counsel on matters related to registered investment funds, including mutual funds, ETFs, and other regulated investment... products. Key responsibilities include: - Advising and assisting on the structuring, formation, registration, and ongoing governance of registered investment funds. - Preparing and reviewing regulatory filings,...
funds, including mutual funds, ETFs, and other regulated investment... products. The role requires a thorough understanding of the Investment Company Act of 1940, the Investment Advisers Act of 1940, SEC regulations, and other relevant laws governing registered funds. Key responsib...
Title: Investment Funds Associate Location: New York, Washington, . Salary: Dependent on experience Experience: 4+ years Department: Investment Funds Firm: **MEMBERS ONLY**SIGN UP NOW***. General Summary: - Immediate opening for an Investment Funds Associate - Must have 4+ years of Investment Company...
structure, and advise on various retail fund products, including traditional funds such as mutual funds, ETFs, and listed closed-end funds. -... Handle “alternative” funds, including interval/tender offer funds, business development companies (BDCs), real estate investment trusts (REITs), “holding company” and simil...
Law Firm: **MEMBERS ONLY**SIGN UP NOW***. Job Title: Corporate and Securities Associate Experience: Minimum 3 years in securities law, 2 years in cryptocurrency, blockchain, and digital assets Salary: $115k - $225k (based on experience) Responsibilities: - Provide legal advice on federal...
Senior Vice President, Compliance Officer **MEMBERS ONLY**SIGN UP NOW***. is seeking a dynamic individual to serve as a Senior Compliance Officer within the global compliance team of its Legal and Compliance Department. The Compliance Officer will support the . Registered Funds 38a-1...
in advising exchange-traded funds (ETFs). This is an exciting... and work on a variety of projects related to all forms of ETFs and potential business development... opportunities. Responsibilities: • Specialize in establishing and registering index-based ETFs, actively-managed tr...
Title: Associate - Investment Services Job Responsibilities: - Work closely with shareholders and participate in business development and client-facing activities within a cohesive and collaborative team. - Play a leading or key role in transactions, particularly related to investment company reorganizations or mergers. -...
in the equities businesses pertaining to sales and trading operations of equities products, including stocks, exchange-listed options, convertibles, American Depository Receipts (ADRs), exchange-traded funds (ETFs), and mutual fund shares... within the company's ., Canadian, and Latin American equities markets oper...
Act matters. The ideal candidate will have substantial experience supporting closed-end funds (such as tender offer funds, interval funds, and/or business development companies) and experience with open-end funds and/or ETFs is a plus. The... role requires excellent academic credentials, s...