of Broker Compliance Job Title: Head of US Broker Compliance Job Responsibilities: As the Head of Broker Compliance, the individual will play a crucial role in ensuring that the company's operations adhere to the highest standards of regulatory and governance requirements. The primary responsibilities...
Secrecy Act (BSA), Anti-Money Laundering (AML), and Office of... Foreign Assets Control (OFAC)/sanctions matters, across all three lines of defense. - Support Financial Crimes leaders in the financial services industry with analytical and technology-related tasks. - Provide support for financial...
compliance program for a multi-national organization. The role emphasizes compliance related to sanctions, anti-money laundering (AML), anti-bribery, and conflicts... of interest, among other regulatory areas pertinent to professional services firms. The responsibilities include: - Laying the foundation for a global comp...
Title: Banking Fraud Program Consulting Manager Job Responsibilities: - Lead and deliver client engagements focused on fraud risk management, including fraud risk assessments, program assessments, policy development, operational enhancements, and independent testing for financial institutions and FinTechs. - Design, assess, and enhance fraud...
special focus on Anti Money Laundering (AML) as part... of the client and matter on-boarding process. Key responsibilities include: - Clearing new matters by facilitating the client and matter on-boarding process. - Conducting risk client due diligence checks, sanctions screening, and reputational...
Director, Legal Counsel, GBM Legal Job Title: Associate Director, Legal Counsel, GBM Legal Salary: $170,000 - $224,700 Experience: Minimum of 3 years of legal experience Location: New York, New York Overview: - Join a purpose-driven, winning team...
Senior Consultant - Anti Money Laundering Risk Management and... Range: $84,600-$155,100 The position of Advisory Project Associate - Senior Consultant - Anti Money Laundering is available in... four locations, including Atlanta, Georgia; Charlotte, North Carolina; New York, New York...
Project Associate-Consultant - Anti Money Laundering Risk Management and... Governance Forensic Location: Atlanta, Georgia, Charlotte, North Carolina, New York, New York, Philadelphia, Pennsylvania, United States Salary: $73,050-121,750 Experience: Minimum 2+ years of experience in private or public sector AML...
Title: Assistant District Attorney (Lateral Hiring) Job Responsibilities: The Assistant District Attorney (ADA) position in the Investigations Division involves engaging in complex criminal investigations and prosecuting cases arising from such investigations. The role is particularly focused on the Organized Crime & Rackets...
and Compliance Lawyer Apply locations New York Raleigh Washington, . time type Full time posted on Posted Today job requisition id R-05467 Overview of the Function The Firm...
of Legal Ethics & Professional Responsibility Duties: Assist the US Loss Prevention Partner in the provision of regulatory, professional ethics and compliance matters relevant to partners, other fee-earners and support staff throughout the firm’s US offices. Identify changes in applicable...
- AML/Audit Consulting (Global Banks) Apply locations New York time type Full time posted on Posted Yesterday job requisition id JR110357 We are the leading provider of professional services to the...
Title: Senior Associate, Financial Crimes Job Responsibilities: - Assist in leading teams on complex financial crimes advisory engagements, including AML, sanctions, and fraud-related assessments, gap analyses, and remediation efforts. - Contribute impactfully to the execution of client solutions that address...
Regional Head of Controls Testing & Assurance (CT&A) / Americas Head of Compliance Testing - Director Apply locations New York, 1 Columbus Circle time type Full time posted on Posted 30+ Days Ago...
Job Title: Corporate Paralegal Experience: Minimum of 3-5 years of relevant experience; multinational company experience preferred Job Summary: Join the dynamic legal team at IFF, a global leader in taste, scent, and nutrition. We are seeking a...
executing the company's Anti-Money Laundering/Counter Terrorist Financing and Sanctions... compliance programs - Ensures compliance with relevant laws and regulations, including the Bank Secrecy Act, USA PATRIOT Act, and OFAC sanctions programs - Collaborates with AML leadership team, Legal Payments team,...
- Regulatory/Bank Secrecy Act/Anti-Money Laundering Compliance (NY) The... . Bank Secrecy Act/Anti-Money Laundering Compliance. This is a... great opportunity for a highly skilled and motivated individual to join our dynamic team and work on challenging and high-profile cases....
Evaluate, support, and influence a culture of compliance throughout the organization - Advise and drive compliance initiatives and programs to comply with global Anti-Money Laundering and sanctions laws and... regulations - Partner with various teams to implement and operationalize...
Senior AML Compliance Counsel - Job Description [H1] Global Senior AML Compliance Counsel - Join Our Team at **MEMBERS ONLY**SIGN UP NOW***.! [H2] Location: Los Angeles [LA/NY/DC/San Jose] [SEO Friendly Job Title] Global Senior AML Compliance Counsel - Legal...
benefits Experience: - 8+ years of legal experience as a practicing attorney, including at a law firm and/or in-house or government experience Responsibilities: - Conduct internal investigations on matters relating to anti-corruption, cyber-security, anti-money laundering, securities, competition law, international... trade and fraud - Retain...
Analyst, Risk Monitoring - Capital Markets - All FINRA Locations As a Principal Analyst, Risk Monitoring for FINRA, you will have the opportunity to work in one of the top regulatory organizations in the financial industry. You will be...
Analyst, Risk Monitoring - Capital Markets - All FINRA Locations The Principal Analyst, Risk Monitoring will be responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members. This senior-level position will report to a Risk Monitoring...
New York, New York, United States Washington, District of Columbia, United States Position Summary Anti Money Laundering (AML) Senior Consultant... The Opportunity Do you have a passion for investigating and combating money l...
MS Operations, Procedures and Standards - All FINRA Locations Reporting directly to the Vice President of Member Supervision Operations, Procedures and Standards, the Director will provide strategic leadership and guidance to establish procedures and standards across the program at...
MS Operations, Procedures and Standards - FINRA Job Title: Director of Operations and Standards Experience: Significant experience in securities, compliance or financial regulatory roles, with prior experience in FINRA's Exam and/or Risk Monitoring program preferred Salary Information:...
Principal Analyst, Risk Monitoring - Capital Markets role at FINRA is a senior-level position responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring Director. This position reports to the Risk Monitoring...
note that this posting represents multiple roles in various locations across the . and the specific location will be determined based on business needs. As a leading non-governmental organization, FINRA is dedicated to protecting investors and promoting market integrity...
of Operations, Procedures and Standards - Full Time The Director of Operations, Procedures and Standards will report directly to the Vice President of Member Supervision and will be responsible for providing strategic leadership and guidance in establishing procedures and...
an organization, FINRA is dedicated to providing a diverse workforce. Associate Principal Analyst, Risk Monitoring - All FINRA Locations The Role: FINRA is seeking a well-qualified individual for our Associate Principal Analyst, Risk Monitoring opening in...
Principal Risk Monitoring Analyst - Any FINRA Location ##Overview FINRA, the Financial Industry Regulatory Authority, is seeking a highly qualified individual for the position of Associate Principal Risk Monitoring Analyst. In this role, you will be responsible for...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
high-powered, long-established firm offers great opportunities for top-notch candidates seeking rapid growth and high volume in intellectual property and dozens of other challenging practices. We really have a lot of good things to say about this firm because the firm...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Title: Associate Attorney- Litigation (Cryptocurrency Litigation And Regulatory Defense)Job Overview: A prominent law firm based in New York City, NY is seeking an experienced litigation associate to join a rapidly expanding practice dedicated exclusively to blockchain and cryptocurrency clients. This role...