Job Title: Tax Manager, Registered Investment Companies (RICs) Job Responsibilities:... a Manager on the Registered Investment Company (RIC) Tax... team at the company, the candidate will be expected to manage tax planning and compliance for RICs, guide clients through complex transactions,...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Attorney - Investment Management The candidate will... serve as a disclosure attorney for open-end registered investment companies. Prepare and... file... annual updates of prospectus and statements of additional information on Form N-1A and supplements as needed. Review and update Prospectus and SAI disclosures on an ongoing basis. Will advise and counsel investment companies, investment advisers and... management teams on issues arising under the Investment Company Act, Investment Adv...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Vice President and Legal Counsel The candidate will be responsible for corporate legal and transactional activities of group and its clients, which include registered investment companies and private... funds. Advise group concerning transactions, agreements, and corporate legal matters. Negotiate contracts on behalf Group and its clients including general business contracts, broker-dealer account agreements, distribution agreements, insurance company participation agreements,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel Responsibilities: Providing legal advice with respect to various day-to-day issues relating to the operation of company funds, including participation on various committees involved in mutual fund issues. Overseeing the federal securities registration process for the company mutual funds, including preparation, filing and printing of the funds' prospectuses, SAI and other disclosure documents. Preparing materials for and helping to organize quarterl... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate General Counsel This position will work out of corporate headquarters in Baltimore, MD. The position reports to the head of the mutual funds practice group within the asset management group of company's legal and compliance department. The primary responsibility of this attorney will be to provide legal and compliance support to companies that provide service to... the company's family of funds. The attorney will also be called on to support various other registered m... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Seeking an Associate General Counsel to work in the corporate headquarters in Baltimore, MD. Will report to the head of the Mutual Funds Practice Group within the Asset Management Group of Legal & Compliance Department. The candidate will provide legal and compliance support to firm's companies that provide service to... the Family of Funds. Providing legal advice with respect to various day-to-day issues relating to the operation, including participation on various committees i... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Attorney - Securities Due Diligence at an Independently Owned and Managed Law Firm in Columbia, MD H2: Join a Leading Provider of Independent Due Diligence Services for Alternative Investments The Role: As an Associate Attorney - Securities Due Diligence at an Independently Owned and Managed Law Firm in Columbia, MD, you will have the opportunity to join a multidisciplinary team and participate in due diligence reviews for a variety of alternative investmen... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Securities Attorney The candidate will support legal issues and regulatory matters related to a registered investment advisor, a wholesale... registered broker/dealer, a trusted company,... and exempt and registered investment products for the... Workplace Division. Will require working closely with the operations, advice, sales, marketing, and product development teams on the application of federal and state law and regulation and SEC, DoL, and FINRA rules as they relate to the reti... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel - Global Advisory The candidate will manage a team of lawyers and legal analysts who primarily work to provide legal advice relating to US advisory matters including institutional and high net worth separate account business lines, Advisers Act and CFTC matters as well as separately managed accounts lines of business (., models, SMAs and dual contracts). Will oversee the legal team responsible for the review and negotiation of institutional and privat... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
AsstVP,Assoc Gen Coun&Asst Sec The candidate's essential functions: Provide legal advice on federal securities laws and regulations and state laws applicable to the Company mutual funds and Company operating companies; Monitor changes in federal... and state laws, rules and regulations applicable to the Company mutual funds and Company operating companies; work closely with the... CCO-Advisor/Broker-Dealer and CCO-Funds to promptly develop or revise policies, practices and procedu... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Corporate Counsel Internship (AAM) The candidate will be leading global asset management organization with operating businesses in Continental Europe, the United States, and the United Kingdom. With a focus on excellence, trust, and partnership, the companies manage assets for insurance... and operating companies, as well as institutional... and mutual fund clients around the globe. Some tasks include: ’40 Act research, review of transactions in the private placement and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here