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associate to join their Investment Management – Financial Institutions... 3-5 years of experience with investment adviser regulatory matters. The... successful candidate must have experience in counseling top tier investment management firms on various... regulatory matters, and be an active member...
a highly skilled Corporate Investment Funds Regulatory Associate Attorney... extensive knowledge of the Investment Advisers Act of 1940... and the Investment Company Act of 1940... and experience in private... equity and hedge fund formation.Duties:Provide legal advice and support on regulatory...
advice and guidance to clients on matters pertaining to registered investment companies, including mutual funds,... exchange-traded funds (ETFs), closed-end funds, interval funds, tender offer funds, and business development companies, as well as their advisers and directors. This role... involves collaborating...
successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and...
NY, is seeking an Investment Funds, Regulatory Associate Attorney... Solutions practice within the Investment Funds Group. The ideal... representing registered and exempt investment advisers, as well as... private U.S. and offshore investment funds.Duties and Responsibilities:Advise fund... sponsors on the formation,...
requisition id R-7716 As one of the world’s leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, we provide... a wide range...
note this email is only for accommodations requests and does not accept resumes or applications. H1: Chief Compliance Officer & Associate General Counsel, Mutual Funds H2: Job Summary Job Title: Chief Compliance Officer & Associate General Counsel...
Chief Compliance Officer Experience Level: Executive Director Location: New York, NY, US Employment Type: Full Time Salary Range: $257, - $280, Requisition ID: 2845 Company Overview: **MEMBERS ONLY**SIGN UP NOW***. is a top-tier global financial group with a 400-year history....
a minimum of four years’ experience in compliance and regulatory matters to join their Financial Services Practice Group. - The ideal candidate will have experience working with registered investment advisors and broker-dealers, specifically... with the Investment Advisers Act of 1......
ideal candidate will have substantial experience in compliance and regulatory matters, specifically with registered investment advisors and broker-dealers. This... role demands a deep understanding of the Investment Advisers Act of 1940... and the Investment Company Act of 1940... and...