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non-governmental regulator for all securities firms doing business with... the public in the United States. FINRA works to protect investors and maintain market integrity in a public trust. FINRA employs a diverse workforce and is an Equal Opportunity Employer....
and qualifications. See below for details. Job Title: Director, Enforcement Experience: Minimum 7 years in securities-related regulatory and/or complex litigation, with at least 5... years working for a regulatory entity, member firm, or law firm. Responsibilities: - Ma...
abides by the requirements of 29 CFR 51304(c). This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, age, national origin, sexual orientation, gender identity, marital status, disability, genetic information or status as a member...
ensuring high-quality and timely outcomes in each matter, as well as collaborating with other departments and managing staff performance. The role requires a law degree and a minimum of seven years of securities-related regulatory and/or litigation experience. The salary range......
is an Equal Opportunity and Affirmative Action Employer Enforcement Principal Counsel - Job Description Location: Various Locations Organization: FINRA Department: Enforcement Employment Type: Full Time Overview: FINRA, the Financial Industry Regulatory Authority, is seeking a...
H1: Senior Litigation Counsel, Enforcement - Full... Provide guidance on statutory disqualification and member application issues - Draft legal documents and oversee pre-hearing tasks - Conduct litigation training and collaborate with... other FINRA departments Salary Information: - Location-b...
points: - Title: Senior Litigation Counsel, Enforcement - Locations:... Washington, DC; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL; Boston, MA; Boca Raton, FL; Woodbridge, NJ; San Francisco, CA; Rockville, MD; Philadelphia, PA; New York, NY; Los...
Collaborative and inclusive environment **MEMBERS ONLY**SIGN UP NOW***., a cutting-edge cybersecurity company, is seeking a Senior Claims Counsel to join their global Claims and Incident Management team. This full-time position offers a hybrid work schedule and the opportunity to work with a...
Resilience, a cybersecurity company, is seeking a Senior Claims Counsel to join their global team. This full-time position, located in various cities across the US and Canada, offers a hybrid work schedule and competitive salary. The ideal candidate will...
H1: Global OGC Litigation and Investigations Attorney H2:... Office of General Counsel. - As a Director, you will play a crucial role in handling complex litigation and regulatory matters for... our firm and its personnel. - This position offers th...