Title: Legal Associate Job Responsibilities: - Review and analyze legal documents, contracts, and agreements related to broker dealer activities, including investment banking transaction documents, client agreements, trading agreements, and other business contracts. - Assist in the development, implementation, and maintenance of compliance policies...
Form IDs with the Securities and Exchange Commission (SEC)... - Work with state securities regulatory administrators, as well... as NASAA, the SEC, and FINRA. - Conduct blue sky research regarding state exemptions and monitor/track the state status of registrations and/or...
on federal and state securities, banking, and insurance laws... and rules. - Deliver day-to-day legal, business, and strategic advice to internal markets-focused teams, addressing challenges and offering solutions in the development and implementation of groundbreaking digital asset financial products and services. -...
successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and...
Title: Transaction Counsel - Credit Business & Transactional Support Job Responsibilities: - Provide legal support for the company's Credit business, assisting with general credit-related legal matters and supporting transactional activities. - Support transactional activities across the company's Credit business, assisting with...
Manager's Equity Finance businesses, which include Prime Finance, Securities Lending, Clearing and Settlement,... and OTC derivatives. The role involves providing advice on broker-dealer regulations and new or existing products or services related to these businesses. The attorney will coordinate t...
Title: Attorney-Equity Derivatives Salary: Competitive, based on experience Experience: 4+ years at a law firm and/or in-house at a financial company H1: Bank of America is Hiring an Attorney-Equity Derivatives in New York H2: Join our Team and Make...
Title: Attorney Equity Derivatives Location: New York, New York Salary: Competitive, based on experience Experience: 4+ years at a law firm and/or in-house at a financial company Job Description: - Analyze complex legal issues and their impact on Bank...
Title: Investment Funds, Regulatory Associate Job Responsibilities: - Assist fund sponsors with fundraising and transactions. - Navigate SEC examination and enforcement matters. - Review offering materials and fund governing documents. - Advise clients on compliance with applicable rules and regulations. - Prepare SEC filings and respond...
Title: Investment Management Attorney Job Responsibilities: The Investment Management Attorney will be a part of the Legal and Compliance team at Company and will provide legal advice and guidance on a range of institutional and retail investment advisory matters. Key responsibilities...
Job Title: Director, Securities Regulation & Corporate Governance Job... Responsibilities: The Director, Securities Regulation & Corporate Governance... wide array of . securities and corporate law matters.... Key responsibilities include: - Legal work on proxy statements for annual and special shareholder meetings, including preparation...
Friendly Job Title: Investment Funds Associate at Law Firm in New York H1: Join Our Growing Investment Funds Practice at **Members Only** in New York H2: Seeking Motivated and Experienced Investment Funds Associate Investment Funds Associate Job Description: - Join a dynamic team of corporate...
to join our growing securities group in New York.... The ideal candidate should have at least nine years of experience in various areas of public company rules and regulations, as well as general corporate and corporate governance experience. This position...
for the firm's investment platform, which includes registered and private fund vehicles and separately managed accounts. The ideal candidate will have a working knowledge of various regulations, such as the Investment Advisers Act of 1940 and the... Securities Act o...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Midwest firm manages its practice groups efficiently and matter-of-factly. Solid and steady work help solidify this firm as a reliable player in the smaller law firm market. Associates can expect good training, including more hands-on work than in...
specializes in corporate and securities transactions, commercial litigation, and... intellectual property. The attorneys at this firm are a diverse group with a wide variety of backgrounds, but they are all dedicated to the quality of their work and to serving...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
OverviewA prestigious law firm is seeking a skilled Corporate Associate with 4–7 years of experience to join its Investment Services team. This opportunity is available in multiple major . cities and offers an engaging, client-facing role in a multidisciplinary legal...