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is an Equal Opportunity and Affirmative Action Employer Enforcement Principal Counsel - Job Description Location: Various Locations Organization: FINRA Department: Enforcement Employment Type: Full Time Overview: FINRA, the Financial Industry Regulatory Authority, is seeking a...
General Counsel, Regulatory: H1: Join FINRA as an Associate General Counsel, Regulatory H2: Lead Regulatory Initiatives and Rule Changes Organization: FINRA Department: Office of General Counsel Job Title: Associate General Counsel, Regulatory Job Type: Full-Time Location: Remote/Office...
and qualifications. See below for details. Job Title: Director, Enforcement Experience: Minimum 7 years in securities-related regulatory and/or complex litigation,... with at least 5 years working for a regulatory entity, member firm, or law firm. Responsibilities: - Ma...
abides by the requirements of 29 CFR 51304(c). This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, age, national origin, sexual orientation, gender identity, marital status, disability, genetic information or status as a member...
Firm Seeking Experienced Corporate/M&A/Securities/Finance Transactional Attorneys for Multiple Locations - Job Title: Corporate/M&A/Securities/Finance Transactional Attorneys - Department: Corporate/M&A/Securities/Finance - Location: Delaware, Florida, Maryland, New Jersey, New York, Texas We are a prestigious law firm seeking experienced corporate attorneys...
Title: Assistant General Counsel, Regulatory Organization: FINRA (Financial Industry Regulatory Authority) Experience: Minimum of 6-8 years of directly related legal experience Salary Information: - Salary range varies based on location, skill set, level of experience, education, and...
10 years in the securities industry with experience in... FINRA's Corporate Financing Rules Organization: FINRA (Financial Industry Regulatory Authority) Department: Corporate Financing Department Full Time Position H1 and H2 Friendly Headings: H1: Vice President, Corporate...
M&A, joint ventures, strategic alliances, restructurings, and related legal matters. The ideal candidate should possess excellent communication and analytical skills, be able to interact effectively with sophisticated client teams, and have experience in securities issuances and venture capital/private... equity financings.Duties:...
Associate Attorney - Technology Law Firm Responsibilities: • Conduct thorough legal research and analysis, and draft and negotiate a variety of technology agreements, including licensing, e-commerce, service, development, and distribution transactions, convertible notes, and Y Combinator SAFE Instruments. •...
Senior Paralegal, Oversight Liaison and Counsel at Organization H2: Full-Time Position with Competitive Salary and Benefits Organization is seeking a Senior Paralegal to provide support to the Office of Oversight Liaison and Counsel (OLC) attorneys and senior management. This...