... KYC and diligence materials, as requested. Assist in the ongoing implementation, data entry response to requests of investment and/or Legal staff. Maintain... Global Client Operations and Investment Compliance) to obtain and...... read more
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