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Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Apr 26, 18
Info Source
Employer
Total Views
404
is needed. Knowledge of the '33 Act & '34 Act, 2011 Equity Definitions, clearing. Dodd-Frank, bankruptcy and collateral issues,... bank regulatory issues (Reg K, Reg W), stock borrow and lending, high net worth clients, and hedge funds is a plus....
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Company
In-House
Experience
Min 6 yrs required
Location
New York City, NY
Posted Date
Apr 26, 18
Info Source
Employer
Total Views
20
Legal, Mortgages Attorney, Vice President
Principal Responsibilities... of financial regulatory reform (Dodd Frank, etc.) Supervise outside... counsel. Help create new firm policies, procedures and guidelines as required. Assist on regulatory and litigation matters relating to mortgages and structured products. Coordinate...
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Company
In-House
Experience
Min 5 yrs required
Location
Chicago, IL
Posted Date
Apr 26, 18
Info Source
Employer
Total Views
69
the U.S. Private Bank business, and partner with Compliance colleagues, regarding all laws and regulations governing the business (including, for example, Regulations B, U, W, and Z, as well as aspects of Dodd-Frank and other applicable federal... and state laws)....
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Job title
Company
In-House
Experience
Min 2 yrs required
Location
Tampa, FL
Posted Date
Apr 26, 18
Info Source
Employer
Total Views
40
the regulatory requirements of Dodd Frank as they relate... to derivative trading agreements, including the ISDA Master Agreement. Assisting with the drafting of standard templates and legal opinions, providing advice, and in some cases, negotiating the more complex contract provisions...
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Company
In-House
Experience
5-7 yrs required
Location
Stamford, CT
Posted Date
Apr 26, 18
Info Source
Employer
Total Views
37
practice in corporate governance and Board process. Manage and meet legal regulatory requirements occasioned by SEC and NYSE rules, Sarbanes-Oxley and Dodd-Frank. Successfully execute M&A and... financing transactions. Manage and meet all corporate secretarial requirements of parent and subsidiary companies....
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Job title
Company
In-House,
James River Insurance Company
Experience
Min 7 yrs required
Location
Chapel Hill, NC
Posted Date
Apr 26, 18
Info Source
Employer
Total Views
355
Sarbanes-Oxley Act of 2002, Dodd-Frank Act of 2010 and... related standards. Support corporate and strategic transactions. Draft, review, negotiate and interpret a wide range of commercial agreements in support of various company departments, including confidentiality agreements, vendor/supplier contracts, consulting agreements,...
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Job title
Company
In-House,
James River Group, Inc.
Experience
Min 7 yrs required
Location
Chapel Hill, NC
Posted Date
Apr 26, 18
Info Source
Employer
Total Views
40
Sarbanes-Oxley Act of 2002, Dodd-Frank Act of 2010 and... related standards. Support corporate and strategic transactions. Draft, review, negotiate and interpret a wide range of commercial agreements in support of various company departments, including confidentiality agreements, vendor/supplier contracts, consulting agreements,...
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Job title
Company
In-House,
Jackson Hewitt Inc
Experience
7-10 yrs required
Location
Jersey City, NJ
Posted Date
Apr 26, 18
Info Source
Employer
Total Views
31
Significant experience working with Dodd-Frank Act and other Federal... and state financial service-related laws and regulations (including the Truth in Lending Act (TILA), Equal Credit Opportunity Act (ECOA), the Fair Credit Reporting Act (FCRA), Unfair, Deceptive, or Abusive Acts or...
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Job title
Company
In-House,
Citigroup Inc
Experience
10-15 yrs required
Location
Houston, TX
Posted Date
Apr 26, 18
Info Source
Employer
Total Views
16
and conferences. Work collaboratively with firm Commodity teams, including legal support. Serve as manager to a team of three attorneys, three paralegals and an administrative assistant. Work on non-commodity projects such as Dodd-Frank implementation, QFC Stay Protocol... and Resolution Planning....
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Company
Law Firm,
BCG Attorney Search
Experience
5-18 yrs required
Location
New York City, NY
Posted Date
Apr 25, 18
Info Source
Recruiter
Total Views
88
Total Applies
1
to senior financial regulation attorney with 5-8 years of... candidate will work with securities regulations such as the Volcker Rule; and work with bank insolvency laws and Basel III capital requirements. Familiarity with Dodd-Frank Title VII and swaps... is preferred....
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