MSIM Description Morgan Stanley Investment Management (“MSIM”), together with... its investment advisory affiliates, has more... than 1,300 investment professionals in 25 countries... to provide strong long-term investment performance, outstanding service, and... a comprehensive suite of investment management solutions to...
Title: Product Counsel Job Responsibilities: - Provide leadership in legal affairs for markets and products, offering sound advice on federal and state securities, banking, and insurance laws and rules. - Deliver day-to-day legal, business, and strategic advice to internal markets-focused teams, addressing challenges...
Title: Senior Compliance Officer Job Responsibilities: - Provide direct support to the . registered funds compliance program, which includes maintaining regulatory risk assessments, administering Board-approved policies and procedures, compliance monitoring, executing the annual review, drafting and producing periodic Board reporting, and overseeing...
successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and...
Title: Private Funds & Investment Management Associate Law Firm: Investment... Funds Group Salary: $310,000-$390,000 Experience: 4-6... a dynamic and growing Investment Funds Group? We are... our Private Funds & Investment Management department, you will... have the opportunity to work with top-tier clients and...
Title: Transaction Counsel - Credit Business & Transactional Support Job Responsibilities: - Provide legal support for the company's Credit business, assisting with general credit-related legal matters and supporting transactional activities. - Support transactional activities across the company's Credit business, assisting with...
platform, which includes registered investment companies, business development companies,... and other permanent capital vehicles. - Manage day-to-day legal operations for the company's regulated funds. - Collaborate with other legal team members and professionals on corporate governance matters, co-investment transactions, strategic...
experience, including at least 3-5 years in the legal department of a registered investment adviser or a national... law firm Salary Range: $100,000 - $125,000 The Associate (Paralegal) will support the Registered Funds Legal and Regulatory Team at B...
Job Title: Investment Funds, Regulatory Associate Job Responsibilities: -... governing documents. - Advise clients on compliance with applicable rules and regulations. - Prepare SEC filings and respond to examinations. Education and Experience Information: - 1-3 years of investment funds-related regulatory experience at... a global law f...
SEO Friendly Job Title: Investment Funds Associate at Law... York H1: Join Our Growing Investment Funds Practice at **Members Only**... Seeking Motivated and Experienced Investment Funds Associate Investment Funds Associate... and regulation of private investment funds - Assist with drafting,... revising, and negotiating...
counsel on matters related to registered investment funds, including mutual funds,... ETFs, and other regulated investment products. Key responsibilities include: -... Advising and assisting on the structuring, formation, registration, and ongoing governance of registered investment funds. - Preparing and reviewing... regulatory filings,...
matters related to registered investment funds, including mutual funds,... ETFs, and other regulated investment products. The role requires... a thorough understanding of the Investment Company Act of 1940,... the Investment Advisers Act of 1940,... SEC regulations, and other... relevant laws...
Job Title: Investment Management Attorney Job Responsibilities: The... Investment Management Attorney will be... of institutional and retail investment advisory matters. Key responsibilities... include: - Regulatory Research and Guidance: Conducting research and providing concise legal and regulatory counsel on matters and risks associated...
Firm is seeking an Investment Funds Regulatory Associate to... experience to join its Investment Funds Regulatory Practice. The... and compliance advice to investment advisers, family offices, and... other financial institutions around t...
Associate – Investment Funds Regulatory – Law... have strong knowledge of Investment Advisers Act of 1940... and Investment Company Act of 1940... - Private equity and hedge fund formation experience is and compliance advice to investment advisers, family offices, and......
Title: VP AGC – Wealth Management Platforms, Programs & Advisory Attorney Job Responsibilities: The VP AGC – Wealth Management Platforms, Programs & Advisory Attorney is responsible for providing strategic legal advice to various business units within the company. This position involves...
support for the firm's investment platform, which includes registered... private fund vehicles and separately managed accounts. The ideal candidate will have a working knowledge of various regulations, such as the Investment Advisers Act of 1940... and the Securities Act o...
Compliance Manager locations New York, NY posted on Posted 5 Days Ago job requisition id R136101 About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that...
also offer a comprehensive compensation and benefits package. **Members Only** is seeking a Manager - Regulatory Compliance (Asset Management) to join their team. This position is located in various locations including New York, Iselin, Melville, Princeton, Philadelphia, and Stamford....
Compliance Officer Apply locations New York, 875 Third Avenue time type Full time posted on Posted 18 Days Ago job requisition id R0365020 Job Description: Employer: DWS Group Title:...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
industry. We not only have the best **Members Only** positions, but we also have the most. Midlevel Funds & Investment Management Attorney The candidate'... must have stellar academic credentials and major law firm experience, required. Strong knowledge of the...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
experience to join its Investment Services team. This opportunity... engaging, client-facing role in a multidisciplinary legal practice focused on registered investment companies and advisers. The... successful candidate will work alongside experienced shareholders and play a key role in complex leg...