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Dodd Frank Attorney Jobs in New York City

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Company
Recruiter, BCG Attorney Search
Experience
4-10 yrs required
Location
New York City, NY
Posted Date
Jan 22, 19
Info Source
Recruiter
Total Views
125
Total Applies
1
to senior financial regulation attorney with 5-8 years of... candidate will work with securities regulations such as the Volcker Rule; and work with bank insolvency laws and Basel III capital requirements. Familiarity with Dodd-Frank Title VII and swaps... is preferred.... read more
Company
Recruiter
Experience
4-7 yrs required
Location
New York City, NY
Posted Date
Dec 03, 18
Info Source
Recruiter
Total Views
5
In-house ERISA Attorney The candidate will provide... Act of 1940, the Dodd-Frank Act, and federal securities... law is helpful. Experience drafting and negotiating investment management agreements with pension plans, trade documentation with counterparties (derivatives, repos), and related disclosure documents is... read more
Company
Recruiter
Experience
4-7 yrs required
Location
New York City, NY
Posted Date
Dec 05, 18
Info Source
Recruiter
Total Views
2
as amended by the Dodd-Frank Act) and rules (of... the Commodity Futures Trading Commission and National Futures Association) that apply to futures commission merchants, introducing brokers, commodity pool operators, commodity trading advisors, proprietary trading firms and other derivatives market participants.... read more
Company
Recruiter
Experience
5-7 yrs required
Location
New York City, NY
Posted Date
Dec 17, 18
Info Source
Recruiter
Total Views
2
Attorney – General Corporate –... Derivatives The candidate should have 5-7 years of experience. Must have both transactional and Dodd-Frank regulatory experience. Major law... firm background and excellent educational credentials needed.... read more
Company
Recruiter, BCG Attorney Search
Experience
2-9 yrs required
Location
New York City, NY
Posted Date
Dec 14, 18
Info Source
Recruiter
Total Views
6
Total Applies
1
is seeking a mid-level attorney with bank regulation experience,... Holding Company Act, the Dodd-Frank Act, and key regulations... of the Federal Reserve Board, the Office of the Comptroller of the Currency, the Federal Deposit Insurance Corporation and the New York... read more
Company
Recruiter
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Jan 15, 19
Info Source
Recruiter
Prime Financing Regulatory Attorney The candidate will provide... issues pertaining to financials laws and regulations including Dodd Frank Title VII, BASEL... requirements, EMIR and other related financial laws. Must have 3-5 years of experience. Cleared derivatives experience is highly desirable.... read more
Company
In-House
Experience
7-9 yrs required
Location
New York City, NY
Posted Date
Jan 19, 19
Info Source
Employer
Total Views
16
including the Sarbanes-Oxley Act, Dodd-Frank Act and NYSE listing... standards, Regulation FD and insider trading. Advising on corporate governance, executive compensation and various other related matters (such as transfer agent and equity plan administration), as well as developing, adopting, managing... read more
Company
In-House
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Jan 19, 19
Info Source
Employer
Total Views
4
other requirements under the Dodd-Frank. Assist with regulatory submissions... and filings, including international tax filings, and advise on tax, accounting, and other financial regulatory issues. Conduct due diligence. Analyze financial and legal arrangements of existing transactions by identifying and monitoring... read more
Company
In-House
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Jan 21, 19
Info Source
Employer
Total Views
6
banking and securities regulations, Dodd-Frank, U.S. and EU risk... retention framework, and Volcker as applied to these product categories. Familiarity with cross-border/multi-jurisdictional structures and issues. Desired/Plus: An understanding of the core businesses of SG Americas covered by the Global Finance... read more
Company
In-House, Citigroup Inc
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Jan 18, 19
Info Source
Employer
Total Views
26
and Latin America. The attorney will work closely with... credit derivative transactions. The attorney will be expected to... the Securities Exchange Act, Dodd Frank Title VII and... of external counsel. The attorney will also participate as... skills given that the attorney will have extensive interaction... attorney... read more
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