Save your search progress and never miss an update
City is seeking a Registered Funds Associate Attorney with... on matters pertaining to registered investment companies, including mutual... closed-end funds, interval funds, tender offer funds, and business development companies, as well as their... advisers and directors. This role involves collaborating...
academic credentials Services Group as a Registered Funds Associate H2: Experienced... Associate with Knowledge of Investment Company Act and Investment... Advisers Act Law... Firm Seeking Associate with Registered Investment Company Experience ... Job... Title: Registered Funds Associate Salary:......
a comprehensive benefits package including medical, dental, vision, and 401k plans. Job Title Registered Funds Associate Experience... Information 3-6 years of legal experience practicing as a Registered Funds Attorney Department... Asset Management Group (Regist...
an experienced Investment Funds, Registered Funds, and BDC Associate... have 3-6 years of investment funds practice experience, focusing... on registered funds and business development... companies (BDCs).Duties:Advise on the formation,... structuring, and operational matters of open-end funds (including ETFs) and closed-end...
ideal candidate will have substantial experience in compliance and regulatory matters, specifically with registered investment advisors and broker-dealers.... This role demands a deep understanding of the Investment Advisers Act of 1940... and the Investment Company Act of 1940... and...
around the world. Heading: Investment Funds, Registered Funds/BDC Associate Kirkland... & Ellis LLP is seeking a motivated and experienced attorney for the position of Investment Funds, Registered Funds/BDC Associate in its... New York, Boston and/or Washington, . offices....
skilled and knowledgeable Mid-Level Investment Management Regulatory Associate Attorney... securities laws, particularly the Investment Advisers Act of 1940,... and experience advising clients with global operations and diverse business models. Experience in a large law firm, in-house, or regulatory agency is...
Paul Hastings as a Registered Funds Associate (4th-8th Year)... for a Highly Sought-After Investment Management Role Law... Firm Seeks Registered Funds Associate with Strong... seeking a highly qualified Registered Funds Associate with four... of experience in the Investment Management group of our... Investment...
$120,000-$150,000 Private Client Advisor II in Rochester, New York - Bank of America Job Title: Private Client Advisor II Location: Rochester, New York Experience: 12+ years in private banking or complex financial services OR equivalent financial services/business experience...
support three institutional FINRA registered broker dealers. This role... will also provide compliance support to the Capital Markets line of business within Capital One. The Compliance Advisor Senior Manager will be responsible for managing compliance risk arising from federal and...