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Friendly Job Title: Principal Investigator, VAST - All FINRA Locations H1: Join the VAST Team as a Principal Investigator at FINRA H2: Investigate Financial Exploitation and Abuse of Seniors and Vulnerable Adults Organization: FINRA Department: Vulnerable...
Analyst, Regulatory Services Management - Full Time Location: Varies (See Below) Job Requisition ID: R-008101 Organization: FINRA Department: Market Regulation and Transparency Services Salary Range: $92,500 - $200,200 (Based on Location and Experience) Responsibilities:...
Regulatory Services Management - Full Time H1: Apply for Director, Regulatory Services Management at FINRA H2: Join Our Team and Make a Difference! Are you looking for a challenging and rewarding career in the financial industry? FINRA, the...
Senior Paralegal, Oversight Liaison and Counsel at Organization H2: Full-Time Position with Competitive Salary and Benefits Organization is seeking a Senior Paralegal to provide support to the Office of Oversight Liaison and Counsel (OLC) attorneys and senior management. This...
Title: Principal Analyst, Risk Monitoring Organization: FINRA Location: Any FINRA Location Salary Range: $92,500 - $200,200 (Based on location and qualifications) Experience: Bachelor's degree in Finance, Accounting, Business or related field(s), or equivalent combination of education...
FINRA Corporate Actions Analyst – Transparency Services Full Time Rockville, MD R-008286 Overview: Join FINRA's Corporate Actions Transparency Services team as an Analyst and contribute to the day-to-day operational functions of the OTC market. This...
Enforcement - Oversee a team of 5-8 attorneys handling Enforcement cases from start to finish, ensuring accurate and timely resolution. Salary Information: Varies based on location, experience, and qualifications. See below for details. Job Title: Director, Enforcement Experience: Minimum 7...
Vice President, Regulatory Liaison - All FINRA Locations Salary: $175,600 - $345,700 Experience: Significant securities, compliance or financial regulatory experience Organization: FINRA Department: Office of Regulatory Liaison (ORL) Responsibilities: - Lead and strengthen the Office...
abides by the requirements of 29 CFR 51304(c). This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, age, national origin, sexual orientation, gender identity, marital status, disability, genetic information or status as a member...
Friendly Job Title: Vice President & Associate General Counsel, Capital Markets Policy H1: Join FINRA as Vice President & Associate General Counsel, Capital Markets Policy H2: Lead a Team of Attorneys in Developing and Implementing Capital Markets Policy Initiatives Bold Headlines: Expert Knowledge...