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Gates Senior Paralegal - Asset Management & Investment Funds
K&L Gates is seeking a Senior Paralegal to join the Asset Management and Investment Funds practice group in the Boston, New York or Washington, . office. The ideal candidate will...
law firm in Boston, MA, is seeking a highly experienced FinTech and Blockchain Counsel with at least 8 years of practice. The ideal candidate will possess extensive expertise in US federal securities laws, SEC interactions, and a strong background in...
Attorney - ERISA/Employee Benefits
Bank of America is dedicated to being a great place to work for their employees worldwide. They offer competitive benefits to support their physical, emotional, and financial well-being. Bank of America also offers a multi-faceted...
legal services and advice, with a primary focus on defending the firm and its Financial Professionals in FINRA arbitrations and litigation matters.... This is an excellent opportunity to join an organization that is dedicated to making a difference and hel...
o FINRA Series 7, 9/10, 24,... 63/65, and/or 66 preferred
o 3+ years working in the financial services industry (preferably in a compliance role) or equivalent experience
Are you the type of person that...
Analyst, Risk Monitoring
FINRA is seeking a Principal... Analyst, Risk Monitoring to join their team in all FINRA locations. This role will... be responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a......
FINRA is seeking a Principal... activities and ongoing risk assessments of FINRA members. The Principal Analyst... will also collaborate with internal departments to analyze, communicate and make recommendations with respect to regulatory intelligence, mentor and...
Attorney - Capital Markets
Are you looking for an opportunity to make an impact at one of the world’s leading financial institutions? Bank of America is looking for an experienced Capital Markets Attorney to join their Global Wealth and...
Financial Services Attorney
Company is looking for an innovative and experienced attorney to join the Personal Investing legal team as Legal Counsel, Digital Brokerage. This role focuses on groundbreaking digital financial services offerings from Company’s retail broker-dealers.
role focuses on groundbreaking digital financial services offerings from Company’s retail broker-dealers.
## Job Description
The successful candidate will provide analysis of applicable financial services related-law, rules, and regulations, including FINRA Rules, Securities Exchange Act... of 1934, a...