is to provide tax compliance and advisory services to... investment management clients. The role involves leveraging prior experience to assist clients with effective analysis, solution development, and implementation of their tax objectives. Key duties include: - Performing detailed reviews of tax...
General Counsel - Commercial Transactions Job Title: Assistant General Counsel - Commercial Transactions Job Responsibilities: The Assistant General Counsel will have lead responsibility for providing legal advice and representation on a diverse range of transactional matters. Key responsibilities include: - Drafting, reviewing, and negotiating...
as Operations, Development, Sales, Regulatory, or Health Services, under... attorney supervision. - Provide comprehensive administrative support, including conducting research on regulatory updates and licensing requirements. -... Draft and review various contracts, including medical and community subleases, construction and architect agreements, and Gen...
Title: Principal Investigator, Specialist Team Job Responsibilities: The Principal Investigator in the Specialist Team is responsible for conducting high complexity routine and special investigations of organization member firms. This role involves investigating potentially suspicious activities of persons associated with these member firms...
Assistant General Counsel - Regulatory Engagement Job Responsibilities: - Oversee the... during examinations and other regulatory inquiries/complaints. - Ensure effective representation... securing/negotiating the favorable resolution of pending regulatory matters. - Collaborate with and... support internal clients on insurance regulatory examinations and other regulatory... inquir...
Title: Examination Director - All FINRA Locations Job Responsibilities: - Manage a team of 4-6 Examination Managers and Senior Principal Examiners. - Provide input and intelligence to inform annual Examination Planning efforts. - Communicate guidance, policies, and key initiatives to staff and management effectively. -...
Title: Senior Counsel – Distribution Counsel (BD/RIA/Insurance) Job Responsibilities: - Provide legal advice and support in the development, maintenance, and offering of investment advisory, broker-dealer, and insurance agency products and services. - Prepare, review, and negotiate legal contracts, documents, and agreements, including...
Paralegal II - Franchise Regulatory Practice Job Responsibilities The Paralegal... position within the Franchise Regulatory Practice is integral to... managing the franchise disclosure document (FDD) update process. Key responsibilities include: - Assisting in the management of the annual FDD update process...
strategic advice on legislative, regulatory, litigation, and corporate issues... as requested by senior leadership and assigned client groups. - Assist various departments, offices, committees, and member companies within the organization on a portfolio of industry issues that require legal counsel, services,...
Title: Senior Director, Cyber and Analytics Unit Job Responsibilities: The Senior Director within the organization's Cyber and Analytics Unit (CAU) is responsible for leading the Cyber-Enabled Fraud (CEF) team. This role involves oversight of planning and execution of cyber-enabled fraud investigations involving...
direction. - Assist with legal proceedings, transactions, and other legal matters by identifying problems, needs, and procedures. - Work closely with other legal, governmental, or regulatory disciplines and a variety... of clients to assist in the management of the Company’s legal e...
Counsel Job Title: Senior Counsel Job Responsibilities: The primary purpose of the Senior Counsel position is to provide legal advice, counseling, and support in the areas of employment, labor, and benefits law to Human Resources and business leaders at the Companies, which include...
of the Financial Industry Regulatory Authority, Inc. **MEMBERS ONLY**SIGN UP NOW***... is an Equal Opportunity and Affirmative Action Employer Job Title: Principal Investigator, NCP - All FINRA Locations Experience: Advanced knowledge of relevant FINRA rules and the federal securities laws and...
Assistant General Counsel - Regulatory Engagement will play a... in providing legal and regulatory advice for **MEMBERS ONLY**SIGN UP NOW***.’s various... City. Responsibilities will include overseeing **MEMBERS ONLY**SIGN UP NOW***.’s engagement with state insurance department regulators, collaborating with internal clients on regulatory matters, and...
a Governance, Risk, and Compliance Analyst at **MEMBERS ONLY**SIGN UP NOW***.... LLP H2: Essential Job Duties and Minimum Requirements Are you a skilled Governance, Risk, and Compliance Analyst looking for a... new opportunity? **MEMBERS ONLY**SIGN UP NOW***., a leading law firm, is...
Employee Benefits and Employment Law Counsel at **MEMBERS ONLY**SIGN UP NOW***. Summary: **MEMBERS ONLY**SIGN UP NOW***., a leading insurance company, is seeking a Counsel for their in-house Employment Law department. This role will primarily focus on providing legal advice and support for employee benefits, including...
of compliance, legal and regulatory requirements Strong understanding... of risk and control policies and procedures Salary Information The base salary for the Private Banker position in Baltimore, MD is $170,,. In addition, the position offers...
Trust Officer Salary: Competitive, based on experience Job Title: Senior Trust Officer Experience: Minimum 10 years in investment decision making and financial consulting for high net worth and ultra-high net worth clients Responsibilities: - Manage a book of...
Providing Legal Counsel and Compliance Management for a Leading... Medical Company Company Overview: **MEMBERS ONLY**SIGN UP NOW***. is a trusted provider of surgical products and services, dedicated to supporting surgical providers with exceptional customer service, reliable performance, and unparalleled value. Our...
Clerk Internship, Spring - $15/hr - 15-20 hours per week - volunteer position Overview: The Office of the Attorney General in Maryland offers a volunteer Law Clerk program for law students to gain hands-on experience in various legal...
Advisor III - Miami: - Salary information: Competitive salary based on experience and qualifications. - Job Title: Wealth Advisor III - Experience: 8 or more years of sales and client management experience in Wealth Management Department: Wealth, Brokerage...
managing privacy risks and compliance in a rapidly changing... regulatory environment? If so, **MEMBERS ONLY**SIGN UP NOW***... has an exciting opportunity for you as our Director of Privacy Management. As the Director of Privacy Management, you will play a critical role in...
With a focus on regulatory product issues, you will... role in ensuring legal compliance and risk mitigation for... our growing Specialty Lines business. This is a highly visible role that will involve collaboration with cross-functional teams and providing strategic...
Accounting Manager - Remote Hybrid Role at DLA Piper Baltimore or Chicago location with hybrid work schedule Full time position with competitive salary range of $116,199 - $161,299 per year Job requisition ID: R2025-978 Join DLA...
Manager, Senior Manager or Managing Director, High Net Worth Requisition Post Information* : Posted Date 1 month ago(11/28/2024 1:35 AM) Requisition ID 2024-2069 # of Openings 1 Category (Portal Searching) Tax What You'll Do...
and rewards programs. This role requires in-depth technical knowledge of global regulatory landscapes and business environments.... The ideal candidate will be fully bilingual in English and Japanese and have a minimum of 3 years of experience in global mobility compl...
Director, ESG & Product Regulatory Counsel - **MEMBERS ONLY**SIGN UP NOW***.... of ESG & Product Regulatory Counsel to join their... role will provide legal support on environmental, social, and governance (ESG) and product regulatory matters, and serve as... a subject matter ex...
- Risk Management and Compliance (Hybrid - See description... **H1: Senior Associate General Counsel - Risk Management and Compliance (Hybrid Position) H2: Overview,... Primary Responsibilities, Scope of Responsibilities, Education and Experience Required, Education & Experience Preferred, Salary Information Senior...
The Financial Operations Regulatory Attorney VP position at... and wealth management services to clients worldwide. This role is for a Vice President level attorney who will be responsible for advising the Operations department on relevant legal and regulatory standards, contract...
Care Law Attorney - Regulatory and Transactional Issues ... in Baltimore, MD Bullet points: - Seeking an experienced Health Care Law Attorney with at least 10 years of experience in advising clients on regulatory and transactional issues -... Admini...
related to Ethics and Compliance and key risk areas,... a global ethics and compliance program - Experience leading... related to ethics and compliance matters - Experience interacting... agencies having jurisdiction over compliance risk areas, such as... the . Department of...
living and make it second nature for everyone. They are looking for a Senior Staff Counsel who will provide legal advice and recommendations on a variety of matters, including contracts, corporate policies, and compliance. The ideal candidate will... also sup...
In this role, you will work closely with private equity funds, providing tax advisory, compliance review, and strategic planning... services. You will have the opportunity to work on impactful projects, leveraging your expertise to drive meaningful results for our cli...
Join the Legal and Compliance Team at a Leading... detail-oriented and experienced legal professional. This position offers a combination of traditional legal work and significant compliance responsibilities, making it ideal... for someone with a passion for both enforcing regulatory framewor...
Title: Business Litigation Associate AttorneyJob Overview: A Columbia, MD-based law firm is seeking a driven and knowledgeable Business Litigation Associate to join its dynamic legal team. This role involves high-stakes, multifaceted litigation across a broad spectrum of commercial and corporate...