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non-governmental regulator for all securities firms doing business with... maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC),... while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed,...
non-governmental regulator for all securities firms doing business with... public-private partnership with the Securities and Exchange Commission (SEC),... while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not influenced, by the industry...
Counsel Opportunity in the Securities Industry Organization: **MEMBERS ONLY**SIGN UP NOW***... Department: Office of General Counsel Job Requisition ID: R-008412 Location: Hybrid work environment (remote/office) Salary Range: Dependent on location and qualifications Job Type: Full Time...
H1: Senior Litigation Counsel, Enforcement H2: Join... FINRA as a Senior Litigation Counsel, Enforcement! Senior... Litigation Counsel, Enforcement - Full... Time Organization: FINRA (Financial Industry Regulatory Authority) Locations: Washington, DC (Job Posting), Jersey City, NJ (Job Posting),...
a Difference in the Securities Industry SEO Job... Title: Director, Enforcement - FINRA The Organization: - FINRA (Financial Industry Regulatory Authority) The Department: - Enforcement Location: - Various locations including Woodbridge, NJ; Jersey...
Enforcement: Job Overview - Full-time position managing a team of 5-8 attorneys - Responsible for overseeing all stages of Enforcement cases, from inception to completion - Day-to-day management of a diverse docket of cases - Ensures that all factual findings and legal frameworks are...
**MEMBERS ONLY**SIGN UP NOW***. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Director, Enforcement - Job Description Summary: - The Director of Enforcement is responsible for managing a team of attorneys to develop...
The Litigation Paralegal position at **MEMBERS ONLY**SIGN UP NOW***... matters related to insurance defense tort and/or Workers Compensation... litigation matters. This position requires... of responsibility, and a strong working knowledge of litigation defense tort and workers... compensation.... The ideal candidate will have exc...
seeking an experienced Civil Litigation Attorney to join their... growing team in Rocky Hill, Connecticut. This is a full-time, exempt position that may be done partially remote. The ideal candidate will have experience in automobile and general liability matters, with...